NPORT-EX 2 GB28.htm

FOR VALIDATION PURPOSES ONLY - [82996.TX]

The Gabelli Convertible and Income Securities Fund Inc.

Schedule of Investments — September 30, 2020 (Unaudited)

Principal Amount						Market Value
				CONVERTIBLE CORPORATE BONDS — 69.7%
				Aerospace — 2.3%
	$1,000,000			Aerojet Rocketdyne Holdings Inc., 2.250%, 12/15/23		$	1,590,625
	1,713,000			Kaman Corp., 3.250%, 05/01/24			1,705,687
							3,296,312
				Airlines — 0.5%
	570,000			Southwest Airlines Co., 1.250%, 05/01/25			746,700
				Broadcasting — 0.5%
	588,000			Liberty Media Corp.-Liberty Formula One, 1.000%, 01/30/23			700,483
				Business Services — 2.0%
	860,000			2U Inc., 2.250%, 05/01/25(a)			1,238,630
	1,500,000			Perficient Inc., 1.250%, 08/01/25(a)			1,599,830
							2,838,460
				Cable and Satellite — 1.3%
	2,000,000			DISH Network Corp., 3.375%, 08/15/26			1,840,993
				Communications Equipment — 1.6%
	2,210,000			InterDigital Inc., 2.000%, 06/01/24			2,287,815
				Computer Software and Services — 25.8%
	1,015,000			8x8 Inc., 0.500%, 02/01/24			949,488
	500,000			Bandwidth Inc., 0.250%, 03/01/26(a)			1,001,018
	500,000			Blackline Inc., 0.125%, 08/01/24			690,241
	900,000			Cardlytics Inc., 1.000%, 09/15/25(a)			986,605
	425,000			Cloudflare Inc., 0.750%, 05/15/25(a)			574,325
				Coupa Software Inc.,
	705,000			0.125%, 06/15/25			1,287,947
	900,000			0.375%, 06/15/26(a)			1,064,813
	1,500,000			CSG Systems International Inc., 4.250%, 03/15/36			1,560,164
	745,000			CyberArk Software Ltd., Zero Coupon, 11/15/24(a)			730,890
	655,000			Datadog Inc., 0.125%, 06/15/25(a)			867,875
	1,025,000			Everbridge Inc., 0.125%, 12/15/24(a)			1,363,521
	1,500,000			Evolent Health Inc., 1.500%, 10/15/25			1,157,813

Principal Amount						Market Value
	$   756,000			GDS Holdings Ltd., 2.000%, 06/01/25		$	1,279,530
	330,000			HubSpot Inc., 0.375%, 06/01/25(a)			419,972
	935,000			i3 Verticals LLC, 1.000%, 02/15/25(a)			819,273
	380,000			Limelight Networks Inc., 3.500%, 08/01/25(a)			385,062
	620,000			LivePerson Inc., 0.750%, 03/01/24			940,075
	1,500,000			Match Group Financeco 3 Inc., 2.000%, 01/15/30(a)			2,283,665
	340,000			Medallia Inc., 0.125%, 09/15/25(a)			342,818
	1,250,000			MercadoLibre Inc., 2.000%, 08/15/28			3,150,313
	840,000			Nice Ltd., Zero Coupon, 09/15/25(a)			851,004
	165,000			Nice Systems Inc., 1.250%, 01/15/24			448,953
	1,500,000			Okta Inc., 0.125%, 09/01/25			1,982,771
	1,515,000			Pluralsight Inc., 0.375%, 03/01/24			1,345,320
	1,565,000			Proofpoint Inc., 0.250%, 08/15/24			1,565,978
	1,000,000			PROS Holdings Inc., 1.000%, 05/15/24(a)			873,859
	1,165,000			Q2 Holdings Inc., 0.750%, 06/01/26			1,432,788
	1,000,000			RealPage Inc., 1.500%, 05/15/25			1,033,750
				Splunk Inc.,
	1,000,000			1.125%, 09/15/25			1,445,730
	440,000			1.125%, 06/15/27(a)			475,612
	640,000			Varonis Systems Inc., 1.250%, 08/15/25(a)			913,479
	750,000			Workiva Inc., 1.125%, 08/15/26			750,798
	1,335,000			Zscaler Inc., 0.125%, 07/01/25(a)			1,582,110
							36,557,560
				Consumer Products — 1.2%
	640,000			Farfetch Ltd., 3.750%, 05/01/27(a)			1,172,680
	425,000			Under Armour Inc., 1.500%, 06/01/24(a)			533,230
							1,705,910
				Consumer Services — 2.0%
	320,000			Callaway Golf Co., 2.750%, 05/01/26(a)			436,107

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The Gabelli Convertible and Income Securities Fund Inc.

Schedule of Investments (Continued) — September 30, 2020 (Unaudited)

Principal Amount						Market Value
				CONVERTIBLE CORPORATE BONDS (Continued)
				Consumer Services (Continued)
	$   455,000			Chegg Inc., Zero Coupon, 09/01/26(a)		$	455,683
	565,000			K12 Inc., 1.125%, 09/01/27(a)			473,994
	270,000			Royal Caribbean Cruises Ltd., 4.250%, 06/15/23(a)			316,422
	450,000			Shopify Inc., 0.125%, 11/01/25			504,478
	675,000			Wayfair Inc., 0.625%, 10/01/25(a)			689,976
							2,876,660
				Diversified Industrial — 0.7%
	600,000			Chart Industries Inc., 1.000%, 11/15/24(a)			834,586
	105,000			Sea Ltd., 2.375%, 12/01/25(a)			196,817
							1,031,403
				Electronics — 1.4%
	1,800,000			Knowles Corp., 3.250%, 11/01/21			1,929,038
				Energy and Utilities — 3.2%
	670,000			Bloom Energy Corp., 2.500%, 08/15/25(a)			854,645
	1,800,000			Cheniere Energy Inc., 4.250%, 03/15/45			1,305,475
	2,500,000			SunPower Corp., 4.000%, 01/15/23			2,396,388
							4,556,508
				Financial Services — 2.4%
	535,000			Chimera Investment Corp., 7.000%, 04/01/23			662,465
	505,000			Colony Capital Operating Co. LLC, 5.750%, 07/15/25(a)(b)			747,010
	955,000			GOL Equity Finance SA, 3.750%, 07/15/24(a)			600,871
				LendingTree Inc.,
	344,000			0.625%, 06/01/22			539,678
	785,000			0.500%, 07/15/25(a)			767,857
							3,317,881
				Health Care — 13.9%
	1,000,000			1Life Healthcare Inc., 3.000%, 06/15/25(a)			998,690
	445,000			Coherus Biosciences Inc., 1.500%, 04/15/26(a)			523,718
	1,000,000			Collegium Pharmaceutical Inc., 2.625%, 02/15/26			995,000

Principal Amount						Market Value
	$1,000,000			CONMED Corp., 2.625%, 02/01/24		$	1,124,543
				DexCom Inc.,
	495,000			0.750%, 12/01/23			1,251,731
	320,000			0.250%, 11/15/25(a)			339,000
	1,635,000			Exact Sciences Corp., 0.375%, 03/15/27			1,921,762
	125,000			Inovio Pharmaceuticals Inc., 6.500%, 03/01/24			268,025
	1,500,000			Insulet Corp., 0.375%, 09/01/26(a)			1,917,661
	800,000			Intercept Pharmaceuticals Inc., 2.000%, 05/15/26			557,919
	750,000			Invacare Corp., 4.500%, 06/01/22			683,605
	640,000			Livongo Health Inc., 0.875%, 06/01/25(a)			1,256,800
	608,000			Neurocrine Biosciences Inc., 2.250%, 05/15/24			842,080
	1,000,000			Pacira BioSciences Inc., 2.375%, 04/01/22			1,151,479
	750,000			Paratek Pharmaceuticals Inc., 4.750%, 05/01/24			616,504
	850,000			PetIQ Inc., 4.000%, 06/01/26(a)			1,145,030
	750,000			Retrophin Inc., 2.500%, 09/15/25			641,215
	1,250,000			Supernus Pharmaceuticals Inc., 0.625%, 04/01/23			1,157,599
	1,110,000			Tabula Rasa HealthCare Inc., 1.750%, 02/15/26(a)			1,035,299
	1,030,000			Teladoc Health Inc., 1.250%, 06/01/27(a)			1,293,215
							19,720,875
				Hotels and Gaming — 0.8%
				NCL Corp. Ltd.,
	430,000			6.000%, 05/15/24(a)			631,138
	470,000			5.375%, 08/01/25(a)			552,567
							1,183,705
				Real Estate Investment Trusts — 1.4%
	2,000,000			Arbor Realty Trust Inc., 4.750%, 11/01/22(a)			1,909,947
				Retail — 0.7%
	640,000			National Vision Holdings Inc., 2.500%, 05/15/25(a)			912,000
				Semiconductors — 1.0%
	105,000			Inphi Corp., 0.750%, 04/15/25(a)			126,205

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The Gabelli Convertible and Income Securities Fund Inc.

Schedule of Investments (Continued) — September 30, 2020 (Unaudited)

Principal Amount						Market Value
				CONVERTIBLE CORPORATE BONDS (Continued)
				Semiconductors (Continued)
	$   500,000			Teradyne Inc., 1.250%, 12/15/23		$	1,277,023
							1,403,228
				Telecommunications — 6.1%
	1,500,000			Harmonic Inc., 2.000%, 09/01/24			1,405,335
	1,000,000			Infinera Corp., 2.500%, 03/01/27(a)			1,053,877
	700,000			Liberty Latin America Ltd., 2.000%, 07/15/24			575,809
	750,000			Lumentum Holdings Inc., Ser. QIB, 0.500%, 12/15/26(a)			800,106
	1,225,000			PagerDuty Inc., 1.250%, 07/01/25(a)			1,244,990
	1,000,000			PAR Technology Corp., 2.875%, 04/15/26(a)			1,201,320
	250,000			Twilio Inc., 0.250%, 06/01/23			871,981
	1,250,000			Vocera Communications Inc., 1.500%, 05/15/23			1,399,219
							8,552,637
				Transportation — 0.9%
	1,000,000			Atlas Air Worldwide Holdings Inc., 1.875%, 06/01/24			1,208,125
				TOTAL CONVERTIBLE CORPORATE BONDS			98,576,240
Shares
				CONVERTIBLE PREFERRED STOCKS — 2.6%
				Real Estate Investment Trusts — 2.2%
	21,700			QTS Realty Trust Inc., 6.500%, Ser. B			3,069,248
				Telecommunications — 0.4%
	12,000			Cincinnati Bell Inc., 6.750%, Ser. B			582,000
				TOTAL CONVERTIBLE PREFERRED STOCKS			3,651,248
				MANDATORY CONVERTIBLE SECURITIES (c) — 12.8%
				Automotive: Parts and Accessories — 1.3%
	15,600			Aptiv plc, 5.500%, Ser. A, 06/15/23			1,769,352
				Diversified Industrial — 1.4%
	11,000			Colfax Corp., 5.750%, 01/15/22			1,476,310

Shares						Market Value
	5,425			Stanley Black & Decker Inc., 5.250%, 11/15/22		$	547,383
							2,023,693
				Energy and Utilities — 5.0%
	29,938			American Electric Power Co. Inc., 6.125%, 03/15/22			1,452,292
	35,300			DTE Energy Co., 6.250%, 11/01/22			1,594,148
	10,060			Essential Utilities Inc., 6.000%, 04/30/22			538,210
				NextEra Energy Inc.,
	16,325			4.872%, 09/01/22			884,162
	17,400			5.279%, 03/01/23			812,232
	18,030			6.219%, 09/01/23			860,933
				Sempra Energy,
	5,163			6.000%, Ser. A, 01/15/21			508,297
	5,000			6.750%, Ser. B, 07/15/21			490,050
							7,140,324
				Equipment and Supplies — 0.8%
	750			Danaher Corp., 4.750%, Ser. A, 04/15/22			1,106,887
				Financial Services — 1.3%
	1,115			2020 Cash Mandatory Exchangeable Trust, 5.250%, 06/01/23			1,202,282
	430			2020 Mandatory Exchangeable Trust, 6.500%, 05/16/23			573,446
							1,775,728
				Health Care — 1.2%
	12,060			Avantor Inc., 6.250%, Ser. A, 05/15/22			877,244
	19,990			Elanco Animal Health Inc., 5.000%, 02/01/23			886,756
							1,764,000
				Semiconductors — 1.8%
	2,085			Broadcom Inc., 8.000%, Ser. A, 09/30/22			2,599,474
				TOTAL MANDATORY CONVERTIBLE SECURITIES			18,179,458
				COMMON STOCKS — 12.1%
				Automotive: Parts and Accessories — 0.1%
	1,000			Genuine Parts Co.			95,170
				Communications Equipment — 1.4%
	8,113			American Tower Corp., REIT			1,961,155

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The Gabelli Convertible and Income Securities Fund Inc.

Schedule of Investments (Continued) — September 30, 2020 (Unaudited)

Shares						Market Value
				COMMON STOCKS (Continued)
				Computer Hardware — 0.2%
	1,800			International Business Machines Corp.		$	219,006
				Computer Software and Services — 1.9%
	8,987			Alibaba Group Holding Ltd., ADR†			2,641,998
				Consumer Products — 0.5%
	9,000			Swedish Match AB			736,413
				Energy and Utilities — 0.0%
	515,000			Bristow Group Inc., Escrow†(d)			0
	1,000			Chevron Corp.			72,000
							72,000
				Financial Services — 2.4%
	2,500			American Express Co.			250,625
	5,000			Bank of America Corp.			120,450
	1,700			Citigroup Inc.			73,287
	1,000			JPMorgan Chase & Co.			96,270
	2,500			Julius Baer Group Ltd.			106,590
	2,000			Morgan Stanley			96,700
	5,000			National General Holdings Corp.			168,750
	9,000			State Street Corp.			533,970
	20,000			The Bank of New York Mellon Corp.			686,800
	9,000			The PNC Financial Services Group Inc.			989,190
	13,000			Wells Fargo & Co.			305,630
							3,428,262
				Food and Beverage — 0.4%
	4,000			Maple Leaf Foods Inc.			81,559
	1,000			Pernod Ricard SA			159,630
	1,500			Remy Cointreau SA			274,003
							515,192
				Health Care — 0.7%
	200,000			Elite Pharmaceuticals Inc.†			13,600
	500			Johnson & Johnson			74,440
	1,500			Merck & Co. Inc.			124,425
	18,000			Roche Holding AG, ADR			770,580
							983,045
				Real Estate Investment Trusts — 1.8%
	15,205			Crown Castle International Corp.			2,531,633
				Retail — 0.2%
	800			Costco Wholesale Corp.			284,000
				Telecommunications — 0.7%
	2,000			Sunrise Communications Group AG			236,686

Shares						Market Value
	600			Swisscom AG		$	318,289
	8,000			Verizon Communications Inc.			475,920
							1,030,895
				Transportation — 0.0%
	1,000			GATX Corp.			63,750
				Wireless Communications — 1.8%
	22,566			T-Mobile US Inc.†			2,580,648
				TOTAL COMMON STOCKS			17,143,167
Principal Amount
				U.S. GOVERNMENT OBLIGATIONS — 2.8%
	$3,905,000			U.S. Treasury Bills, 0.085% to 0.131%††, 10/15/20 to 12/24/20			3,904,397
				TOTAL INVESTMENTS — 100.0% (Cost $117,281,762)		$	141,454,510

(a) Security exempt from registration under Rule 144A of the Securities Act of 1933, as amended. These securities may be resold in transactions exempt from registration, normally to qualified institutional buyers.

(b) At September 30, 2020, the Fund held an investment in a restricted and illiquid security amounting to $747,010 or 0.53% of total investments, which was valued under methods approved by the Board of Trustees as follows:

Acquisition Principal Amount		Issuer		Acquisition Date				Acquisition Cost				09/30/20 Carrying Value Per Bond
$505,000		Colony Capital Operating Co. LLC, 5.750%, 07/15/25			07/17/20			$	531,582			$	1,479.23

(c) Mandatory convertible securities are required to be converted on the dates listed; they generally may be converted prior to these dates at the option of the holder.

(d) Security is valued using significant unobservable inputs and is classified as Level 3 in the fair value hierarchy.

† Non-income producing security.

†† Represents annualized yields at dates of purchase.

ADR American Depositary Receipt

REIT Real Estate Investment Trust

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