<SEC-DOCUMENT>0001213900-22-080281-index.html : 20221216 <SEC-HEADER>0001213900-22-080281.hdr.sgml : 20221216 <ACCEPTANCE-DATETIME>20221216065718 ACCESSION NUMBER: 0001213900-22-080281 CONFORMED SUBMISSION TYPE: 10-K PUBLIC DOCUMENT COUNT: 15 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221216 DATE AS OF CHANGE: 20221216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PhenixFIN Corp CENTRAL INDEX KEY: 0001490349 IRS NUMBER: 274576073 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 10-K SEC ACT: 1934 Act SEC FILE NUMBER: 814-00818 FILM NUMBER: 221466412 BUSINESS ADDRESS: STREET 1: 445 PARK AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-759-0777 MAIL ADDRESS: STREET 1: 445 PARK AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Medley Capital Corp DATE OF NAME CHANGE: 20110118 FORMER COMPANY: FORMER CONFORMED NAME: Medley Capital BDC LLC DATE OF NAME CHANGE: 20100426 </SEC-HEADER> <DOCUMENT> <TYPE>10-K <SEQUENCE>1 <FILENAME>f10k2022_phenixfincorp.htm <DESCRIPTION>ANNUAL REPORT <TEXT> Document 1 - file: f10k2022_phenixfincorp.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.9 <SEQUENCE>2 <FILENAME>f10k2022ex10-9_phenixfin.htm <DESCRIPTION>SERVICES AGREEMENT, DATED AUGUST 9, 2022, BY AND BETWEEN PHENIXFIN CORP. AND SS&C TECHNOLOGIES, INC <TEXT> Document 2 - file: f10k2022ex10-9_phenixfin.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.10 <SEQUENCE>3 <FILENAME>f10k2022ex10-10_phenixfin.htm <DESCRIPTION>LOAN ADMINISTRATION AND CUSTODIAL AGREEMENT, DATED SEPTEMBER 12, 2022 BY AND BETWEEN PHENIXFIN CORP. AND COMPUTERSHARE TRUST COMPANY, N.A <TEXT> Document 3 - file: f10k2022ex10-10_phenixfin.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.11 <SEQUENCE>4 <FILENAME>f10k2022ex10-11_phenixfin.htm <DESCRIPTION>CREDIT AGREEMENT, DATED DECEMBER 15, 2022 BY AND BETWEEN PHENIXFIN CORPORATION AND WOODFOREST NATIONAL BANK <TEXT> Document 4 - file: f10k2022ex10-11_phenixfin.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.12 <SEQUENCE>5 <FILENAME>f10k2022ex10-12_phenixfin.htm <DESCRIPTION>PLEDGE AND SECURITY AGREEMENT, DATED DECEMBER 15, 2022 BY AND BETWEEN PHENIXFIN CORPORATION AND WOODFOREST NATIONAL BANK <TEXT> Document 5 - file: f10k2022ex10-12_phenixfin.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-31.1 <SEQUENCE>6 <FILENAME>f10k2022ex31-1_phenixfin.htm <DESCRIPTION>CERTIFICATION <TEXT> Document 6 - file: f10k2022ex31-1_phenixfin.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-31.2 <SEQUENCE>7 <FILENAME>f10k2022ex31-2_phenixfin.htm <DESCRIPTION>CERTIFICATION <TEXT> Document 7 - file: f10k2022ex31-2_phenixfin.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-32.1 <SEQUENCE>8 <FILENAME>f10k2022ex32-1_phenixfin.htm <DESCRIPTION>CERTIFICATION <TEXT> Document 8 - file: f10k2022ex32-1_phenixfin.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>9 <FILENAME>f10k2022ex99-1_phenixfin.htm <DESCRIPTION>NOTICE OF REDEMPTION TO THE HOLDERS OF THE 6.125% SENIOR NOTES DUE 2023, DATED DECEMBER 15, 2022 <TEXT> Document 9 - file: f10k2022ex99-1_phenixfin.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.2 <SEQUENCE>10 <FILENAME>f10k2022ex99-2_phenixfin.htm <DESCRIPTION>FLEXFIN, LLC AUDITED FINANCIAL STATEMENTS FOR THE YEAR ENDED SEPTEMBER 30, 2022 <TEXT> Document 10 - file: f10k2022ex99-2_phenixfin.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>11 <FILENAME>image_001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 11 - file: image_001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>12 <FILENAME>ex99-2_001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 12 - file: ex99-2_001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>13 <FILENAME>ex99-2_002.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 13 - file: ex99-2_002.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>14 <FILENAME>ex99-2_004.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 14 - file: ex99-2_004.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>15 <FILENAME>ex99-2_003.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 15 - file: ex99-2_003.jpg
</DOCUMENT> </SEC-DOCUMENT>