<SEC-DOCUMENT>0001213900-20-044121-index.html : 20201222 <SEC-HEADER>0001213900-20-044121.hdr.sgml : 20201222 <ACCEPTANCE-DATETIME>20201222173239 ACCESSION NUMBER: 0001213900-20-044121 CONFORMED SUBMISSION TYPE: S-1 PUBLIC DOCUMENT COUNT: 59 FILED AS OF DATE: 20201222 DATE AS OF CHANGE: 20201222 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Agrify Corp CENTRAL INDEX KEY: 0001800637 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700] IRS NUMBER: 300943453 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1 SEC ACT: 1933 Act SEC FILE NUMBER: 333-251616 FILM NUMBER: 201409086 BUSINESS ADDRESS: STREET 1: 1600 DISTRICT AVENUE STREET 2: UNIT 106 CITY: BURLINGTON STATE: MA ZIP: 01803 BUSINESS PHONE: 617-896-5243 MAIL ADDRESS: STREET 1: 1600 DISTRICT AVENUE STREET 2: UNIT 106 CITY: BURLINGTON STATE: MA ZIP: 01803 </SEC-HEADER> <DOCUMENT> <TYPE>S-1 <SEQUENCE>1 <FILENAME>fs12020_agrifycorporation.htm <DESCRIPTION>REGISTRATION STATEMENT <TEXT> Document 1 - file: fs12020_agrifycorporation.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-2.1 <SEQUENCE>2 <FILENAME>fs12020ex2-1_agrifycorp.htm <DESCRIPTION>AGREEMENT AND PLAN OF MERGER DATED JANUARY 22, 2020 BETWEEN THE COMPANY AND TRIGROW SYSTEMS, INC <TEXT> Document 2 - file: fs12020ex2-1_agrifycorp.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-3.1 <SEQUENCE>3 <FILENAME>fs12020ex3-1_agrifycorp.htm <DESCRIPTION>ARTICLES OF INCORPORATION OF THE REGISTRANT, AS AMENDED <TEXT> Document 3 - file: fs12020ex3-1_agrifycorp.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-3.2 <SEQUENCE>4 <FILENAME>fs12020ex3-2_agrifycorp.htm <DESCRIPTION>SECOND AMENDED AND RESTATED CERTIFICATE OF DESIGNATIONS OF THE SERIES A CONVERTIBLE PREFERRED STOCK OF THE REGISTRANT <TEXT> Document 4 - file: fs12020ex3-2_agrifycorp.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.3 <SEQUENCE>5 <FILENAME>fs12020ex4-3_agrifycorp.htm <DESCRIPTION>FORM OF WARRANT ISSUED TO NOTEHOLDERS <TEXT> Document 5 - file: fs12020ex4-3_agrifycorp.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.1 <SEQUENCE>6 <FILENAME>fs12020ex10-1_agrifycorp.htm <DESCRIPTION>OPERATING AGREEMENT OF AGRIFY-VALIANT, LLC DATED DECEMBER 8, 2019 <TEXT> Document 6 - file: fs12020ex10-1_agrifycorp.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.2 <SEQUENCE>7 <FILENAME>fs12020ex10-2_agrifycorp.htm <DESCRIPTION>DISTRIBUTION AGREEMENT DATED JUNE 7, 2019 BETWEEN THE COMPANY AND BLUEZONE PRODUCTS, INC <TEXT> Document 7 - file: fs12020ex10-2_agrifycorp.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.3 <SEQUENCE>8 <FILENAME>fs12020ex10-3_agrifycorp.htm <DESCRIPTION>DISTRIBUTION AGREEMENT DATED MARCH 9, 2020 BETWEEN THE COMPANY AND ENOZO TECHNOLOGIES INC <TEXT> Document 8 - file: fs12020ex10-3_agrifycorp.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.4 <SEQUENCE>9 <FILENAME>fs12020ex10-4_agrifycorp.htm <DESCRIPTION>PURCHASE AGREEMENT DATED JULY 28, 2020 BETWEEN THE COMPANY AND 4D BIOS INC <TEXT> Document 9 - file: fs12020ex10-4_agrifycorp.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.5 <SEQUENCE>10 <FILENAME>fs12020ex10-5_agrifycorp.htm <DESCRIPTION>FORM OF EMPLOYMENT AGREEMENT OF RAYMOND CHANG <TEXT> Document 10 - file: fs12020ex10-5_agrifycorp.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.6 <SEQUENCE>11 <FILENAME>fs12020ex10-6_agrifycorp.htm <DESCRIPTION>FORM OF EMPLOYMENT AGREEMENT OF NIV KRIKOV <TEXT> Document 11 - file: fs12020ex10-6_agrifycorp.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.7 <SEQUENCE>12 <FILENAME>fs12020ex10-7_agrifycorp.htm <DESCRIPTION>EMPLOYMENT AGREEMENT OF FORMER CHIEF TECHNOLOGY OFFICER, MATTHEW LIOTTA <TEXT> Document 12 - file: fs12020ex10-7_agrifycorp.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.8 <SEQUENCE>13 <FILENAME>fs12020ex10-8_agrifycorp.htm <DESCRIPTION>SEPARATION AGREEMENT DATED AUGUST 5, 2020 BETWEEN THE COMPANY AND MATTHEW LIOTTA <TEXT> Document 13 - file: fs12020ex10-8_agrifycorp.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.9 <SEQUENCE>14 <FILENAME>fs12020ex10-9_agrifycorp.htm <DESCRIPTION>FORM OF EMPLOYMENT AGREEMENT OF ROBERT HARRISON <TEXT> Document 14 - file: fs12020ex10-9_agrifycorp.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.10 <SEQUENCE>15 <FILENAME>fs12020ex10-10_agrifycorp.htm <DESCRIPTION>FORM OF EMPLOYMENT AGREEMENT OF RICHARD A. STAMM <TEXT> Document 15 - file: fs12020ex10-10_agrifycorp.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.11 <SEQUENCE>16 <FILENAME>fs12020ex10-11_agrifycorp.htm <DESCRIPTION>PROFITS INTEREST AGREEMENT DATED JANUARY 21, 2020 BETWEEN THE COMPANY AND CCI FINANCE, LLC <TEXT> Document 16 - file: fs12020ex10-11_agrifycorp.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.12 <SEQUENCE>17 <FILENAME>fs12020ex10-12_agrifycorp.htm <DESCRIPTION>FORM OF REGISTRATION RIGHTS AGREEMENT BETWEEN THE COMPANY AND THE SERIES A PREFERRED STOCKHOLDER <TEXT> Document 17 - file: fs12020ex10-12_agrifycorp.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.13 <SEQUENCE>18 <FILENAME>fs12020ex10-13_agrifycorp.htm <DESCRIPTION>OMNIBUS EQUITY INCENTIVE PLAN <TEXT> Document 18 - file: fs12020ex10-13_agrifycorp.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.14 <SEQUENCE>19 <FILENAME>fs12020ex10-14_agrifycorp.htm <DESCRIPTION>FORM OF 2020 NOTE AND WARRANT PURCHASE AGREEMENT <TEXT> Document 19 - file: fs12020ex10-14_agrifycorp.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.15 <SEQUENCE>20 <FILENAME>fs12020ex10-15_agrifycorp.htm <DESCRIPTION>FORM OF 2020 CONVERTIBLE PROMISSORY NOTE <TEXT> Document 20 - file: fs12020ex10-15_agrifycorp.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.16 <SEQUENCE>21 <FILENAME>fs12020ex10-16_agrifycorp.htm <DESCRIPTION>INTELLECTUAL PROPERTY ASSIGNMENT AND TRANSFER AGREEMENT BY AND AMONG THE COMPANY, AGRIFY BRANDS, LLC AND THE HOLDEN COMPANY EFFECTIVE AS OF JANUARY 1, 2020 <TEXT> Document 21 - file: fs12020ex10-16_agrifycorp.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.18 <SEQUENCE>22 <FILENAME>fs12020ex10-18_agrifycorp.htm <DESCRIPTION>AMENDED AND RESTATED OPERATING AGREEMENT OF AGRIFY BRANDS, LLC EFFECTIVE AS OF AUGUST 12, 2020 <TEXT> Document 22 - file: fs12020ex10-18_agrifycorp.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-14.1 <SEQUENCE>23 <FILENAME>fs12020ex14-1_agrifycorp.htm <DESCRIPTION>CODE OF ETHICS OF AGRIFY CORPORATION APPLICABLE TO DIRECTORS, OFFICERS AND EMPLOYEES <TEXT> Document 23 - file: fs12020ex14-1_agrifycorp.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-23.1 <SEQUENCE>24 <FILENAME>fs12020ex23-1_agrifycorp.htm <DESCRIPTION>CONSENT OF MARCUM LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM <TEXT> Document 24 - file: fs12020ex23-1_agrifycorp.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>25 <FILENAME>ex3-1_001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 25 - file: ex3-1_001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>26 <FILENAME>ex3-1_002.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 26 - file: ex3-1_002.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>27 <FILENAME>ex3-1_004.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 27 - file: ex3-1_004.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>28 <FILENAME>ex3-1_005.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 28 - file: ex3-1_005.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>29 <FILENAME>ex3-1_008.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 29 - file: ex3-1_008.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>30 <FILENAME>ex3-1_009.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 30 - file: ex3-1_009.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>31 <FILENAME>ex10-8_001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 31 - file: ex10-8_001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>32 <FILENAME>ex10-8_002.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 32 - file: ex10-8_002.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>33 <FILENAME>ex10-16_001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 33 - file: ex10-16_001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>34 <FILENAME>ex10-16_002.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 34 - file: ex10-16_002.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>35 <FILENAME>ex10-16_003.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 35 - file: ex10-16_003.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>36 <FILENAME>ex10-16_004.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 36 - file: ex10-16_004.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>37 <FILENAME>ex10-16_005.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 37 - file: ex10-16_005.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>38 <FILENAME>ex10-16_006.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 38 - file: ex10-16_006.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>39 <FILENAME>tagrify_logo.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 39 - file: tagrify_logo.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>40 <FILENAME>tflowchart.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 40 - file: tflowchart.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>41 <FILENAME>timage_001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 41 - file: timage_001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>42 <FILENAME>timage_002.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 42 - file: timage_002.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>43 <FILENAME>timage_005.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 43 - file: timage_005.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>44 <FILENAME>timage_006.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 44 - file: timage_006.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>45 <FILENAME>timage_008.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 45 - file: timage_008.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>46 <FILENAME>tbarchart_001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 46 - file: tbarchart_001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>47 <FILENAME>timage_003.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 47 - file: timage_003.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>48 <FILENAME>timage_004.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 48 - file: timage_004.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>49 <FILENAME>timage_009.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 49 - file: timage_009.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>50 <FILENAME>timage_0061.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 50 - file: timage_0061.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>51 <FILENAME>timage_020.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 51 - file: timage_020.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>52 <FILENAME>timage_013.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 52 - file: timage_013.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>53 <FILENAME>timage_014.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 53 - file: timage_014.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>54 <FILENAME>timage_015.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 54 - file: timage_015.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>55 <FILENAME>timage_016.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 55 - file: timage_016.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>56 <FILENAME>timage_017.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 56 - file: timage_017.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>57 <FILENAME>tmarcum_logo.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 57 - file: tmarcum_logo.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>58 <FILENAME>tsign_001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 58 - file: tsign_001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>59 <FILENAME>tfooterlogo.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 59 - file: tfooterlogo.jpg
</DOCUMENT> </SEC-DOCUMENT>