<SEC-DOCUMENT>0001140361-20-030096.txt : 20210104
<SEC-HEADER>0001140361-20-030096.hdr.sgml : 20210104
<ACCEPTANCE-DATETIME>20201231195028
ACCESSION NUMBER:		0001140361-20-030096
CONFORMED SUBMISSION TYPE:	8-A12B
PUBLIC DOCUMENT COUNT:		1
FILED AS OF DATE:		20210104
DATE AS OF CHANGE:		20201231

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			Medley Capital Corp
		CENTRAL INDEX KEY:			0001490349
		IRS NUMBER:				274576073
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			0930

	FILING VALUES:
		FORM TYPE:		8-A12B
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-35040
		FILM NUMBER:		201429749

	BUSINESS ADDRESS:	
		STREET 1:		280 PARK AVENUE
		STREET 2:		6TH FLOOR EAST
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10017
		BUSINESS PHONE:		212-759-0777

	MAIL ADDRESS:	
		STREET 1:		280 PARK AVENUE
		STREET 2:		6TH FLOOR EAST
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10017

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	Medley Capital BDC LLC
		DATE OF NAME CHANGE:	20100426
</SEC-HEADER>
<DOCUMENT>
<TYPE>8-A12B
<SEQUENCE>1
<FILENAME>brhc10018566_8a12b.htm
<DESCRIPTION>8-A12B
<TEXT>
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    <div style="text-align: center; color: rgb(0, 0, 0); font-size: 14pt; font-weight: bold;">UNITED STATES</div>
    <div style="text-align: center; color: rgb(0, 0, 0); font-size: 14pt; font-weight: bold;">SECURITIES AND EXCHANGE COMMISSION</div>
    <div style="text-align: center; color: rgb(0, 0, 0); font-size: 12pt; font-weight: bold;">W<u>ASHINGTON, D.C. 2054</u>9</div>
    <div style="text-align: center; color: #000000; font-weight: bold;"> <br>
    </div>
    <div style="text-align: center; color: rgb(0, 0, 0); font-size: 18pt; font-weight: bold;">FORM 8-A</div>
    <div>
      <hr noshade="noshade" align="center" style="background-color: #000000; border-bottom: medium none; border-left: medium none; border-right: medium none; border-top: medium none; margin: 0px auto; height: 2px; width: 25%; color: #000000; text-align: center;"></div>
    <div style="text-align: center; color: #000000; font-weight: bold;"> <br>
    </div>
    <div style="text-align: center; color: #000000; font-weight: bold;">FOR REGISTRATION OF CERTAIN CLASSES OF</div>
    <div style="text-align: center; color: #000000; font-weight: bold;">SECURITIES PURSUANT TO SECTION 12(b) OR (g)</div>
    <div style="text-align: center; color: #000000; font-weight: bold;">OF THE SECURITIES EXCHANGE ACT OF 1934</div>
    <div>
      <div style="text-align: center; color: #000000; font-weight: bold;"> <br>
      </div>
      <div style="text-align: center; color: rgb(0, 0, 0); font-size: 24pt; font-weight: bold;">Medley Capital Corporation</div>
      <div style="text-align: center; color: #000000;">(Exact name of Registrant as specified in Its Charter)</div>
      <div><br>
      </div>
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          <td style="width: 49%; vertical-align: top;">
            <div style="text-align: center; font-weight: bold;">Delaware</div>
          </td>
          <td style="width: 2%; vertical-align: bottom;">&#160;</td>
          <td style="width: 49%; vertical-align: top;">
            <div style="text-align: center; font-weight: bold;">27-4576073</div>
          </td>
        </tr>
        <tr>
          <td style="width: 49%; vertical-align: top;">
            <div style="text-align: center; font-weight: bold;">(State or other jurisdiction of incorporation or organization)</div>
          </td>
          <td style="width: 2%; vertical-align: bottom;">&#160;</td>
          <td style="width: 49%; vertical-align: top;">
            <div style="text-align: center; font-weight: bold;">(I.R.S. Employer Identification No.)</div>
          </td>
        </tr>

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      <div><br>
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          <td style="width: 49%; vertical-align: top;">
            <div style="text-align: center; font-weight: bold;">280 Park Avenue, 6<sup style="vertical-align: text-top; line-height: 1; font-size: smaller;">th</sup> Floor East</div>
            <div style="text-align: center; font-weight: bold;">New York, NY</div>
          </td>
          <td style="width: 1.88%; vertical-align: bottom;">&#160;</td>
          <td style="width: 49%; vertical-align: bottom;">
            <div style="text-align: center; font-weight: bold;">10017</div>
          </td>
        </tr>
        <tr>
          <td style="width: 49%; vertical-align: top;">
            <div style="text-align: center; font-weight: bold;">(Address of principal executive office)</div>
          </td>
          <td style="width: 1.88%; vertical-align: bottom;">&#160;</td>
          <td style="width: 49%; vertical-align: top;">
            <div style="text-align: center; font-weight: bold;">(Zip Code)</div>
          </td>
        </tr>

    </table>
    <div>
      <div><br>
      </div>
      <div style="text-align: center; color: #000000; font-weight: bold;">Securities registered pursuant to Section 12(b) of the Act:</div>
    </div>
    <div>&#160;</div>
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        <tr>
          <td style="width: 15%; vertical-align: top; padding-bottom: 2px;">
            <div style="text-align: center; color: rgb(0, 0, 0); font-weight: bold;"><br>
            </div>
          </td>
          <td style="width: 34%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0); font-weight: bold;">Title of each class to be so registered</td>
          <td style="width: 2%; vertical-align: top; text-align: center; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
          <td style="width: 39%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
            <div style="text-align: center; color: rgb(0, 0, 0); font-weight: bold;">Name of each exchange on which each class is to be registered</div>
          </td>
          <td style="width: 10%; vertical-align: top; padding-bottom: 2px;"><br>
          </td>
        </tr>
        <tr>
          <td style="vertical-align: top;" colspan="2">
            <div style="text-align: center; color: rgb(0, 0, 0); font-weight: bold;">6.125% Notes due 2023</div>
          </td>
          <td style="width: 2%; vertical-align: top; text-align: center;">&#160;</td>
          <td style="vertical-align: top;" colspan="2">
            <div style="text-align: center; color: rgb(0, 0, 0); font-weight: bold;">The Nasdaq Stock Market LLC</div>
          </td>
        </tr>

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    <div>&#160;</div>
    <div style="text-align: justify; margin-right: 39.6pt; color: #000000;">If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e),
      please check the following box. &#9746;</div>
    <div>&#160;</div>
    <div style="text-align: justify; margin-right: 39.6pt; color: #000000;">If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e),
      please check the following box. &#9744;</div>
    <div>&#160;</div>
    <div style="color: #000000;">If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box. &#9744;</div>
    <div>&#160;
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    <div style="text-align: center; color: #000000; font-weight: bold;">Securities Act registration statement or Regulation A offering statement file number to which this form relates (if applicable):</div>
    <div style="text-align: center; color: #000000; font-weight: bold;">N/A</div>
    <div>&#160;</div>
    <div style="text-align: center; color: #000000; font-weight: bold;">Securities to be registered pursuant to Section 12(g) of the Act:</div>
    <div style="text-align: center; color: #000000; font-weight: bold;">&#160;None</div>
    <div style="text-align: center; color: #000000; font-weight: bold;">(Title of Class)</div>
    <div style="text-align: center; color: #000000; font-weight: bold;">
      <hr align="center" style="border: none; border-bottom: 4px solid black; border-top: 1px solid black; height: 10px; color: #ffffff; background-color: #ffffff; margin-left: auto; margin-right: auto;"> </div>
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    <div style="text-align: center; color: #000000; font-weight: bold;">EXPLANATORY NOTE</div>
    <div>&#160;</div>
    <div style="text-indent: 21.6pt; margin-right: 3.6pt; color: #000000;">Medley Capital Corporation (the &#8220;Company&#8221;) is filing this Registration Statement on Form 8-A in connection with the transfer of the listing of its 6.125% Senior Notes due 2023
      (&#8220;Notes&#8221;), from The New York Stock Exchange (the &#8220;NYSE&#8221;) to the Nasdaq Global Market of The Nasdaq Stock Market LLC (&#8220;Nasdaq&#8221;). The listing and trading of the Company&#8217;s Notes on the NYSE ceased at the close of trading on December 31, 2020 and trading
      of its Notes will commence on Nasdaq on the next trading day, January 4, 2021. The Company&#8217;s name will change from Medley Capital Corporation to PhenixFIN Corporation, effective January 1, 2021. The Notes will trade under the trading symbol &#8220;PFXNL.&#8221;</div>
    <div>&#160;</div>
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          <td style="width: 50.4pt; vertical-align: top; align: right; color: #000000; font-weight: bold;">Item 1.</td>
          <td style="width: auto; vertical-align: top;">
            <div style="color: #000000; font-weight: bold;">Description of Registrant&#8217;s Securities to be Registered.</div>
          </td>
        </tr>

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    <div>&#160;</div>
    <div style="text-indent: 21.6pt; margin-right: 3.6pt; color: #000000;">The description of the Notes is incorporated by reference to the materials set forth in (i) the section captioned &#8220;Description of Our Debt Securities&#8221; in the Company&#8217;s registration
      statement on Form N-2 (File No. 333-179237), declared effective on March 12, 2013, and (ii) the section captioned &#8220;Description of the Notes&#8221; in the Company&#8217;s prospectus supplement, dated March 13, 2013, to the Company&#8217;s prospectus, dated March 12,
      2013. The outstanding principal amount of the securities registered hereby may be increased from time to time in the future due to further issuances of securities having substantially the same terms. If any such additional securities are issued, a
      prospectus supplement relating to them will be filed with the Securities and Exchange Commission and will be incorporated herein by reference.&#160; The securities registered hereby are, and any additional securities registered hereby in the future will
      be, all part of a single series as described in the documents referenced above.</div>
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          <td style="width: 50.4pt; vertical-align: top; align: right; color: #000000; font-weight: bold;">Item 2.</td>
          <td style="width: auto; vertical-align: top;">
            <div style="color: #000000; font-weight: bold;">Exhibits.</div>
          </td>
        </tr>

    </table>
    <div> <br>
    </div>
    <div style="color: #000000;">Pursuant to the Instructions as to exhibits for registration statements on Form 8-A, the documents listed below are filed as exhibits to this Registration Statement:</div>
    <div><br>
    </div>
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              <div style="color: #000000; font-weight: bold;">Number</div>
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          <td style="width: 1.91%; vertical-align: bottom;">&#160;</td>
          <td style="width: 90.92%; vertical-align: bottom; border-bottom: 2px solid #000000;">
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              <div style="text-align: center; color: #000000; font-weight: bold;">Exhibit</div>
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          <td style="width: 92.84%; vertical-align: middle;" colspan="2">&#160;</td>
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            <div style="color: #000000;"><a href="https://www.sec.gov/Archives/edgar/data/1490349/000114420412007378/v301790_ex99-d2.htm">1</a></div>
          </td>
          <td style="width: 1.91%; vertical-align: bottom;">&#160;</td>
          <td style="width: 90.92%; vertical-align: top;">
            <div style="color: #000000;"><a href="https://www.sec.gov/Archives/edgar/data/1490349/000114420412007378/v301790_ex99-d2.htm">Indenture, dated as of February 7, 2012, between Medley Capital Corporation and U.S. Bank National Association
                (incorporated herein by reference to Exhibit 99.D.2 as filed with pre-effective amendment no. 1 to the registration statement on Form N-2 (File No. 333-179237) on February 10, 2012).</a></div>
          </td>
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        <tr>
          <td style="width: 7.16%; vertical-align: middle;">&#160;</td>
          <td style="width: 92.84%; vertical-align: middle;" colspan="2">&#160;</td>
        </tr>
        <tr>
          <td nowrap="nowrap" style="width: 7.16%; vertical-align: top;">
            <div style="color: #000000;"><a href="https://www.sec.gov/Archives/edgar/data/1490349/000114420413015507/v338116_ex99d4.htm">2</a></div>
          </td>
          <td style="width: 1.91%; vertical-align: bottom;">&#160;</td>
          <td style="width: 90.92%; vertical-align: top;">
            <div style="color: #000000;"><a href="https://www.sec.gov/Archives/edgar/data/1490349/000114420413015507/v338116_ex99d4.htm">Second Supplemental Indenture, dated as of March 18, 2013, between Medley Capital Corporation and U.S. Bank National
                Association, which includes the form of registered 6.125% Senior Note due 2023 (incorporated herein by reference to Exhibit 99.D.4 as filed with post-effective amendment no. 7 to the registration statement on Form N-2 (File No. 333-179237)
                on March 15, 2013).</a></div>
          </td>
        </tr>
        <tr>
          <td nowrap="nowrap" style="width: 7.16%; vertical-align: top;">&#160;</td>
          <td style="width: 1.91%; vertical-align: bottom;">&#160;</td>
          <td style="width: 90.92%; vertical-align: top;">&#160;</td>
        </tr>
        <tr>
          <td nowrap="nowrap" style="width: 7.16%; vertical-align: top;">
            <div style="color: #000000;"><a href="https://www.sec.gov/Archives/edgar/data/1490349/000114420413015198/v338117_497.htm">3</a></div>
          </td>
          <td style="width: 1.91%; vertical-align: bottom;">&#160;</td>
          <td style="width: 90.92%; vertical-align: top;">
            <div style="color: #000000;"><a href="https://www.sec.gov/Archives/edgar/data/1490349/000114420413015198/v338117_497.htm">Prospectus supplement, dated March 13, 2013, to registrant&#8217;s prospectus, dated March 12, 2013 (incorporated herein by
                reference to the registrant&#8217;s filing pursuant to Rule 497, filed on March 15, 2013).</a></div>
          </td>
        </tr>

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    <div>&#160;</div>
    <div id="DSPFPageBreakArea" style="clear: both; margin-top: 10pt; margin-bottom: 10pt;">
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    <div style="text-align: center; color: #000000; font-weight: bold;">SIGNATURE</div>
    <div>&#160;</div>
    <div style="color: #000000; text-indent: 21.6pt;">Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly
      authorized.</div>
    <div>&#160;</div>
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        <tr>
          <td style="width: 50%; vertical-align: top;">&#160;</td>
          <td style="vertical-align: top;" colspan="3">
            <div style="color: #000000;">MEDLEY CAPITAL CORPORATION</div>
          </td>
        </tr>
        <tr>
          <td style="width: 50%; vertical-align: top;">&#160;</td>
          <td style="vertical-align: top;" colspan="3">&#160;</td>
        </tr>
        <tr>
          <td style="width: 50%; vertical-align: top; padding-bottom: 2px;">
            <div style="color: #000000;">Date: December 31, 2020</div>
          </td>
          <td style="width: 3%; vertical-align: top; padding-bottom: 2px;">
            <div style="color: #000000;">By:</div>
          </td>
          <td style="width: 1%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
          <td style="width: 46%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
            <div style="color: rgb(0, 0, 0);">/s/ David Lorber</div>
          </td>
        </tr>
        <tr>
          <td style="width: 50%; vertical-align: top;">&#160;</td>
          <td style="vertical-align: top;" colspan="2">&#160;</td>
          <td style="width: 46%; vertical-align: top;">
            <div style="color: #000000;">David Lorber</div>
          </td>
        </tr>
        <tr>
          <td style="width: 50%; vertical-align: top;">&#160;</td>
          <td style="vertical-align: top;" colspan="2">&#160;</td>
          <td style="width: 46%; vertical-align: top;">
            <div style="color: #000000;">
              <div>Director and Authorized Signatory</div>
            </div>
          </td>
        </tr>

    </table>
    <div>&#160;</div>
    <div><br>
    </div>
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</DOCUMENT>
</SEC-DOCUMENT>
