<SEC-DOCUMENT>0001095981-16-000077-index.html : 20160511 <SEC-HEADER>0001095981-16-000077.hdr.sgml : 20160511 <ACCEPTANCE-DATETIME>20160510201419 ACCESSION NUMBER: 0001095981-16-000077 CONFORMED SUBMISSION TYPE: S-1/A PUBLIC DOCUMENT COUNT: 15 FILED AS OF DATE: 20160511 DATE AS OF CHANGE: 20160510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CYTORI THERAPEUTICS, INC. CENTRAL INDEX KEY: 0001095981 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 330827593 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-210628 FILM NUMBER: 161637484 BUSINESS ADDRESS: STREET 1: 3020 CALLAN ROAD CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 8584580900 MAIL ADDRESS: STREET 1: 3020 CALLAN ROAD CITY: SAN DIEGO STATE: CA ZIP: 92121 FORMER COMPANY: FORMER CONFORMED NAME: MACROPORE INC DATE OF NAME CHANGE: 20010320 </SEC-HEADER> <DOCUMENT> <TYPE>S-1/A <SEQUENCE>1 <FILENAME>forms1.htm <DESCRIPTION>CYTORI THERAPEUTICS FORM S1 <TEXT> Document 1 - file: forms1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-1.1 <SEQUENCE>2 <FILENAME>formofdealermanager.htm <DESCRIPTION>FORM OF DEALER MANAGER AGREEMENT BY AND BETWEEN CYTORI THERAPEUTICS, INC MAXIM GROUP LLC <TEXT> Document 2 - file: formofdealermanager.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.26 <SEQUENCE>3 <FILENAME>fomofnontransferable.htm <DESCRIPTION>FORM OF NON TRANSFERABLE SUBSCRIPTION RIGHTS CERTIFICATE <TEXT> Document 3 - file: fomofnontransferable.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.27 <SEQUENCE>4 <FILENAME>formofseriesrwarrant.htm <DESCRIPTION>FORM OF SERIES R WARRANT UNDERLYING THE UNITS <TEXT> Document 4 - file: formofseriesrwarrant.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.28 <SEQUENCE>5 <FILENAME>formofwarrantagreement.htm <DESCRIPTION>FORM OF WARRANT AGREEMENT BETWEEN CYTORI THERAPEUTICS INC AND BROADRIDGE CORPORATE ISSUER SOLUTIONS INC <TEXT> Document 5 - file: formofwarrantagreement.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-5.1 <SEQUENCE>6 <FILENAME>opinionofdlapiper.htm <DESCRIPTION>OPINION OF DLA PIPER LLP US <TEXT> Document 6 - file: opinionofdlapiper.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-8.1 <SEQUENCE>7 <FILENAME>taxopinionofdlapiperllp.htm <DESCRIPTION>TAX OPINION OF DLA PIPER LLP US <TEXT> Document 7 - file: taxopinionofdlapiperllp.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-23.1 <SEQUENCE>8 <FILENAME>consentofkpmg.htm <DESCRIPTION>CONSENT OF KPMG LLP INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM <TEXT> Document 8 - file: consentofkpmg.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>9 <FILENAME>ex99_1.htm <DESCRIPTION>FORM OF INSTRUCTION RGHTS CERTIFICATES <TEXT> Document 9 - file: ex99_1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.2 <SEQUENCE>10 <FILENAME>ex99_2.htm <DESCRIPTION>FORM OF LETTER TO SHAREHOLDERS WHO ARE RECORD HOLDERS <TEXT> Document 10 - file: ex99_2.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.3 <SEQUENCE>11 <FILENAME>ex99_3.htm <DESCRIPTION>FORM OF LETTER TO BROKER, DEALER, BANKS AND OTHER NIMINEES <TEXT> Document 11 - file: ex99_3.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.4 <SEQUENCE>12 <FILENAME>ex99_4.htm <DESCRIPTION>FORM OF BROKER LETTER TO CLIENTS WHO ARE BENEFICIAL HOLDERS <TEXT> Document 12 - file: ex99_4.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.5 <SEQUENCE>13 <FILENAME>ex99_5.htm <DESCRIPTION>FORM OF BENEFICIAL OWNER ELECTION FORM <TEXT> Document 13 - file: ex99_5.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.6 <SEQUENCE>14 <FILENAME>ex99_6.htm <DESCRIPTION>FORM OF NIMINEE HOLDER CERTIFICATION <TEXT> Document 14 - file: ex99_6.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>15 <FILENAME>image0.jpg <TEXT> Document 15 - file: image0.jpg
</DOCUMENT> </SEC-DOCUMENT>