Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940: [Amend]
SEC Accession No. 0001213900-19-002727
Filing Date
2019-02-15
Accepted
2019-02-15 17:20:19
Documents
6

Document Format Files

Seq Description Document Type Size
1 AMENDMENT TO FORM 40-APP f40app121918a3_sierraincome.htm 40-APP/A 1317670
2 GRAPHIC image_001.jpg GRAPHIC 12751
3 GRAPHIC image_002.jpg GRAPHIC 15021
4 GRAPHIC image_023.jpg GRAPHIC 3935
5 GRAPHIC image_024.jpg GRAPHIC 4162
6 GRAPHIC image_025.jpg GRAPHIC 3776
  Complete submission text file 0001213900-19-002727.txt   1381256
Mailing Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017
Business Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017 212-759-0777
Medley Capital Corp (Filer) CIK: 0001490349 (see all company filings)

EIN.: 274576073 | State of Incorp.: DE | Fiscal Year End: 0930
Type: 40-APP/A | Act: 40 | File No.: 812-14971-01 | Film No.: 19612493

Mailing Address 375 PARK AVENUE SUITE 3304 NEW YORK NY 10152
Business Address 375 PARK AVENUE SUITE 3304 NEW YORK NY 10152 212-759-0777
MCC Advisors LLC (Filer) CIK: 0001494085 (see all company filings)

EIN.: 272427252 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14971-04 | Film No.: 19612496

Mailing Address 375 PARK AVENUE SUITE 3304 NEW YORK NY 10152
Business Address 375 PARK AVENUE SUITE 3304 NEW YORK NY 10152 212-759-0777
Medley Capital LLC (Filer) CIK: 0001494087 (see all company filings)

EIN.: 204276388 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14971-09 | Film No.: 19612499

Mailing Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017
Business Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017 (212) 759-0777
Sierra Income Corp (Filer) CIK: 0001523526 (see all company filings)

EIN.: 452544432 | State of Incorp.: MD | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14971 | Film No.: 19612505

Mailing Address 375 PARK AVENUE, SUITE 3304 NEW YORK NY 10152
Business Address 375 PARK AVENUE, SUITE 3304 NEW YORK NY 10152 (212) 759-0777
MOF II Management LLC (Filer) CIK: 0001525230 (see all company filings)

EIN.: 273770392 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14971-08 | Film No.: 19612500

Mailing Address 280 PARK AVENUE, 6TH FLOOR EAST NEW YORK NY 10017
Business Address 280 PARK AVENUE, 6TH FLOOR EAST NEW YORK NY 10017 2127590777
MEDLEY MANAGEMENT INC. (Filer) CIK: 0001611110 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14971-02 | Film No.: 19612494
SIC: 6282 Investment Advice

Mailing Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017
Business Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017 (212) 759-0777
STRF Advisors LLC (Filer) CIK: 0001675932 (see all company filings)

EIN.: 000000000
Type: 40-APP/A | Act: 40 | File No.: 812-14971-10 | Film No.: 19612498

Mailing Address C/O MEDLEY CAPITAL CORPORATION 280 PARK AVENUE, 6TH FLOOR EAST NEW YORK NY 10017
Business Address C/O MEDLEY CAPITAL CORPORATION 280 PARK AVENUE, 6TH FLOOR EAST NEW YORK NY 10017 (212) 759-0777
MOF III Management LLC (Filer) CIK: 0001677614 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14971-07 | Film No.: 19612501

Mailing Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017
Business Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017 2127590777
SOF Advisors LLC (Filer) CIK: 0001692822 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14971-11 | Film No.: 19612497

Mailing Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017
Business Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017 (212) 759-0777
Sierra Management, Inc. (Filer) CIK: 0001756343 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14971-03 | Film No.: 19612495

Mailing Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017
Business Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017 (212) 759-0777
MCOF Management LLC (Filer) CIK: 0001758282 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14971-06 | Film No.: 19612502

Mailing Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017
Business Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017 (212) 759-0777
Medley (Aspect) Management LLC (Filer) CIK: 0001758286 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14971-05 | Film No.: 19612503

Mailing Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017
Business Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017 (212) 759-0777
Medley SMA Advisors LLC (Filer) CIK: 0001768300 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14971-12 | Film No.: 19612504