<SEC-DOCUMENT>0001062993-14-004659.txt : 20140811
<SEC-HEADER>0001062993-14-004659.hdr.sgml : 20140811
<ACCEPTANCE-DATETIME>20140808141051
ACCESSION NUMBER:		0001062993-14-004659
CONFORMED SUBMISSION TYPE:	DEFA14A
PUBLIC DOCUMENT COUNT:		1
FILED AS OF DATE:		20140808
DATE AS OF CHANGE:		20140808
EFFECTIVENESS DATE:		20140808

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			CHINA BAK BATTERY INC
		CENTRAL INDEX KEY:			0001117171
		STANDARD INDUSTRIAL CLASSIFICATION:	MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
		IRS NUMBER:				880442833
		STATE OF INCORPORATION:			NV
		FISCAL YEAR END:			0930

	FILING VALUES:
		FORM TYPE:		DEFA14A
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-32898
		FILM NUMBER:		141026931

	BUSINESS ADDRESS:	
		STREET 1:		BAK INDUSTRIAL PARK, MEIGUI STREET
		STREET 2:		HUAYUANKOU ECONOMIC ZONE
		CITY:			DALIAN
		STATE:			F4
		ZIP:			116422
		BUSINESS PHONE:		86-755-8977-0093

	MAIL ADDRESS:	
		STREET 1:		BAK INDUSTRIAL PARK, MEIGUI STREET
		STREET 2:		HUAYUANKOU ECONOMIC ZONE
		CITY:			DALIAN
		STATE:			F4
		ZIP:			116422

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	MEDINA COFFEE INC
		DATE OF NAME CHANGE:	20000626
</SEC-HEADER>
<DOCUMENT>
<TYPE>DEFA14A
<SEQUENCE>1
<FILENAME>defa14a.htm
<DESCRIPTION>DEFA14A
<TEXT>
<HTML>
<HEAD>
   <TITLE>China BAK Battery, Inc.: DEFA14A - Filed by newsfilecorp.com</TITLE>
</HEAD>

<BODY style="font-size:10pt;">

<HR noshade align="center" width=100% size=3 color="black"><P align=center><B><FONT size=5>UNITED STATES </FONT></B><BR><B><FONT
size=5>SECURITIES AND EXCHANGE COMMISSION </FONT></B><BR><B>WASHINGTON, D.C.
20549 </B></P>
<P align=center><B><FONT size=5>SCHEDULE 14A </FONT></B></P>
<P align=center>Proxy Statement Pursuant to Section 14(a) of the Securities
Exchange Act of 1934 </P>
<P align=justify>Filed by the Registrant [X] <BR>Filed by a Party other than the
Registrant [_] </P>
<P align=justify>Check the appropriate box: </P>
<TABLE
style="BORDER-COLOR: black; FONT-SIZE: 10pt; BORDER-COLLAPSE: collapse; "
cellSpacing=0 cellPadding=0 width="100%" border=0>

  <TR vAlign=top>
    <TD align=left>[_] </TD>
    <TD align=left width="95%">Preliminary Proxy Statement </TD></TR>
  <TR vAlign=top>
    <TD align=left>[_] </TD>
    <TD align=left width="95%">Confidential, For Use of the Commission Only
      (As Permitted by Rule 14a-6(e)(2)) </TD></TR>
  <TR vAlign=top>
    <TD align=left>[_] </TD>
    <TD align=left width="95%">Definitive Proxy Statement </TD></TR>
  <TR vAlign=top>
    <TD align=left>[X] </TD>
    <TD align=left width="95%">Definitive Additional Materials </TD></TR>
  <TR vAlign=top>
    <TD align=left>[_] </TD>
    <TD align=left width="95%">Soliciting Material under Rule 14a-12
  </TD></TR></TABLE>
<P align=center><B><FONT size=5><FONT size=4><FONT size=3><FONT size=2><FONT
size=1><FONT size=5>CHINA BAK BATTERY, INC.
</FONT></FONT></FONT></FONT></FONT></FONT><BR></B>(Name of Registrant as
Specified In Its Charter) </P>
<P
align=center>___________________________________________________________________<BR>(Name
of Person(s) Filing Proxy Statement, if other than the Registrant) </P>
<P align=justify>Payment of Filing Fee (Check the appropriate box): </P>
<DIV>
<TABLE
style="BORDER-COLOR: black; FONT-SIZE: 10pt; BORDER-COLLAPSE: collapse; "
cellSpacing=0 cellPadding=0 width="100%" border=0>

  <TR vAlign=top>
    <TD align=left>[X] </TD>
    <TD align=left width="95%">No fee required </TD></TR>
  <TR vAlign=top>
    <TD align=left>[_] </TD>
    <TD align=left width="95%">Fee computed on table below per Exchange Act
      Rules 14a-6(i)(1) and 0-11. </TD></TR></TABLE></DIV><BR>
<TABLE
style="BORDER-COLOR: black; FONT-SIZE: 10pt; BORDER-COLLAPSE: collapse; "
cellSpacing=0 cellPadding=0 width="100%" border=0>

  <TR vAlign=top>
    <TD align=left>&nbsp;</TD>
    <TD align=left width="5%">(1) </TD>
    <TD align=left width="90%">
      <P align=justify>Title of each class of securities to which transaction
      applies: </P></TD></TR>
  <TR>
    <TD align=left>&nbsp;</TD>
    <TD align=left width="5%">&nbsp;</TD>
    <TD style="BORDER-BOTTOM: #000000 1px solid" align=left
    width="90%">&nbsp;</TD></TR>
  <TR vAlign=top>
    <TD align=left>&nbsp;</TD>
    <TD align=left width="5%">(2) </TD>
    <TD align=left width="90%">
      <P align=justify>Aggregate number of securities to which transaction
      applies: </P></TD></TR>
  <TR>
    <TD align=left>&nbsp;</TD>
    <TD align=left width="5%">&nbsp;</TD>
    <TD style="BORDER-BOTTOM: #000000 1px solid" align=left
    width="90%">&nbsp;</TD></TR>
  <TR vAlign=top>
    <TD align=left></TD>
    <TD align=left width="5%">(3) </TD>
    <TD align=left width="90%">
      <P align=justify>Per unit price or other underlying value of transaction
      computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which
      the filing fee is calculated and state how it was determined): </P></TD></TR>
  <TR>
    <TD align=left>&nbsp;</TD>
    <TD align=left width="5%">&nbsp;</TD>
    <TD style="BORDER-BOTTOM: #000000 1px solid" align=left
    width="90%">&nbsp;</TD></TR>
  <TR vAlign=top>
    <TD align=left>&nbsp;</TD>
    <TD align=left width="5%">(4) </TD>
    <TD align=left width="90%">
      <P align=justify>Proposed maximum aggregate value of transaction:
  </P></TD></TR>
  <TR>
    <TD align=left>&nbsp;</TD>
    <TD align=left width="5%">&nbsp;</TD>
    <TD style="BORDER-BOTTOM: #000000 1px solid" align=left
    width="90%">&nbsp;</TD></TR>
  <TR vAlign=top>
    <TD align=left>&nbsp;</TD>
    <TD align=left width="5%">(5) </TD>
    <TD align=left width="90%">
      <P align=justify>Total fee paid: </P></TD></TR>
  <TR>
    <TD align=left>&nbsp;</TD>
    <TD align=left width="5%">&nbsp;</TD>
    <TD style="BORDER-BOTTOM: #000000 1px solid" align=left
    width="90%">&nbsp;</TD></TR></TABLE><BR>
<TABLE
style="BORDER-COLOR: black; FONT-SIZE: 10pt; BORDER-COLLAPSE: collapse; "
cellSpacing=0 cellPadding=0 width="100%" border=0>

  <TR vAlign=top>
    <TD align=left>[_] </TD>
    <TD align=left width="95%">
      <P align=justify>Fee paid previously with preliminary materials.
</P></TD></TR>
  <TR>
    <TD>&nbsp;</TD>
    <TD width="95%">
      <P align=justify></P></TD></TR>
  <TR vAlign=top>
    <TD align=left>[_] </TD>
    <TD align=left width="95%">
      <P align=justify>Check box if any part of the fee is offset as provided by
      Exchange Act Rule 0-11(a)(2) and identify the filing for which the
      offsetting fee was paid previously. Identify the previous filing by
      registration statement number, or the form or schedule and the date of its
      filing. </P></TD></TR></TABLE><BR>
<TABLE
style="BORDER-COLOR: black; FONT-SIZE: 10pt; BORDER-COLLAPSE: collapse; "
cellSpacing=0 cellPadding=0 width="100%" border=0>

  <TR vAlign=top>
    <TD align=left >&nbsp;</TD>
    <TD align=left width="5%">(1) </TD>
    <TD align=left width="90%">Amount Previously Paid: </TD></TR>
  <TR>
    <TD align=left >&nbsp;</TD>
    <TD align=left width="5%">&nbsp;</TD>
    <TD style="BORDER-BOTTOM: #000000 1px solid" align=left
    width="90%">&nbsp;</TD></TR>
  <TR vAlign=top>
    <TD align=left >&nbsp;</TD>
    <TD align=left width="5%">(2) </TD>
    <TD align=left width="90%">Form, Schedule or Registration Statement No.:
    </TD></TR>
  <TR>
    <TD align=left >&nbsp;</TD>
    <TD align=left width="5%">&nbsp;</TD>
    <TD style="BORDER-BOTTOM: #000000 1px solid" align=left
    width="90%">&nbsp;</TD></TR>
  <TR vAlign=top>
    <TD align=left >&nbsp;</TD>
    <TD align=left width="5%">(3) </TD>
    <TD align=left width="90%">Filing Party: </TD></TR>
  <TR>
    <TD align=left >&nbsp;</TD>
    <TD align=left width="5%">&nbsp;</TD>
    <TD style="BORDER-BOTTOM: #000000 1px solid" align=left
    width="90%">&nbsp;</TD></TR>
  <TR vAlign=top>
    <TD align=left >&nbsp;</TD>
    <TD align=left width="5%">(4) </TD>
    <TD align=left width="90%">Date Filed: </TD></TR>
  <TR>
    <TD align=left >&nbsp;</TD>
    <TD align=left width="5%">&nbsp;</TD>
    <TD style="BORDER-BOTTOM: #000000 1px solid" align=left
    width="90%">&nbsp;</TD></TR></TABLE><BR>
<HR style="PAGE-BREAK-AFTER: always" align=center width="100%" color=black
noShade SIZE=5>
<TABLE
style="BORDER-COLOR: black; FONT-SIZE: 10pt; BORDER-COLLAPSE: collapse; "
cellSpacing=0 cellPadding=0 width="100%" border=0>

  <TR vAlign=bottom>
    <TD align=center><B>PROXY NOTICE </B></TD></TR>
  <TR>
    <TD>&nbsp; </TD></TR>
  <TR vAlign=bottom>
    <TD align=center><B>China BAK Battery, Inc. </B></TD></TR>
  <TR vAlign=bottom>
    <TD align=center>BAK Industrial Park, </TD></TR>
  <TR vAlign=bottom>
    <TD align=center>Meigui Street, Huayuankou Economic Zone, </TD></TR>
  <TR vAlign=bottom>
    <TD align=center>Dalian City, 116422, China </TD></TR>
  <TR>
    <TD>&nbsp; </TD></TR>
  <TR vAlign=top>
    <TD style="BORDER-BOTTOM: #000000 1px solid" align=center><B>IMPORTANT
      INVESTOR INFORMATION - YOUR VOTE COUNTS! </B></TD></TR></TABLE>
<P align=center><B><U>Shareholder Notice of Availability of Proxy Materials
</U></B></P>
<P align=center><B>Your name, ID Number and Control Number appear in the
upper-left-hand corner of this Notice for online voting purposes. </B></P>
<P align=center><B>To vote your shares, please follow the instructions listed
below. </B></P>
<TABLE
style="BORDER-COLOR: black; FONT-SIZE: 10pt; BORDER-COLLAPSE: collapse; "
cellSpacing=0 cellPadding=0 width="100%" border=0>

  <TR>
    <TD style="BORDER-TOP: #000000 1px solid" align=center
    >&nbsp;</TD></TR>
  <TR vAlign=top>
    <TD align=center><B>Important Notice Regarding the Availability of Proxy
      Materials for the </B></TD></TR>
  <TR vAlign=top>
    <TD align=center><B>China BAK Battery, Inc. Shareholder Meeting to Be Held
      on September 26, 2014 </B></TD></TR></TABLE>
<P align=justify><B>1. This communication presents only an overview of the more
complete proxy materials that are available to you on the Internet. We encourage
you to access and review all of the important information contained in the proxy
materials before voting. </B></P>
<P align=justify><B>2. The proxy statement and annual report to security holders
are available at </B><B><U>www.shareholdervote.info </U></B></P>
<P align=justify><B>3. If you want to receive a paper or e-mail copy of these
documents, you must request one. There is no charge to you for requesting a
copy. Please make your request for a copy as instructed below on or before
September 5, 2014 to facilitate timely delivery. </B></P>
<P align=justify>The China BAK Battery, Inc. 2014 Annual Meeting will be held on
September 26, 2014, at 9:00 a.m. local time, at BAK Industrial Park, Meigui
Street, Huayuankou Economic Zone, Dalian City, 116422, China. A description of
the matters to be voted on, and the recommendations of the Board of Directors of
China BAK Battery, Inc. regarding these matters, appear on the second page of
this notice. Instructions for voting your shares appear below. </P>
<P align=justify>The proxy statement, annual report, and proxy card of China BAK
Battery, Inc. are available at the website specified blow.<B> </B></P>
<P align=justify><B>How to vote online: </B></P>
<P align=justify>Step 1: Go to <B><FONT
color=#0000ff>www.shareholdervote.info</FONT><BR></B>Step 2: Click the &#147;China
BAK Battery, Inc.&#148; link to access the proxy materials.<BR>Step 3: To view or
download the proxy materials, click on the link that describes the material you
wish to view or download. For example, to view or download the Proxy Statement,
click on the &#147;Proxy Statement&#148; link.<BR>Step 4: To vote online, click on the
designated link and follow the on-screen instructions. </P>
<P align=justify><B>How to receive a copy of the proxy materials by mail or
e-mail for this meeting or for future shareholder meetings: </B></P>
<P align=justify><U>Telephone</U>: Call the transfer agent of China BAK Battery,
Inc., Securities Transfer Corporation, at 800-780-1920. </P>
<P align=justify><U>Email</U>: Send an email with &#147;Proxy Materials Order&#148; in the
subject line and in the body of the message, include your full name, address,
and request, to: <U><FONT color=#0000ff>help@shareholdervote.info
</FONT></U></P>
<P align=justify><U>Internet</U>: Go to <U><FONT
color=#0000ff>www.shareholdervote.info</FONT></U>, click on the &#147;Email Us&#148; link.
A new email addressed to <U><FONT color=#0000ff>help@shareholdervote.info
</FONT></U>will appear. Use the default subject or &#147;Proxy Materials Order&#148; in
the subject line and in the body of the message, include your full name,
address, and request. </P>
<P align=justify><B>How to attend the meeting and vote in person: </B></P>
<P align=justify>China BAK Battery, Inc.&#146;s 2014 Annual Meeting will be held at
BAK Industrial Park, Meigui Street, Huayuankou Economic Zone, Dalian City,
116422, China. Please bring this notice with you if you intend to vote in person
at the meeting. To receive directions to the meeting, please contact China BAK
Battery, Inc.&#146;s Investor Relations Department at China BAK Battery, Inc., BAK
Industrial Park, Meigui Street, Huayuankou Economic Zone, Dalian City, 116422,
China; Telephone: (86)411-62510619; Fax: (86)411-62510628; E-mail:
IR@cbak.com.cn. </P>
<HR style="PAGE-BREAK-AFTER: always" align=center width="100%" color=black
noShade SIZE=5>
<!--$$/page=--><A name=page_2></A>
<P align=justify><B>Proposals to be voted on at China BAK Battery, Inc.&#146;s 2014
Annual Meeting are listed below along with the recommendations of the Board of
Directors of China BAK Battery, Inc.</B> </P>
<P align=justify><B>The Board of Directors recommends that you vote FOR the
following:</B> </P>
<P align=justify>1. Elect as Directors the nominees listed below: </P>
<DIV>
<TABLE
style="BORDER-COLOR: black; FONT-SIZE: 10pt; BORDER-COLLAPSE: collapse; "
cellSpacing=0 cellPadding=0 width="100%" border=0>

  <TR vAlign=top>
    <TD noWrap align=left>01&nbsp;&nbsp;&nbsp; Xiangqian Li </TD>
    <TD noWrap align=center width="25%"><B>FOR&nbsp;[_]</B></TD>
    <TD noWrap align=center width="25%"><B>AGAINST&nbsp;[_]</B></TD>
    <TD noWrap align=center width="25%"><B>ABSTAIN&nbsp;[_]</B></TD></TR>
  <TR vAlign=top>
    <TD noWrap align=left>02&nbsp;&nbsp;&nbsp; Chunzhi Zhang </TD>
    <TD noWrap align=center width="25%"><B>FOR&nbsp;[_]</B></TD>
    <TD noWrap align=center width="25%"><B>AGAINST [_]</B></TD>
    <TD noWrap align=center width="25%"><B>ABSTAIN&nbsp;[_]</B></TD></TR>
  <TR vAlign=top>
    <TD noWrap align=left>03&nbsp;&nbsp;&nbsp; Martha C. Agee </TD>
    <TD noWrap align=center width="25%"><B>FOR&nbsp;[_]</B></TD>
    <TD noWrap align=center width="25%"><B>AGAINST&nbsp;[_]</B></TD>
    <TD noWrap align=center width="25%"><B>ABSTAIN&nbsp;[_]</B></TD></TR>
  <TR vAlign=top>
    <TD noWrap align=left>04&nbsp;&nbsp;&nbsp; Jianjun He </TD>
    <TD noWrap align=center width="25%"><B>FOR&nbsp;[_]</B></TD>
    <TD noWrap align=center width="25%"><B>AGAINST&nbsp;[_]</B></TD>
    <TD noWrap align=center width="25%"><B>ABSTAIN&nbsp;[_]</B></TD></TR>
  <TR vAlign=top>
    <TD noWrap align=left>05&nbsp;&nbsp;&nbsp; Guosheng Wang </TD>
    <TD noWrap align=center width="25%"><B>FOR&nbsp;[_]</B></TD>
    <TD noWrap align=center width="25%"><B>AGAINST&nbsp;[_]</B></TD>
    <TD noWrap align=center
width="25%"><B>ABSTAIN&nbsp;[_]</B></TD></TR></TABLE></DIV>
<P align=justify><B>The Board of Directors recommends that you vote FOR the
following:</B> </P>
<P align=justify>2. Ratify the selection of Crowe Horwath as the Company&#146;s
independent registered public accounting firm for fiscal year 2014. </P>
<TABLE
style="BORDER-COLOR: black; FONT-SIZE: 10pt; BORDER-COLLAPSE: collapse; "
cellSpacing=0 cellPadding=0 width="100%" border=0>

  <TR vAlign=top>
    <TD align=center><B>FOR&nbsp;[_]</B></TD>
    <TD align=center width="33%"><B>AGAINST&nbsp;[_]</B></TD>
    <TD align=center width="33%"><B>ABSTAIN&nbsp;[_]</B></TD></TR></TABLE>
<P align=justify><B>The Board of Directors recommends that you vote FOR the
following:</B> </P>
<P align=justify>3. Approve the compensation of the Company&#146;s named executive
officers as disclosed in the Proxy Statement.</P>
<TABLE
style="BORDER-COLOR: black; FONT-SIZE: 10pt; BORDER-COLLAPSE: collapse; "
cellSpacing=0 cellPadding=0 width="100%" border=0>

  <TR vAlign=top>
    <TD align=center><B>FOR&nbsp;[_]</B></TD>
    <TD align=center width="33%"><B>AGAINST&nbsp;[_]</B></TD>
    <TD align=center width="33%"><B>ABSTAIN&nbsp;[_]</B></TD></TR></TABLE>
<P align=justify><B>NOTE</B>: Such other business as may properly come before
the 2014 Annual Meeting, and any adjournment or adjournments thereof. </P>
<HR align=center width="100%" color=black noShade SIZE=5>
</TEXT>
</DOCUMENT>
</SEC-DOCUMENT>
