Form SC 13G - Statement of Beneficial Ownership by Certain Investors:
SEC Accession No. 0000904454-19-000056
Filing Date
2019-01-10
Accepted
2019-01-10 10:22:25
Documents
1

Document Format Files

Seq Description Document Type Size
1 SCHEDULE 13G FOR MEDLEY CAPITAL CORPORATION BY LPL FINANCIAL LLC s13g_010819-medleycap.htm SC 13G 56117
  Complete submission text file 0000904454-19-000056.txt   57796
Mailing Address 1055 LPL WAY FORT MILL SC 29715
Business Address 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121 704-733-3300
LPL Financial LLC (Filed by) CIK: 0001403438 (see all company filings)

EIN.: 952834236 | State of Incorp.: CA | Fiscal Year End: 1231
Type: SC 13G

Mailing Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017
Business Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017 212-759-0777
Medley Capital Corp (Subject) CIK: 0001490349 (see all company filings)

EIN.: 274576073 | State of Incorp.: DE | Fiscal Year End: 0930
Type: SC 13G | Act: 34 | File No.: 005-86732 | Film No.: 19519502