# Filing Detail

Form 8-K - Current report:
SEC Accession No. 0001213900-20-033199
Filing Date
2020-10-26
Accepted
2020-10-26 12:46:07
Documents
43
Period of Report
2020-10-26
Items
Item 1.01: Entry into a Material Definitive Agreement
Item 3.02: Unregistered Sales of Equity Securities
Item 7.01: Regulation FD Disclosure
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits

Document Format Files

Seq | Description | Document | Type | Size
--- | --- | --- | --- | ---
1 | CURRENT REPORT | ea128724-8k_pacificethanol.htm | 8-K | 46183
2 | UNDERWRITING AGREEMENT BY AND AMONG PACIFIC ETHANOL, INC., GUGGENHEIM SECURITIES | ea128724ex1-1_pacific.htm | EX-1.1 | 239540
3 | FORM OF PRE-FUNDED WARRANT | ea128724ex4-1_pacific.htm | EX-4.1 | 143314
4 | FORM OF SERIES A WARRANT | ea128724ex4-2_pacific.htm | EX-4.2 | 151789
5 | OPINION OF TROUTMAN PEPPER HAMILTON SANDERS LLP | ea128724ex5-1_pacific.htm | EX-5.1 | 8947
6 | SECURITIES PURCHASE AGREEMENT DATED OCTOBER 26, 2020 BY AND BETWEEN PACIFIC ETHA | ea128724ex10-1_pacific.htm | EX-10.1 | 197079
7 | FORM OF REGISTRATION RIGHTS AGREEMENT TO BE ENTERED INTO BY AND BETWEEN PACIFIC | ea128724ex10-2_pacific.htm | EX-10.2 | 153585
8 | PRESS RELEASE DATED OCTOBER 26, 2020 | ea128724ex99-1_pacific.htm | EX-99.1 | 37086
9 | INVESTOR SLIDE DECK | ea128724ex99-2_pacific.htm | EX-99.2 | 40910
10 | GRAPHIC | ex5-1_001.jpg | GRAPHIC | 3591
11 | GRAPHIC | ex99-1_001.jpg | GRAPHIC | 3015
12 | GRAPHIC | ex99-2_001.jpg | GRAPHIC | 259544
13 | GRAPHIC | ex99-2_002.jpg | GRAPHIC | 559870
14 | GRAPHIC | ex99-2_003.jpg | GRAPHIC | 271614
15 | GRAPHIC | ex99-2_004.jpg | GRAPHIC | 73391
16 | GRAPHIC | ex99-2_005.jpg | GRAPHIC | 134974
17 | GRAPHIC | ex99-2_006.jpg | GRAPHIC | 180167
18 | GRAPHIC | ex99-2_007.jpg | GRAPHIC | 286102
19 | GRAPHIC | ex99-2_008.jpg | GRAPHIC | 248887
20 | GRAPHIC | ex99-2_009.jpg | GRAPHIC | 284327
21 | GRAPHIC | ex99-2_010.jpg | GRAPHIC | 333972
22 | GRAPHIC | ex99-2_011.jpg | GRAPHIC | 241215
23 | GRAPHIC | ex99-2_012.jpg | GRAPHIC | 193328
24 | GRAPHIC | ex99-2_013.jpg | GRAPHIC | 235218
25 | GRAPHIC | ex99-2_014.jpg | GRAPHIC | 184256
26 | GRAPHIC | ex99-2_015.jpg | GRAPHIC | 203644
27 | GRAPHIC | ex99-2_016.jpg | GRAPHIC | 214877
28 | GRAPHIC | ex99-2_017.jpg | GRAPHIC | 270884
29 | GRAPHIC | ex99-2_018.jpg | GRAPHIC | 253905
30 | GRAPHIC | ex99-2_019.jpg | GRAPHIC | 273567
31 | GRAPHIC | ex99-2_020.jpg | GRAPHIC | 183283
32 | GRAPHIC | ex99-2_021.jpg | GRAPHIC | 175468
33 | GRAPHIC | ex99-2_022.jpg | GRAPHIC | 197214
34 | GRAPHIC | ex99-2_023.jpg | GRAPHIC | 303732
35 | GRAPHIC | ex99-2_024.jpg | GRAPHIC | 369338
36 | GRAPHIC | ex99-2_025.jpg | GRAPHIC | 133809
37 | GRAPHIC | ex99-2_026.jpg | GRAPHIC | 126013
38 | GRAPHIC | ex99-2_027.jpg | GRAPHIC | 183548
39 | GRAPHIC | ex99-2_028.jpg | GRAPHIC | 168963
40 | GRAPHIC | ex99-2_029.jpg | GRAPHIC | 204975
41 | GRAPHIC | ex99-2_030.jpg | GRAPHIC | 122038
42 | GRAPHIC | ex99-2_031.jpg | GRAPHIC | 391882
43 | GRAPHIC | ex99-2_032.jpg | GRAPHIC | 309699
| Complete submission text file | 0001213900-20-033199.txt |  | 10693001

Mailing Address 400 CAPITOL MALL, SUITE 2060 SACRAMENTO CA 95814
Business Address 400 CAPITOL MALL, SUITE 2060 SACRAMENTO CA 95814 916-403-2123
Pacific Ethanol, Inc. (Filer) CIK: 0000778164 (see all company filings)

EIN.: 412170618 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 8-K | Act: 34 | File No.: 000-21467 | Film No.: 201259724
SIC: 2860 Industrial Organic Chemicals