<SEC-DOCUMENT>0000897069-15-000470-index.html : 20150923 <SEC-HEADER>0000897069-15-000470.hdr.sgml : 20150923 <ACCEPTANCE-DATETIME>20150923162218 ACCESSION NUMBER: 0000897069-15-000470 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20150917 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20150923 DATE AS OF CHANGE: 20150923 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HENNESSY ADVISORS INC CENTRAL INDEX KEY: 0001145255 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 680176227 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-36423 FILM NUMBER: 151121291 BUSINESS ADDRESS: STREET 1: 7250 REDWOOD BLVD. STREET 2: SUITE 200 CITY: NOVATO STATE: CA ZIP: 94945 BUSINESS PHONE: 415-899-1555 MAIL ADDRESS: STREET 1: 7250 REDWOOD BLVD. STREET 2: SUITE 200 CITY: NOVATO STATE: CA ZIP: 94945 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>cg624.htm <TEXT> Document 1 - file: cg624.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.1 <SEQUENCE>2 <FILENAME>cg624ex4.htm <DESCRIPTION>TERM LOAN AGREEMENT <TEXT> Document 2 - file: cg624ex4.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>3 <FILENAME>cg624ex99.htm <DESCRIPTION>PRESS RELEASE <TEXT> Document 3 - file: cg624ex99.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>4 <FILENAME>hennessyadvlogo.jpg <TEXT> Document 4 - file: hennessyadvlogo.jpg
</DOCUMENT> </SEC-DOCUMENT>