Form 40-APP - Application for exemption and other relief filed under the Investment Company Act of 1940:
SEC Accession No. 0001213900-18-014989
Filing Date
2018-11-07
Accepted
2018-11-06 18:08:27
Documents
3

Document Format Files

Seq Description Document Type Size
1 APPLICATION FOR EXEMPTION AND OTHER RELIEF f40app103018_sierraincome.htm 40-APP 878032
3 GRAPHIC img_001.jpg GRAPHIC 13084
4 GRAPHIC img_002.jpg GRAPHIC 12141
  Complete submission text file 0001213900-18-014989.txt   916614
Mailing Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017
Business Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017 212-759-0777
Medley Capital Corp (Filer) CIK: 0001490349 (see all company filings)

EIN.: 274576073 | State of Incorp.: DE | Fiscal Year End: 0930
Type: 40-APP | Act: 40 | File No.: 812-14971-01 | Film No.: 181164213

Mailing Address 375 PARK AVENUE SUITE 3304 NEW YORK NY 10152
Business Address 375 PARK AVENUE SUITE 3304 NEW YORK NY 10152 212-759-0777
MCC Advisors LLC (Filer) CIK: 0001494085 (see all company filings)

EIN.: 272427252 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 40 | File No.: 812-14971-04 | Film No.: 181164216

Mailing Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017
Business Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017 (212) 759-0777
Sierra Income Corp (Filer) CIK: 0001523526 (see all company filings)

EIN.: 452544432 | State of Incorp.: MD | Fiscal Year End: 1231
Type: 40-APP | Act: 40 | File No.: 812-14971 | Film No.: 181164217

Mailing Address 280 PARK AVENUE, 6TH FLOOR EAST NEW YORK NY 10017
Business Address 280 PARK AVENUE, 6TH FLOOR EAST NEW YORK NY 10017 2127590777
MEDLEY MANAGEMENT INC. (Filer) CIK: 0001611110 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 40 | File No.: 812-14971-02 | Film No.: 181164214
SIC: 6282 Investment Advice

Mailing Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017
Business Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017 (212) 759-0777
Sierra Management, Inc. (Filer) CIK: 0001756343 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 40 | File No.: 812-14971-03 | Film No.: 181164215