<SEC-DOCUMENT>0001493152-25-002618.txt : 20250116
<SEC-HEADER>0001493152-25-002618.hdr.sgml : 20250116
<ACCEPTANCE-DATETIME>20250116212642
ACCESSION NUMBER:		0001493152-25-002618
CONFORMED SUBMISSION TYPE:	4
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20250114
FILED AS OF DATE:		20250116
DATE AS OF CHANGE:		20250116

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			Susanto Halim
		CENTRAL INDEX KEY:			0002001327
		ORGANIZATION NAME:           	

	FILING VALUES:
		FORM TYPE:		4
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-41279
		FILM NUMBER:		25536832

	MAIL ADDRESS:	
		STREET 1:		1 KIM SENG PROMENADE #10-01, EAST TOWER
		STREET 2:		GREAT WORLD CITY
		CITY:			SINGAPORE
		STATE:			U0
		ZIP:			237994

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			Ascend Global Investment Fund SPC - Strategic Segregated Portfolio
		CENTRAL INDEX KEY:			0002001144
		ORGANIZATION NAME:           	
		STATE OF INCORPORATION:			E9
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		4
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-41279
		FILM NUMBER:		25536836

	BUSINESS ADDRESS:	
		STREET 1:		1 KIM SENG PROMENADE #10-01, EAST TOWER
		STREET 2:		GREAT WORLD CITY
		CITY:			SINGAPORE
		STATE:			U0
		ZIP:			237994
		BUSINESS PHONE:		65 6737 3023

	MAIL ADDRESS:	
		STREET 1:		1 KIM SENG PROMENADE #10-01, EAST TOWER
		STREET 2:		GREAT WORLD CITY
		CITY:			SINGAPORE
		STATE:			U0
		ZIP:			237994

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			Ascend Financial Holdings Ltd
		CENTRAL INDEX KEY:			0002009892
		ORGANIZATION NAME:           	
		STATE OF INCORPORATION:			D8
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		4
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-41279
		FILM NUMBER:		25536833

	BUSINESS ADDRESS:	
		STREET 1:		CRAIGMUIR CHAMBERS, ROAD TOWN
		CITY:			TORTOLA
		STATE:			D8
		ZIP:			VG 1110
		BUSINESS PHONE:		65 6737 3023

	MAIL ADDRESS:	
		STREET 1:		CRAIGMUIR CHAMBERS, ROAD TOWN
		CITY:			TORTOLA
		STATE:			D8
		ZIP:			VG 1110

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			Ascend Capital Advisors (S) Pte. Ltd.
		CENTRAL INDEX KEY:			0002009683
		ORGANIZATION NAME:           	
		STATE OF INCORPORATION:			U0
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		4
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-41279
		FILM NUMBER:		25536834

	BUSINESS ADDRESS:	
		STREET 1:		1 KIM SENG PROMENADE #10-01 EAST TOWER
		STREET 2:		GREAT WORLD CITY
		CITY:			SINGAPORE
		STATE:			U0
		ZIP:			237994
		BUSINESS PHONE:		65 6737 3023

	MAIL ADDRESS:	
		STREET 1:		1 KIM SENG PROMENADE #10-01 EAST TOWER
		STREET 2:		GREAT WORLD CITY
		CITY:			SINGAPORE
		STATE:			U0
		ZIP:			237994

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			Meridian Investments Corp
		CENTRAL INDEX KEY:			0002009685
		ORGANIZATION NAME:           	
		STATE OF INCORPORATION:			E9
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		4
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-41279
		FILM NUMBER:		25536835

	BUSINESS ADDRESS:	
		STREET 1:		CRICKET SQUARE, HUTCHINS DRIVE
		STREET 2:		PO BOX 2681
		CITY:			GRAND CAYMAN
		STATE:			E9
		ZIP:			KY1-111
		BUSINESS PHONE:		65 6737 3023

	MAIL ADDRESS:	
		STREET 1:		CRICKET SQUARE, HUTCHINS DRIVE
		STREET 2:		PO BOX 2681
		CITY:			GRAND CAYMAN
		STATE:			E9
		ZIP:			KY1-111

ISSUER:		

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			5E Advanced Materials, Inc.
		CENTRAL INDEX KEY:			0001888654
		STANDARD INDUSTRIAL CLASSIFICATION:	MINING, QUARRYING OF NONMETALLIC MINERALS (NO FUELS) [1400]
		ORGANIZATION NAME:           	01 Energy & Transportation
		IRS NUMBER:				873426517
		FISCAL YEAR END:			0630

	BUSINESS ADDRESS:	
		STREET 1:		9329 MARIPOSA ROAD
		STREET 2:		SUITE 210
		CITY:			HESPERIA
		STATE:			CA
		ZIP:			92344
		BUSINESS PHONE:		442 292 2120

	MAIL ADDRESS:	
		STREET 1:		9329 MARIPOSA ROAD
		STREET 2:		SUITE 210
		CITY:			HESPERIA
		STATE:			CA
		ZIP:			92344
</SEC-HEADER>
<DOCUMENT>
<TYPE>4
<SEQUENCE>1
<FILENAME>ownership.xml
<TEXT>
<XML>
<?xml version="1.0"?>
<ownershipDocument>

    <schemaVersion>X0508</schemaVersion>

    <documentType>4</documentType>

    <periodOfReport>2025-01-14</periodOfReport>

    <notSubjectToSection16>0</notSubjectToSection16>

    <issuer>
        <issuerCik>0001888654</issuerCik>
        <issuerName>5E Advanced Materials, Inc.</issuerName>
        <issuerTradingSymbol>FEAM</issuerTradingSymbol>
    </issuer>

    <reportingOwner>
        <reportingOwnerId>
            <rptOwnerCik>0002001144</rptOwnerCik>
            <rptOwnerName>Ascend Global Investment Fund SPC - Strategic Segregated Portfolio</rptOwnerName>
        </reportingOwnerId>
        <reportingOwnerAddress>
            <rptOwnerStreet1>1 KIM SENG PROMENADE #10-01 EAST TOWER</rptOwnerStreet1>
            <rptOwnerStreet2></rptOwnerStreet2>
            <rptOwnerCity>GREAT WORLD CITY</rptOwnerCity>
            <rptOwnerState>U0</rptOwnerState>
            <rptOwnerZipCode>237994</rptOwnerZipCode>
            <rptOwnerStateDescription>SINGAPORE</rptOwnerStateDescription>
        </reportingOwnerAddress>
        <reportingOwnerRelationship>
            <isDirector>1</isDirector>
            <isOfficer>0</isOfficer>
            <isTenPercentOwner>1</isTenPercentOwner>
            <isOther>0</isOther>
            <officerTitle></officerTitle>
            <otherText></otherText>
        </reportingOwnerRelationship>
    </reportingOwner>

    <reportingOwner>
        <reportingOwnerId>
            <rptOwnerCik>0002009685</rptOwnerCik>
            <rptOwnerName>Meridian Investments Corp</rptOwnerName>
        </reportingOwnerId>
        <reportingOwnerAddress>
            <rptOwnerStreet1>1 KIM SENG PROMENADE, #10-01 EAST TOWER</rptOwnerStreet1>
            <rptOwnerStreet2></rptOwnerStreet2>
            <rptOwnerCity>GREAT WORLD CITY</rptOwnerCity>
            <rptOwnerState>U0</rptOwnerState>
            <rptOwnerZipCode>237994</rptOwnerZipCode>
            <rptOwnerStateDescription>SINGAPORE</rptOwnerStateDescription>
        </reportingOwnerAddress>
        <reportingOwnerRelationship>
            <isDirector>0</isDirector>
            <isOfficer>0</isOfficer>
            <isTenPercentOwner>1</isTenPercentOwner>
            <isOther>0</isOther>
            <officerTitle></officerTitle>
            <otherText></otherText>
        </reportingOwnerRelationship>
    </reportingOwner>

    <reportingOwner>
        <reportingOwnerId>
            <rptOwnerCik>0002009683</rptOwnerCik>
            <rptOwnerName>Ascend Capital Advisors (S) Pte. Ltd.</rptOwnerName>
        </reportingOwnerId>
        <reportingOwnerAddress>
            <rptOwnerStreet1>1 KIM SENG PROMENADE, #10-01 EAST TOWER</rptOwnerStreet1>
            <rptOwnerStreet2></rptOwnerStreet2>
            <rptOwnerCity>GREAT WORLD CITY</rptOwnerCity>
            <rptOwnerState>U0</rptOwnerState>
            <rptOwnerZipCode>237994</rptOwnerZipCode>
            <rptOwnerStateDescription>SINGAPORE</rptOwnerStateDescription>
        </reportingOwnerAddress>
        <reportingOwnerRelationship>
            <isDirector>0</isDirector>
            <isOfficer>0</isOfficer>
            <isTenPercentOwner>1</isTenPercentOwner>
            <isOther>0</isOther>
            <officerTitle></officerTitle>
            <otherText></otherText>
        </reportingOwnerRelationship>
    </reportingOwner>

    <reportingOwner>
        <reportingOwnerId>
            <rptOwnerCik>0002009892</rptOwnerCik>
            <rptOwnerName>Ascend Financial Holdings Ltd</rptOwnerName>
        </reportingOwnerId>
        <reportingOwnerAddress>
            <rptOwnerStreet1>1 KIM SENG PROMENADE, #10-01 EAST TOWER</rptOwnerStreet1>
            <rptOwnerStreet2></rptOwnerStreet2>
            <rptOwnerCity>GREAT WORLD CITY</rptOwnerCity>
            <rptOwnerState>U0</rptOwnerState>
            <rptOwnerZipCode>237994</rptOwnerZipCode>
            <rptOwnerStateDescription>SINGAPORE</rptOwnerStateDescription>
        </reportingOwnerAddress>
        <reportingOwnerRelationship>
            <isDirector>0</isDirector>
            <isOfficer>0</isOfficer>
            <isTenPercentOwner>1</isTenPercentOwner>
            <isOther>0</isOther>
            <officerTitle></officerTitle>
            <otherText></otherText>
        </reportingOwnerRelationship>
    </reportingOwner>

    <reportingOwner>
        <reportingOwnerId>
            <rptOwnerCik>0002001327</rptOwnerCik>
            <rptOwnerName>Susanto Halim</rptOwnerName>
        </reportingOwnerId>
        <reportingOwnerAddress>
            <rptOwnerStreet1>1 KIM SENG PROMENADE, #10-01 EAST TOWER</rptOwnerStreet1>
            <rptOwnerStreet2></rptOwnerStreet2>
            <rptOwnerCity>GREAT WORLD CITY</rptOwnerCity>
            <rptOwnerState>U0</rptOwnerState>
            <rptOwnerZipCode>237994</rptOwnerZipCode>
            <rptOwnerStateDescription>SINGAPORE</rptOwnerStateDescription>
        </reportingOwnerAddress>
        <reportingOwnerRelationship>
            <isDirector>0</isDirector>
            <isOfficer>0</isOfficer>
            <isTenPercentOwner>1</isTenPercentOwner>
            <isOther>0</isOther>
            <officerTitle></officerTitle>
            <otherText></otherText>
        </reportingOwnerRelationship>
    </reportingOwner>

    <aff10b5One>0</aff10b5One>

    <derivativeTable>
        <derivativeTransaction>
            <securityTitle>
                <value>Convertible Notes</value>
            </securityTitle>
            <conversionOrExercisePrice>
                <footnoteId id="F1"/>
            </conversionOrExercisePrice>
            <transactionDate>
                <value>2025-01-14</value>
            </transactionDate>
            <deemedExecutionDate></deemedExecutionDate>
            <transactionCoding>
                <transactionFormType>4</transactionFormType>
                <transactionCode>A</transactionCode>
                <equitySwapInvolved>0</equitySwapInvolved>
            </transactionCoding>
            <transactionTimeliness></transactionTimeliness>
            <transactionAmounts>
                <transactionTotalValue>
                    <value>2500000</value>
                </transactionTotalValue>
                <transactionPricePerShare>
                    <value>2500000</value>
                </transactionPricePerShare>
                <transactionAcquiredDisposedCode>
                    <value>A</value>
                </transactionAcquiredDisposedCode>
            </transactionAmounts>
            <exerciseDate>
                <footnoteId id="F1"/>
            </exerciseDate>
            <expirationDate>
                <value>2028-08-15</value>
            </expirationDate>
            <underlyingSecurity>
                <underlyingSecurityTitle>
                    <value>Common Stock</value>
                </underlyingSecurityTitle>
                <underlyingSecurityShares>
                    <value>12161865</value>
                    <footnoteId id="F1"/>
                </underlyingSecurityShares>
            </underlyingSecurity>
            <postTransactionAmounts>
                <sharesOwnedFollowingTransaction>
                    <value>53109194</value>
                </sharesOwnedFollowingTransaction>
            </postTransactionAmounts>
            <ownershipNature>
                <directOrIndirectOwnership>
                    <value>I</value>
                </directOrIndirectOwnership>
                <natureOfOwnership>
                    <value>See Footnote</value>
                    <footnoteId id="F2"/>
                    <footnoteId id="F3"/>
                </natureOfOwnership>
            </ownershipNature>
        </derivativeTransaction>
    </derivativeTable>

    <footnotes>
        <footnote id="F1">All or any portion of the Issuer's 4.50% senior secured convertible notes (the &quot;Convertible Notes&quot;) may be converted at the holder's election at any time prior to the close of business on the business day immediately preceding the maturity date.</footnote>
        <footnote id="F2">Meridian Investments Corporation (&quot;Meridian&quot;) is the record holder of Convertible Notes that are currently convertible into 26,554,597 shares of Common Stock issuable upon conversion of the outstanding principal of, and paid-in-kind interest accrued on, the Convertible Notes, assuming all interest is paid in-kind until the maturity date. In addition, Ascend Global Investment Fund SPC for and on behalf of Strategic SP (&quot;Ascend Global&quot;) is the record holder of Convertible Notes that are currently convertible into 26,554,597 shares of Common Stock issuable upon conversion of the outstanding principal of, and paid-in-kind interest accrued on, the Convertible Notes, assuming all interest is paid in-kind until the maturity date.</footnote>
        <footnote id="F3">Ascend Global is the sole shareholder of Meridian, and as a result may be deemed to share beneficial ownership of the securities held of record by Meridian. Ascend Financial Holdings Limited is the sole shareholder of Ascend Capital Advisors (S) Pte. Ltd., which is the sole partner of Ascend Global. As a result, each of the foregoing entities may be deemed to share beneficial ownership of the securities beneficially owned by Ascend Global. By virtue of his control of Ascend Financial, Mr. Susanto may also be deemed to share beneficial ownership of the securities beneficially owned by Ascend Global under Section 13(d) of the Securities Exchange Act of 1934 (as amended) and the rules promulgated by the U.S. Securities and Exchange Commission thereunder. Mr. Susanto disclaims beneficial ownership of the securities beneficially owned by Ascend Global.</footnote>
    </footnotes>

    <ownerSignature>
        <signatureName>Ascend Global Investment Fund SPC for and on behalf of Strategic SP /s/ Mulyadi Tjandra By: Mulyadi Tjandra Title: Director</signatureName>
        <signatureDate>2025-01-16</signatureDate>
    </ownerSignature>

    <ownerSignature>
        <signatureName>Meridian Investments Corporation /s/ Mulyadi Tjandra By: Mulyadi Tjandra Title: Director</signatureName>
        <signatureDate>2025-01-16</signatureDate>
    </ownerSignature>

    <ownerSignature>
        <signatureName>Ascend Capital Advisors (S) Pte. Ltd. /s/ Mulyadi Tjandra By: Mulyadi Tjandra Title: Director</signatureName>
        <signatureDate>2025-01-16</signatureDate>
    </ownerSignature>

    <ownerSignature>
        <signatureName>Ascend Financial Holdings Limited By: EFS ASIA V LTD, Director /s/ Reeja Prathiban By: Reeja Prathiban Title: Authorized Signatory</signatureName>
        <signatureDate>2025-01-16</signatureDate>
    </ownerSignature>

    <ownerSignature>
        <signatureName>/s/ Halim Susanto</signatureName>
        <signatureDate>2025-01-16</signatureDate>
    </ownerSignature>
</ownershipDocument>
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</TEXT>
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</SEC-DOCUMENT>
