<SEC-DOCUMENT>0001140361-20-030095.txt : 20210104
<SEC-HEADER>0001140361-20-030095.hdr.sgml : 20210104
<ACCEPTANCE-DATETIME>20201231191931
ACCESSION NUMBER:		0001140361-20-030095
CONFORMED SUBMISSION TYPE:	8-A12B
PUBLIC DOCUMENT COUNT:		1
FILED AS OF DATE:		20210104
DATE AS OF CHANGE:		20201231

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			Medley Capital Corp
		CENTRAL INDEX KEY:			0001490349
		IRS NUMBER:				274576073
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			0930

	FILING VALUES:
		FORM TYPE:		8-A12B
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-35040
		FILM NUMBER:		201429733

	BUSINESS ADDRESS:	
		STREET 1:		280 PARK AVENUE
		STREET 2:		6TH FLOOR EAST
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10017
		BUSINESS PHONE:		212-759-0777

	MAIL ADDRESS:	
		STREET 1:		280 PARK AVENUE
		STREET 2:		6TH FLOOR EAST
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10017

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	Medley Capital BDC LLC
		DATE OF NAME CHANGE:	20100426
</SEC-HEADER>
<DOCUMENT>
<TYPE>8-A12B
<SEQUENCE>1
<FILENAME>brhc10018568_8a12b.htm
<DESCRIPTION>8-A12B
<TEXT>
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      <div style="text-align: center; color: rgb(0, 0, 0); font-size: 14pt; font-weight: bold;">UNITED STATES</div>
      <div style="text-align: center; color: rgb(0, 0, 0); font-size: 14pt; font-weight: bold;">SECURITIES AND EXCHANGE COMMISSION</div>
      <div style="text-align: center; color: #000000; font-weight: bold;"><font style="font-size: 12pt;">WASHINGTON, D.C. 20549</font>
        <hr noshade="noshade" align="center" style="background-color: #000000; border-bottom: medium none; border-left: medium none; border-right: medium none; border-top: medium none; margin: 0px auto; height: 2px; width: 15%; color: #000000;"></div>
      <div>&#160;</div>
      <div style="text-align: center; color: #000000; font-weight: bold;"><font style="font-size: 18pt;">FORM 8-A</font>
        <hr noshade="noshade" align="center" style="background-color: #000000; border-bottom: medium none; border-left: medium none; border-right: medium none; border-top: medium none; margin: 0px auto; height: 2px; width: 15%; color: #000000;"></div>
      <div>&#160;</div>
      <div style="text-align: center; color: #000000; font-weight: bold;">FOR REGISTRATION OF CERTAIN CLASSES OF</div>
      <div style="text-align: center; color: #000000; font-weight: bold;">SECURITIES PURSUANT TO SECTION 12(b) OR (g)</div>
      <div style="text-align: center; color: #000000; font-weight: bold;">OF THE SECURITIES EXCHANGE ACT OF 1934</div>
      <div>
        <div style="text-align: center; color: rgb(0, 0, 0); font-size: 24pt; font-weight: bold;">Medley Capital Corporation</div>
        <div style="text-align: center; color: #000000;">(Exact name of Registrant as specified in Its Charter)</div>
        <div style="text-align: center; color: #000000;"> <br>
        </div>
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            <td rowspan="1" style="width: 49%; vertical-align: top; font-weight: bold; text-align: center;">&#160;Delaware</td>
            <td rowspan="1" style="width: 2%; vertical-align: bottom; font-weight: bold; text-align: center;">&#160;</td>
            <td rowspan="1" style="width: 49%; vertical-align: top; font-weight: bold; text-align: center;">27-4576073 <br>
            </td>
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            <td style="width: 49%; vertical-align: top;">
              <div style="text-align: center; font-weight: bold;">(State or other jurisdiction of incorporation or organization)</div>
            </td>
            <td style="width: 2%; vertical-align: bottom; text-align: center;">&#160;</td>
            <td style="width: 49%; vertical-align: top;">
              <div style="text-align: center; font-weight: bold;">(I.R.S. Employer Identification No.)</div>
            </td>
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        <div><br>
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            <td style="width: 49%; vertical-align: top;">
              <div style="text-align: center; font-weight: bold;">280 Park Avenue, 6<sup style="vertical-align: text-top; line-height: 1; font-size: smaller;">th</sup> Floor East</div>
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            <td style="width: 2%; vertical-align: bottom;">&#160;</td>
            <td style="width: 49%; vertical-align: bottom;">&#160;</td>
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            <td style="width: 49%; vertical-align: top;">
              <div style="text-align: center; font-weight: bold;">New York, NY</div>
            </td>
            <td style="width: 2%; vertical-align: bottom;">&#160;</td>
            <td style="width: 49%; vertical-align: bottom;">
              <div style="text-align: center; font-weight: bold;">10017</div>
            </td>
          </tr>
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            <td style="width: 49%; vertical-align: top;">
              <div style="text-align: center; font-weight: bold;">(Address of principal executive office)</div>
            </td>
            <td style="width: 2%; vertical-align: bottom;">&#160;</td>
            <td style="width: 49%; vertical-align: top;">
              <div style="text-align: center; font-weight: bold;">(Zip Code)</div>
            </td>
          </tr>

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      <div>
        <div style="text-align: center; color: rgb(0, 0, 0); font-weight: bold;"> <br>
        </div>
        <div style="text-align: center; color: rgb(0, 0, 0); font-weight: bold;">Securities registered pursuant to Section 12(b) of the Act:</div>
        <div style="text-align: center; color: rgb(0, 0, 0); font-weight: bold;"> <br>
        </div>
      </div>
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              <div style="color: rgb(0, 0, 0); font-weight: bold;">Title of each class to be so registered</div>
            </td>
            <td style="width: 50%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
              <div style="color: #000000; font-weight: bold;">Name of each exchange on which each class is to be registered</div>
            </td>
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            <td style="width: 50%; vertical-align: top;">
              <div style="color: rgb(0, 0, 0); font-weight: bold;">Common Stock, par value $0.001 per share</div>
            </td>
            <td style="width: 50%; vertical-align: top;">
              <div style="color: rgb(0, 0, 0); font-weight: bold;">The Nasdaq Stock Market LLC</div>
            </td>
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      <div>&#160;</div>
      <div style="text-align: justify; margin-right: 39.6pt; color: #000000;">If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e),
        please check the following box. &#9746;</div>
      <div>&#160;</div>
      <div style="text-align: justify; margin-right: 39.6pt; color: #000000;">If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e),
        please check the following box. &#9744;</div>
      <div>&#160;</div>
      <div style="color: #000000;">If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box. &#9744;<br>
        <br>
      </div>
      <div>
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      <div style="text-align: center; color: #000000; font-weight: bold;">Securities Act registration statement or Regulation A offering statement file number to which this form relates (if applicable):</div>
      <div style="text-align: center; color: #000000; font-weight: bold;">N/A</div>
      <div>&#160;</div>
      <div style="text-align: center; color: #000000; font-weight: bold;">Securities to be registered pursuant to Section 12(g) of the Act:</div>
      <div style="text-align: center; color: #000000; font-weight: bold;">None</div>
      <div style="text-align: center; color: #000000; font-weight: bold;">(Title of Class)</div>
      <div style="text-align: center; color: #000000; font-weight: bold;"> <br>
      </div>
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      <div style="text-align: center; color: #000000; font-weight: bold;">EXPLANATORY NOTE</div>
      <div>&#160;</div>
      <div style="text-indent: 21.6pt; margin-right: 3.6pt; color: #000000;">Medley Capital Corporation (the &#8220;Company&#8221;) is filing this Registration Statement on Form 8-A in connection with the transfer of the listing of its common stock, par value $0.001
        per share (&#8220;Common Stock&#8221;), from The New York Stock Exchange (the &#8220;NYSE&#8221;) to the Nasdaq Global Market of The Nasdaq Stock Market LLC (&#8220;Nasdaq&#8221;). The listing and trading of the Company&#8217;s Common Stock on the NYSE ceased at the close of trading on
        December 31, 2020 and trading of its Common Stock will commence on Nasdaq on the next trading day, January 4, 2021. The Company&#8217;s name will change from Medley Capital Corporation to PhenixFIN Corporation, effective January 1, 2021. The Common Stock
        will trade under the trading symbol &#8220;PFX.&#8221;</div>
      <div>&#160;</div>
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            <td style="width: 50.4pt; vertical-align: top; align: right; color: #000000; font-weight: bold;">Item 1.</td>
            <td style="width: auto; vertical-align: top;">
              <div style="color: rgb(0, 0, 0); font-weight: bold;">Description of Registrant&#8217;s Securities to be Registered.</div>
            </td>
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      <div>&#160;</div>
      <div style="text-indent: 21.6pt; margin-right: 3.6pt; color: #000000;">The description of Common Stock contained in the section entitled &#8220;Description of Shares&#8221; in the prospectus included in the Company&#8217;s Registration Statement on Form N-2 (File No.
        333-166491), filed with the Securities and Exchange Commission on May 3, 2010 (as amended from time to time, the &#8220;Registration Statement&#8221;), is hereby incorporated by reference herein. Any form of prospectus or prospectus supplement to the
        Registration Statement that includes such descriptions and that are subsequently filed are hereby also incorporated by reference herein.</div>
      <div>&#160;</div>
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            <td style="width: 50.4pt; vertical-align: top; align: right; color: #000000; font-weight: bold;">Item 2.</td>
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              <div style="color: rgb(0, 0, 0); font-weight: bold;">Exhibits.</div>
            </td>
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      <div>&#160;</div>
      <div style="text-indent: 21.6pt; margin-right: 3.6pt; color: #000000;">Under the Instructions as to Exhibits with respect to Form 8-A, no exhibits are required to be filed as part of this Registration Statement because no other securities of the
        Company are registered, or are to be registered, on Nasdaq pursuant to Section 12(g) of the Securities Exchange Act of 1934, as amended.</div>
      <div>&#160;</div>
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      <div style="text-align: center; color: #000000; font-weight: bold;">SIGNATURE</div>
      <div>&#160;</div>
      <div style="color: #000000; text-indent: 21.6pt;">Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto
        duly authorized.</div>
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            <td style="width: 50%; vertical-align: top;">&#160;</td>
            <td colspan="2" style="vertical-align: top;">
              <div style="color: rgb(0, 0, 0);">MEDLEY CAPITAL CORPORATION</div>
            </td>
          </tr>
          <tr>
            <td style="width: 50%; vertical-align: top;" rowspan="1">&#160;</td>
            <td colspan="2" style="vertical-align: top;" rowspan="1">&#160;</td>
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            <td style="width: 50%; vertical-align: top; padding-bottom: 2px;">
              <div style="color: rgb(0, 0, 0);">Date: December 31, 2020</div>
            </td>
            <td style="width: 3%; vertical-align: top; padding-bottom: 2px;">
              <div style="color: rgb(0, 0, 0);">By:</div>
            </td>
            <td style="width: 47%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
              <div style="color: rgb(0, 0, 0);">/s/ David Lorber</div>
            </td>
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            <td style="width: 50%; vertical-align: top;">&#160;</td>
            <td style="width: 3%; vertical-align: top;">&#160;</td>
            <td style="width: 47%; vertical-align: top;">
              <div style="color: rgb(0, 0, 0);">David Lorber</div>
            </td>
          </tr>
          <tr>
            <td style="width: 50%; vertical-align: top;">&#160;</td>
            <td style="width: 3%; vertical-align: top;">&#160;</td>
            <td style="width: 47%; vertical-align: top;">
              <div style="color: #000000;">Director and Authorized Signatory</div>
            </td>
          </tr>

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      <div>&#160;</div>
      <div> <br>
      </div>
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