# Filing Detail

Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940: [Amend]
SEC Accession No. 0001213900-19-023275
Filing Date
2019-11-14
Accepted
2019-11-13 21:54:12
Documents
10

Document Format Files

Seq | Description | Document | Type | Size
--- | --- | --- | --- | ---
1 | AMENDMENT TO FORM 40-APP | f40app102519a5_sierraincome.htm | 40-APP/A | 2030366
2 | GRAPHIC | image_001.jpg | GRAPHIC | 12751
3 | GRAPHIC | image_002.jpg | GRAPHIC | 24541
4 | GRAPHIC | image_003.jpg | GRAPHIC | 12901
5 | GRAPHIC | image_004.jpg | GRAPHIC | 12549
6 | GRAPHIC | image_005.jpg | GRAPHIC | 19531
7 | GRAPHIC | image_006.jpg | GRAPHIC | 90667
8 | GRAPHIC | image_007.jpg | GRAPHIC | 55247
9 | GRAPHIC | image_008.jpg | GRAPHIC | 59493
10 | GRAPHIC | image_009.jpg | GRAPHIC | 24866
| Complete submission text file | 0001213900-19-023275.txt |  | 2469928

Mailing Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017
Business Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017 212-759-0777
Medley Capital Corp (Filer) CIK: 0001490349 (see all company filings)

EIN.: 274576073 | State of Incorp.: DE | Fiscal Year End: 0930
Type: 40-APP/A | Act: 40 | File No.: 812-14971-01 | Film No.: 191216085

Mailing Address 375 PARK AVENUE SUITE 3304 NEW YORK NY 10152
Business Address 375 PARK AVENUE SUITE 3304 NEW YORK NY 10152 212-759-0777
MCC Advisors LLC (Filer) CIK: 0001494085 (see all company filings)

EIN.: 272427252 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14971-04 | Film No.: 191216088

Mailing Address 375 PARK AVENUE SUITE 3304 NEW YORK NY 10152
Business Address 375 PARK AVENUE SUITE 3304 NEW YORK NY 10152 212-759-0777
Medley Capital LLC (Filer) CIK: 0001494087 (see all company filings)

EIN.: 204276388 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14971-09 | Film No.: 191216091

Mailing Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017
Business Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017 (212) 759-0777
Sierra Income Corp (Filer) CIK: 0001523526 (see all company filings)

EIN.: 452544432 | State of Incorp.: MD | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14971 | Film No.: 191216097

Mailing Address 375 PARK AVENUE, SUITE 3304 NEW YORK NY 10152
Business Address 375 PARK AVENUE, SUITE 3304 NEW YORK NY 10152 (212) 759-0777
MOF II Management LLC (Filer) CIK: 0001525230 (see all company filings)

EIN.: 273770392 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14971-08 | Film No.: 191216092

Mailing Address 280 PARK AVENUE, 6TH FLOOR EAST NEW YORK NY 10017
Business Address 280 PARK AVENUE, 6TH FLOOR EAST NEW YORK NY 10017 2127590777
MEDLEY MANAGEMENT INC. (Filer) CIK: 0001611110 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14971-02 | Film No.: 191216086
SIC: 6282 Investment Advice

Mailing Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017
Business Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017 (212) 759-0777
STRF Advisors LLC (Filer) CIK: 0001675932 (see all company filings)

EIN.: 000000000
Type: 40-APP/A | Act: 40 | File No.: 812-14971-10 | Film No.: 191216090

Mailing Address C/O MEDLEY CAPITAL CORPORATION 280 PARK AVENUE, 6TH FLOOR EAST NEW YORK NY 10017
Business Address C/O MEDLEY CAPITAL CORPORATION 280 PARK AVENUE, 6TH FLOOR EAST NEW YORK NY 10017 (212) 759-0777
MOF III Management LLC (Filer) CIK: 0001677614 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14971-07 | Film No.: 191216093

Mailing Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017
Business Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017 2127590777
SOF Advisors LLC (Filer) CIK: 0001692822 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14971-11 | Film No.: 191216089

Mailing Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017
Business Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017 (212) 759-0777
Sierra Management, Inc. (Filer) CIK: 0001756343 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14971-03 | Film No.: 191216087

Mailing Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017
Business Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017 (212) 759-0777
MCOF Management LLC (Filer) CIK: 0001758282 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14971-06 | Film No.: 191216094

Mailing Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017
Business Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017 (212) 759-0777
Medley (Aspect) Management LLC (Filer) CIK: 0001758286 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14971-05 | Film No.: 191216095

Mailing Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017
Business Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017 (212) 759-0777
Medley SMA Advisors LLC (Filer) CIK: 0001768300 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14971-12 | Film No.: 191216096