8-K 1 d761435d8k.htm FORM 8-K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported) July 17, 2014

FUEL TECH, INC.

(Exact name of registrant as specified in its charter)

Delaware |  | 001-33059 |  | 20-5657551
(State or other jurisdiction of incorporation) |  | (Commission File Number) |  | (IRS Employer Identification No.)

Fuel Tech, Inc.

27601 Bella Vista Parkway

Warrenville, IL 60555-1617

630-845-4500

(Address and telephone number of principal executive offices)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provision:

¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

ITEM 8.01 | OTHER EVENTS

On July 17, 2014, Fuel Tech, Inc. (“Fuel Tech” or the “Registrant”) issued an open Letter to Stockholders which contained, among other things, an update on Fuel Tech’s operational developments for the first half of 2014. A copy of the Letter to Stockholders is attached as Exhibit 99.1 to this Current Report on Form 8-K. The Letter to Stockholders is available on Fuel Tech’s website at www.ftek.com.

ITEM 9.01. FINANCIAL STATEMENTS AND EXHIBITS.

(d) Exhibits.

Exhibit No. |  | Description
99.1 |  | Letter to Stockholders, dated July 17, 2014

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

|  |  |  | Fuel Tech, Inc.
|  |  |  | (Registrant)
Date: July 17, 2014 |  |  |  |  |  |
|  |  |  | By: |  | /s/ Albert G. Grigonis
|  |  |  |  |  | Albert G. Grigonis
|  |  |  |  |  | Senior Vice President, Secretary
|  |  |  |  |  | and General Counsel