<SEC-DOCUMENT>0001567619-19-017897.txt : 20190904
<SEC-HEADER>0001567619-19-017897.hdr.sgml : 20190904
<ACCEPTANCE-DATETIME>20190904175145
ACCESSION NUMBER:		0001567619-19-017897
CONFORMED SUBMISSION TYPE:	4
PUBLIC DOCUMENT COUNT:		2
CONFORMED PERIOD OF REPORT:	20190901
FILED AS OF DATE:		20190904
DATE AS OF CHANGE:		20190904

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			First Eagle Investment Management, LLC
		CENTRAL INDEX KEY:			0001325447
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		4
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	000-29440
		FILM NUMBER:		191075663

	BUSINESS ADDRESS:	
		STREET 1:		1345 AVENUE OF THE AMERICAS
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10105
		BUSINESS PHONE:		212-698-3300

	MAIL ADDRESS:	
		STREET 1:		1345 AVENUE OF THE AMERICAS
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10105

	FORMER NAME:	
		FORMER CONFORMED NAME:	Arnhold & S. Bleichroeder Advisers, LLC
		DATE OF NAME CHANGE:	20050429

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			First Eagle Holdings, Inc.
		CENTRAL INDEX KEY:			0001637141
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		4
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	000-29440
		FILM NUMBER:		191075664

	BUSINESS ADDRESS:	
		STREET 1:		1345 AVENUE OF THE AMERICAS
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10105
		BUSINESS PHONE:		212-698-3300

	MAIL ADDRESS:	
		STREET 1:		1345 AVENUE OF THE AMERICAS
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10105

	FORMER NAME:	
		FORMER CONFORMED NAME:	Arnhold & S. Bleichroeder Holdings, Inc.
		DATE OF NAME CHANGE:	20150319

ISSUER:		

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			Identiv, Inc.
		CENTRAL INDEX KEY:			0001036044
		STANDARD INDUSTRIAL CLASSIFICATION:	COMPUTER PERIPHERAL EQUIPMENT, NEC [3577]
		IRS NUMBER:				770444317
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	BUSINESS ADDRESS:	
		STREET 1:		2201 WALNUT AVENUE
		STREET 2:		SUITE 100
		CITY:			FREMONT
		STATE:			CA
		ZIP:			94538
		BUSINESS PHONE:		949-250-8888

	MAIL ADDRESS:	
		STREET 1:		2201 WALNUT AVENUE
		STREET 2:		SUITE 100
		CITY:			FREMONT
		STATE:			CA
		ZIP:			94538

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	IDENTIVE GROUP, INC.
		DATE OF NAME CHANGE:	20100616

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	SCM MICROSYSTEMS INC
		DATE OF NAME CHANGE:	19970319
</SEC-HEADER>
<DOCUMENT>
<TYPE>4
<SEQUENCE>1
<FILENAME>doc1.xml
<DESCRIPTION>FORM 4
<TEXT>
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    <periodOfReport>2019-09-01</periodOfReport>

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    <issuer>
        <issuerCik>0001036044</issuerCik>
        <issuerName>Identiv, Inc.</issuerName>
        <issuerTradingSymbol>INVE</issuerTradingSymbol>
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            <rptOwnerStreet2>48TH FLOOR</rptOwnerStreet2>
            <rptOwnerCity>NEW YORK</rptOwnerCity>
            <rptOwnerState>NY</rptOwnerState>
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    <reportingOwner>
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            <rptOwnerName>First Eagle Holdings, Inc.</rptOwnerName>
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            <rptOwnerStreet2>48TH FLOOR</rptOwnerStreet2>
            <rptOwnerCity>NEW YORK</rptOwnerCity>
            <rptOwnerState>NY</rptOwnerState>
            <rptOwnerZipCode>10105</rptOwnerZipCode>
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            <otherText></otherText>
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                <transactionShares>
                    <value>3000000</value>
                    <footnoteId id="F2"/>
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                </transactionPricePerShare>
                <transactionAcquiredDisposedCode>
                    <value>D</value>
                </transactionAcquiredDisposedCode>
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            <exerciseDate>
                <value>2019-09-01</value>
                <footnoteId id="F4"/>
            </exerciseDate>
            <expirationDate>
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            </expirationDate>
            <underlyingSecurity>
                <underlyingSecurityTitle>
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                </underlyingSecurityTitle>
                <underlyingSecurityShares>
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                    <footnoteId id="F4"/>
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                <underlyingSecurityTitle>
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                <underlyingSecurityShares>
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                <sharesOwnedFollowingTransaction>
                    <value>0</value>
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                    <footnoteId id="F5"/>
                </natureOfOwnership>
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    <footnotes>
        <footnote id="F1">See Exhibit 99.1; Note 1.</footnote>
        <footnote id="F2">See Exhibit 99.1; Note 2.</footnote>
        <footnote id="F3">See Exhibit 99.1; Note 3.</footnote>
        <footnote id="F4">See Exhibit 99.1; Note 4.</footnote>
        <footnote id="F5">See Exhibit 99.1; Note 5.</footnote>
    </footnotes>

    <remarks>Exhibit List:
Exhibit 99.1 - Explanation of Responses</remarks>

    <ownerSignature>
        <signatureName>FIRST EAGLE HOLDINGS, INC., /s/ David O'Connor, General Counsel and Secretary</signatureName>
        <signatureDate>2019-09-04</signatureDate>
    </ownerSignature>

    <ownerSignature>
        <signatureName>FIRST EAGLE INVESTMENT MANAGEMENT, LLC, /s/ David O'Connor, Senior Vice President</signatureName>
        <signatureDate>2019-09-04</signatureDate>
    </ownerSignature>
</ownershipDocument>
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<DOCUMENT>
<TYPE>EX-99.1
<SEQUENCE>2
<FILENAME>f31012104b.htm
<DESCRIPTION>EXPLANATION OF RESPONSES
<TEXT>
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  <head>
    <title></title>
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         Copyright 1995 - 2019 Broadridge -->
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    <table style="font-family: 'Times New Roman', Times, serif; font-size: 12pt; width: 100%; border-collapse: collapse; text-align: left; color: #000000;" id="z87d958f6b3284b8a82030e1a8e606daa" cellpadding="0" cellspacing="0">

        <tr>
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            <div style="font-size: 10pt;">Designated Filer:</div>
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          <td style="width: 77.04%; vertical-align: top;">
            <div style="font-size: 10pt;">First Eagle Investment Management, LLC</div>
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        <tr>
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            <div style="font-size: 10pt;">Issuer &amp; Ticker Symbol:</div>
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          <td style="width: 77.04%; vertical-align: top;">
            <div style="font-size: 10pt;">Identiv, Inc. [INVE]</div>
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        <tr>
          <td style="width: 22.96%; vertical-align: top;">
            <div style="font-size: 10pt;">Date of Event Requiring Statement:</div>
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            <div style="font-size: 10pt;">September 1, 2019</div>
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    <div style="text-align: center; margin-left: 9.35pt; margin-top: 6pt; font-size: 10pt;">Explanation of Responses:</div>
    <div style="margin-top: 6pt;"><font style="font-size: 10pt;">(1)</font><font style="display: inline-block; text-indent: 0px; font-size: 1px; width: 36pt" id="TRGRRTFtoHTMLTab">&#160;</font><font style="font-size: 10pt;">This Form 4 is filed by First Eagle
        Investment Management, LLC ("FEIM") and First Eagle Holdings, Inc. ("FEHI" and,&#160;together with FEIM, the "Entities"). The Entities disclaim status as a "group" for purposes of this Form 4.</font></div>
    <div style="margin-top: 6pt;"><font style="font-size: 10pt;">(2)</font><font style="display: inline-block; text-indent: 0px; font-size: 1px; width: 36pt" id="TRGRRTFtoHTMLTab">&#160;</font><font style="font-size: 10pt;">On September 1, 2019, the family
        office personnel of FEIM, including Messrs.&#160;Michael M. Kellen and Andrew Gundlach, separated their investment management business from that of FEIM, transferring their family&#8217;s advisory client accounts, including the securities of the Company which
        were formerly controlled by FEIM, to the newly formed U.S. registered advisory firm named Bleichroeder LP. Accordingly, as of September 1, 2019, (i) none of the Entities nor any Entity account maintains any discretionary or proxy voting authority
        or pecuniary interest with respect to, any securities of the Company and (ii) no Entity could be deemed to beneficially own any securities of the Company.</font></div>
    <div style="margin-top: 6pt;"><font style="font-size: 10pt;">(3)</font><font style="display: inline-block; text-indent: 0px; font-size: 1px; width: 36pt" id="TRGRRTFtoHTMLTab">&#160;</font><font style="font-size: 10pt;">The shares of Common Stock, par value
        $0.001 (&#8220;Common Stock&#8221;), and the shares of Series B Non-Voting Convertible Preferred Stock, $0.001 par value per share (&#8220;Series B Preferred Stock&#8221;) of Identiv, Inc. (the &#8220;Company&#8221;) reported herein were indirectly beneficially owned by FEHI, a
        Delaware corporation, and FEIM, a Delaware limited liability company and an investment adviser registered under the Investment Advisers Act of 1940. FEIM (i) was the registered investment adviser to 21 April Fund, Ltd. (&#8220;April Ltd.&#8221;) and (ii) is a
        subsidiary of FEHI. FEHI disclaimed Section 16 beneficial ownership of these shares except to the extent, if any, of its pecuniary interest therein, and this report shall not be deemed an admission that FEHI is the Section 16 beneficial owner of
        any such securities.</font></div>
    <div style="margin-top: 6pt;"><font style="font-size: 10pt;">(4)</font><font style="display: inline-block; text-indent: 0px; font-size: 1px; width: 36pt" id="TRGRRTFtoHTMLTab">&#160;</font><font style="font-size: 10pt;">Each share of Series B Preferred
        Stock of the Company is convertible into such number of shares of Common Stock as is equal to the accreted value of such share of Series B Preferred Stock divided by a conversion price equal to $4.00 as of May 30, 2018, subject to adjustment
        pursuant to the terms of the certificate of designation setting forth the designations, preferences, limitations and relative rights of the Series B Preferred Stock.&#160; Each share of Series B Preferred Stock is convertible at the option of the holder
        thereof into the Common Stock: (i) following the sixth (6th) anniversary of the initial closing of the sale of the Series B Preferred Stock; or (ii) if earlier, during the thirty (30) day period following the last trading day of any period of three
        (3) or more consecutive trading days that the closing market price of the Common Stock exceeds $10.00. Unless converted pursuant to their terms, the Series B Preferred Stock do not expire.</font></div>
    <div style="margin-top: 6pt;"><font style="font-size: 10pt;">(5)</font><font style="display: inline-block; text-indent: 0px; font-size: 1px; width: 36pt" id="TRGRRTFtoHTMLTab">&#160;</font><font style="font-size: 10pt;">These shares of Series B Preferred
        Stock were indirectly owned by FEIM, as registered investment adviser to certain accounts, and FEHI. FEIM and FEHI disclaimed beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall
        not be deemed an admission that FEIM and FEHI are the beneficial owners of the securities for purposes of Section 16 or for any other purpose.</font></div>
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