Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940: [Amend]
SEC Accession No. 0001144204-17-015593
Filing Date
2017-03-20
Accepted
2017-03-20 14:05:30
Documents
3

Document Format Files

Seq Description Document Type Size
1 40-APP/A v462168_40appa.htm 40-APP/A 226617
4 GRAPHIC image_001.jpg GRAPHIC 5382
5 GRAPHIC image_002.jpg GRAPHIC 4504
  Complete submission text file 0001144204-17-015593.txt   252587
Mailing Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017
Business Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017 212-759-0777
Medley Capital Corp (Filer) CIK: 0001490349 (see all company filings)

EIN.: 274576073 | State of Incorp.: DE | Fiscal Year End: 0930
Type: 40-APP/A | Act: 40 | File No.: 812-14679 | Film No.: 17701072

Mailing Address 375 PARK AVENUE SUITE 3304 NEW YORK NY 10152
Business Address 375 PARK AVENUE SUITE 3304 NEW YORK NY 10152 212-759-0777
MCC Advisors LLC (Filer) CIK: 0001494085 (see all company filings)

EIN.: 272427252 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14679-15 | Film No.: 17701089

Mailing Address 375 PARK AVENUE SUITE 3304 NEW YORK NY 10152
Business Address 375 PARK AVENUE SUITE 3304 NEW YORK NY 10152 212-759-0777
Medley Capital LLC (Filer) CIK: 0001494087 (see all company filings)

EIN.: 204276388 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14679-14 | Film No.: 17701088

Mailing Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017
Business Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017 (212) 759-0777
Sierra Income Corp (Filer) CIK: 0001523526 (see all company filings)

EIN.: 452544432 | State of Incorp.: MD | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14679-09 | Film No.: 17701082

Mailing Address 375 PARK AVENUE, SUITE 3304 NEW YORK NY 10152
Business Address 375 PARK AVENUE, SUITE 3304 NEW YORK NY 10152 (212) 759-0777
Medley Opportunity Fund II LP (Filer) CIK: 0001525228 (see all company filings)

EIN.: 273577952 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14679-13 | Film No.: 17701087

Mailing Address 375 PARK AVENUE, SUITE 3304 NEW YORK NY 10152
Business Address 375 PARK AVENUE, SUITE 3304 NEW YORK NY 10152 (212) 759-0777
MOF II GP LLC (Filer) CIK: 0001525229 (see all company filings)

EIN.: 273770755 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14679-12 | Film No.: 17701086

Mailing Address 375 PARK AVENUE, SUITE 3304 NEW YORK NY 10152
Business Address 375 PARK AVENUE, SUITE 3304 NEW YORK NY 10152 (212) 759-0777
MOF II Management LLC (Filer) CIK: 0001525230 (see all company filings)

EIN.: 273770392 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14679-01 | Film No.: 17701085

Mailing Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017
Business Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017 212-759-0777
Medley LLC (Filer) CIK: 0001536577 (see all company filings)

EIN.: 272437343 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14679-16 | Film No.: 17701090
SIC: 6282 Investment Advice

Mailing Address 375 PARK AVENUE 33RD FLOOR NEW YORK NY 10152
Business Address 375 PARK AVENUE 33RD FLOOR NEW YORK NY 10152 212-759-0777
SIC Advisors LLC (Filer) CIK: 0001543338 (see all company filings)

EIN.: 800788332 | State of Incorp.: NY | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14679-08 | Film No.: 17701081

Mailing Address 375 PARK AVENUE 33RD FLOOR NEW YORK NY 10152
Business Address 375 PARK AVENUE 33RD FLOOR NEW YORK NY 10152 212-759-0777
Medley SBIC GP, LLC (Filer) CIK: 0001544012 (see all company filings)

EIN.: 900801629 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14679-10 | Film No.: 17701083

Mailing Address 375 PARK AVENUE 33RD FLOOR NEW YORK NY 10152
Business Address 375 PARK AVENUE 33RD FLOOR NEW YORK NY 10152 212-759-0777
Medley SBIC, LP (Filer) CIK: 0001544013 (see all company filings)

EIN.: 800790912 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14679-11 | Film No.: 17701084

Mailing Address MOF III GP LLC 280 PARK AVENUE, 6TH FLOOR EAST NEW YORK NY 10017
Business Address MOF III GP LLC 280 PARK AVENUE, 6TH FLOOR EAST NEW YORK NY 10017 212-759-0777
Medley Opportunity Fund III LP (Filer) CIK: 0001629102 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14679-02 | Film No.: 17701075

Mailing Address 375 PARK AVENUE 33RD FLOOR NEW YORK NY 10152
Business Address 375 PARK AVENUE 33RD FLOOR NEW YORK NY 10152 212-759-0777
Sierra Total Return Fund (Filer) CIK: 0001665056 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14679-07 | Film No.: 17701080

Mailing Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017
Business Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017 (212) 759-0777
STRF Advisors LLC (Filer) CIK: 0001675932 (see all company filings)

EIN.: 000000000
Type: 40-APP/A | Act: 40 | File No.: 812-14679-06 | Film No.: 17701079

Mailing Address C/O MEDLEY CAPITAL CORPORATION 280 PARK AVENUE, 6TH FLOOR EAST NEW YORK NY 10017
Business Address C/O MEDLEY CAPITAL CORPORATION 280 PARK AVENUE, 6TH FLOOR EAST NEW YORK NY 10017 (212) 759-0777
Medley Credit Strategies (KOC) LLC (Filer) CIK: 0001677612 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14679-05 | Film No.: 17701078

Mailing Address C/O MEDLEY CAPITAL CORPORATION 280 PARK AVENUE, 6TH FLOOR EAST NEW YORK NY 10017
Business Address C/O MEDLEY CAPITAL CORPORATION 280 PARK AVENUE, 6TH FLOOR EAST NEW YORK NY 10017 (212) 759-0777
MOF III GP LLC (Filer) CIK: 0001677613 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14679-04 | Film No.: 17701077

Mailing Address C/O MEDLEY CAPITAL CORPORATION 280 PARK AVENUE, 6TH FLOOR EAST NEW YORK NY 10017
Business Address C/O MEDLEY CAPITAL CORPORATION 280 PARK AVENUE, 6TH FLOOR EAST NEW YORK NY 10017 (212) 759-0777
MOF III Management LLC (Filer) CIK: 0001677614 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14679-03 | Film No.: 17701076

Mailing Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017
Business Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017 212-759-0777
Sierra Opportunity Fund (Filer) CIK: 0001685266 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14679-18 | Film No.: 17701074

Mailing Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017
Business Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017 2127590777
SOF Advisors LLC (Filer) CIK: 0001692822 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14679-17 | Film No.: 17701073