<SEC-DOCUMENT>0001062993-16-010498.txt : 20160711
<SEC-HEADER>0001062993-16-010498.hdr.sgml : 20160711
<ACCEPTANCE-DATETIME>20160711160542
ACCESSION NUMBER:		0001062993-16-010498
CONFORMED SUBMISSION TYPE:	DEFA14A
PUBLIC DOCUMENT COUNT:		1
FILED AS OF DATE:		20160711
DATE AS OF CHANGE:		20160711
EFFECTIVENESS DATE:		20160711

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			CHINA BAK BATTERY INC
		CENTRAL INDEX KEY:			0001117171
		STANDARD INDUSTRIAL CLASSIFICATION:	MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
		IRS NUMBER:				880442833
		STATE OF INCORPORATION:			NV
		FISCAL YEAR END:			0930

	FILING VALUES:
		FORM TYPE:		DEFA14A
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-32898
		FILM NUMBER:		161762171

	BUSINESS ADDRESS:	
		STREET 1:		BAK INDUSTRIAL PARK, MEIGUI STREET
		STREET 2:		HUAYUANKOU ECONOMIC ZONE
		CITY:			DALIAN
		STATE:			F4
		ZIP:			116422
		BUSINESS PHONE:		(86)(411)6251-0619

	MAIL ADDRESS:	
		STREET 1:		BAK INDUSTRIAL PARK, MEIGUI STREET
		STREET 2:		HUAYUANKOU ECONOMIC ZONE
		CITY:			DALIAN
		STATE:			F4
		ZIP:			116422

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	MEDINA COFFEE INC
		DATE OF NAME CHANGE:	20000626
</SEC-HEADER>
<DOCUMENT>
<TYPE>DEFA14A
<SEQUENCE>1
<FILENAME>defa14a.htm
<DESCRIPTION>DEFA14A
<TEXT>
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   <TITLE>China BAK Battery, Inc.: Form DEFA14A - Filed by newsfilecorp.com</TITLE>
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<P align=center><B><FONT size=5>UNITED STATES </FONT></B><BR><B><FONT
size=5>SECURITIES AND EXCHANGE COMMISSION </FONT></B><BR><B>WASHINGTON, D.C.
20549 <BR></B><BR><B><FONT size=5>SCHEDULE 14A </FONT></B></P>
<P align=center>Proxy Statement Pursuant to Section 14(a) of the Securities
Exchange Act of 1934 </P>
<P align=justify>Filed by the Registrant [X] <BR>Filed by a Party other than the
Registrant [&nbsp; ] </P>
<P align=justify>Check the appropriate box: </P>
<TABLE
style="BORDER-COLOR: black; FONT-SIZE: 10pt; BORDER-COLLAPSE: collapse; "
cellSpacing=0 cellPadding=0 width="100%" border=0>

  <TR vAlign=top>
    <TD align=left>[ &nbsp;]&nbsp;&nbsp;</TD>
    <TD align=left width="95%">Preliminary Proxy Statement </TD></TR>
  <TR vAlign=top>
    <TD align=left>[&nbsp; ]&nbsp;&nbsp;</TD>
    <TD align=left width="95%">Confidential, For Use of the Commission Only
      (As Permitted by Rule 14a-6(e)(2)) </TD></TR>
  <TR vAlign=top>
    <TD align=left>[&nbsp; ]&nbsp;&nbsp;</TD>
    <TD align=left width="95%">Definitive Proxy Statement </TD></TR>
  <TR vAlign=top>
    <TD align=left>[X]&nbsp;&nbsp;</TD>
    <TD align=left width="95%">Definitive Additional Materials </TD></TR>
  <TR vAlign=top>
    <TD align=left>[ &nbsp;]&nbsp;&nbsp;</TD>
    <TD align=left width="95%">Soliciting Material under Rule 14a-12
  </TD></TR></TABLE>
<P align=center><B><U><FONT size=5>CHINA BAK BATTERY, INC.
</FONT></U></B><BR>(Name of Registrant as Specified In Its Charter)<B> </B></P>
<P
align=center>___________________________________________________________<BR>(Name
of Person(s) Filing Proxy Statement, if other than the Registrant) </P>
<P align=justify>Payment of Filing Fee (Check the appropriate box): </P>
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style="BORDER-COLOR: black; FONT-SIZE: 10pt; BORDER-COLLAPSE: collapse; "
cellSpacing=0 cellPadding=0 width="100%" border=0>

  <TR vAlign=top>
    <TD align=left>[X]&nbsp;&nbsp;</TD>
    <TD align=left width="95%">No fee required </TD></TR>
  <TR vAlign=top>
    <TD align=left>[ &nbsp;]&nbsp;&nbsp;</TD>
    <TD align=left width="95%">Fee computed on table below per Exchange Act
      Rules 14a-6(i)(1) and 0-11. </TD></TR></TABLE><BR>
<TABLE
style="BORDER-COLOR: black; FONT-SIZE: 10pt; BORDER-COLLAPSE: collapse; "
cellSpacing=0 cellPadding=0 width="100%" border=0 BCLLIST>

  <TR>
    <TD width="5%" >&nbsp;</TD>
    <TD vAlign=top width="5%">(1) </TD>
    <TD>
      <P align=justify>Title of each class of securities to which transaction
      applies:</P></TD></TR>
  <TR>
    <TD width="5%">&nbsp;</TD>
    <TD width="5%">&nbsp;</TD>
    <TD style="BORDER-BOTTOM: #000000 1px solid">&nbsp;</TD></TR>
  <TR>
    <TD width="5%">&nbsp;</TD>
    <TD vAlign=top width="5%">(2) </TD>
    <TD>
      <P align=justify>Aggregate number of securities to which transaction
      applies:</P></TD></TR>
  <TR>
    <TD width="5%">&nbsp;</TD>
    <TD width="5%">&nbsp;</TD>
    <TD style="BORDER-BOTTOM: #000000 1px solid">&nbsp;</TD></TR>
  <TR>
    <TD width="5%">&nbsp;</TD>
    <TD vAlign=top width="5%">(3) </TD>
    <TD>
      <P align=justify>Per unit price or other underlying value of transaction
      computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which
      the filing fee is calculated and state how it was determined):</P></TD></TR>
  <TR>
    <TD width="5%">&nbsp;</TD>
    <TD width="5%">&nbsp;</TD>
    <TD style="BORDER-BOTTOM: #000000 1px solid">&nbsp;</TD></TR>
  <TR>
    <TD width="5%">&nbsp;</TD>
    <TD vAlign=top width="5%">(4) </TD>
    <TD>
      <P align=justify>Proposed maximum aggregate value of
transaction:</P></TD></TR>
  <TR>
    <TD width="5%">&nbsp;</TD>
    <TD width="5%">&nbsp;</TD>
    <TD style="BORDER-BOTTOM: #000000 1px solid">&nbsp;</TD></TR>
  <TR>
    <TD width="5%">&nbsp;</TD>
    <TD vAlign=top width="5%">(5) </TD>
    <TD>
      <P align=justify>Total fee paid:</P></TD></TR>
  <TR>
    <TD width="5%">&nbsp;</TD>
    <TD vAlign=top width="5%">&nbsp;</TD>
    <TD
style="BORDER-BOTTOM: #000000 1px solid">&nbsp;</TD></TR></TABLE><BR>
<TABLE
style="BORDER-COLOR: black; FONT-SIZE: 10pt; BORDER-COLLAPSE: collapse; "
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  <TR vAlign=top>
    <TD align=left  >[&nbsp; ]&nbsp;&nbsp;</TD>
    <TD align=left width="95%">Fee paid previously with preliminary materials:
    </TD></TR>
  <TR>
    <TD align=left >&nbsp;</TD>
    <TD style="BORDER-BOTTOM: #000000 1px solid" align=left width="95%"
    >&nbsp;</TD></TR></TABLE><BR>
<TABLE
style="BORDER-COLOR: black; FONT-SIZE: 10pt; BORDER-COLLAPSE: collapse; "
cellSpacing=0 cellPadding=0 width="100%" border=0>

  <TR vAlign=top>
    <TD align=left  >[&nbsp; ] </TD>
    <TD align=left width="95%">
      <P align=justify>Check box if any part of the fee is offset as provided by
      Exchange Act Rule 0-11(a)(2) and identify the filing for which the
      offsetting fee was paid previously. Identify the previous filing by
      registration statement number, or the form or schedule and the date of its
      filing. </P></TD></TR></TABLE><BR>
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style="BORDER-COLOR: black; FONT-SIZE: 10pt; BORDER-COLLAPSE: collapse; "
cellSpacing=0 cellPadding=0 width="100%" border=0 BCLLIST>

  <TR>
    <TD width="5%"  >&nbsp;</TD>
    <TD vAlign=top width="5%">(1) </TD>
    <TD>
      <P align=justify>Amount Previously Paid:</P></TD></TR>
  <TR>
    <TD width="5%" >&nbsp;</TD>
    <TD width="5%">&nbsp;</TD>
    <TD style="BORDER-BOTTOM: #000000 1px solid">&nbsp;</TD></TR>
  <TR>
    <TD width="5%" >&nbsp;</TD>
    <TD vAlign=top width="5%">(2) </TD>
    <TD>
      <P align=justify>Form, Schedule or Registration Statement No.:</P></TD></TR>
  <TR>
    <TD width="5%" >&nbsp;</TD>
    <TD width="5%">&nbsp;</TD>
    <TD style="BORDER-BOTTOM: #000000 1px solid">&nbsp;</TD></TR>
  <TR>
    <TD width="5%" >&nbsp;</TD>
    <TD vAlign=top width="5%">(3) </TD>
    <TD>
      <P align=justify>Filing Party:</P></TD></TR>
  <TR>
    <TD width="5%" >&nbsp;</TD>
    <TD width="5%">&nbsp;</TD>
    <TD style="BORDER-BOTTOM: #000000 1px solid">&nbsp;</TD></TR>
  <TR>
    <TD width="5%" >&nbsp;</TD>
    <TD vAlign=top width="5%">(4) </TD>
    <TD>
      <P align=justify>Date Filed:</P></TD></TR></TABLE><BR>
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  <TR vAlign=top>
    <TD style="BORDER-BOTTOM: #000000 1px solid" align=center><B>IMPORTANT
      INVESTOR INFORMATION - YOUR VOTE COUNTS!</B> </TD></TR></TABLE>
<P align=center><B><U>Shareholder Notice of Availability of Proxy
Materials</U></B><B> </B></P>
<P align=center><B>Your name, ID Number and Control Number appear in the
upper-left-hand corner of this Notice for online voting purposes. </B></P>
<div style="border-bottom-style: solid; border-bottom-width: 1; padding-bottom: 1">
<P align=center><B>To vote your shares, please follow the instructions listed
below. </B></P>
</div>
<P align=center><B>Important Notice Regarding the Availability of Proxy
Materials for the </B><BR><B>China BAK Battery, Inc. Shareholder Meeting to Be
Held on August 26, 2016 (&#147;2016 Annual </B><BR><B>Meeting&#148;) </B></P>
<P align=justify><B>(1). This communication presents only an overview of the
more complete proxy materials that are available to you on the Internet. We
encourage you to access and review all of the important information contained in
the proxy materials before voting.</B> </P>
<P align=justify><B>(2). The proxy statement and annual report to security
holders are available at www.shareholdervote.info.</B> </P>
<P align=justify><B>(3). If you want to receive a paper or e-mail copy of these
documents, you must request one. There is no charge to you for requesting a
copy. Please make your request for a copy as instructed below on or before July
31, 2016 to facilitate timely delivery.</B> </P>
<P align=justify>The China BAK Battery, Inc. 2016 Annual Meeting will be held on
August 26, 2016, at 9:00 a.m. local time, at BAK Industrial Park, Meigui Street,
Huayuankou Economic Zone, Dalian City, 116450, People&#146;s Republic of China. A
description of the matters to be voted on, and the recommendations of the Board
of Directors of China BAK Battery, Inc. regarding these matters, appear on the
second page of this notice. Instructions for voting your shares appear below.
</P>
<P align=justify>The proxy statement, annual report, and proxy card of China BAK
Battery, Inc. are available at the website specified blow. </P>
<P align=justify><B>How to vote online:</B> </P>
<P align=justify>Step 1: Go to <B>www.shareholdervote.info</B>. <BR>Step 2:
Click the &#147;China BAK Battery, Inc.&#148; link to access the proxy materials. <BR>Step
3: To view or download the proxy materials, click on the link that describes the
material you wish to view or download. For example, to view or download the
Proxy Statement, click on the &#147;Proxy Statement&#148; link. <BR>Step 4: To vote
online, click on the designated link and follow the on-screen instructions.</P>
<P align=justify><B>How to receive a copy of the proxy materials by mail or
e-mail for this meeting or for future shareholder meetings: </B></P>
<P align=justify style="text-indent:5%"><U>Telephone</U>: Call the transfer agent of China BAK Battery,
Inc., Securities Transfer Corporation, at 800-780-1920. </P>
<P align=justify style="text-indent:5%"><U>Email</U>: Send an email with &#147;Proxy Materials Order&#148; in the
subject line and in the body of the message, include your full name, address,
and request, to: <U>help@shareholdervote.info</U>. </P>
<P align=justify style="text-indent:5%"><U>Internet</U>: Go to <U>www.shareholdervote.info</U>, click
on the &#147;Email Us&#148; link. A new email addressed to
<U>help@shareholdervote.info</U> will appear. Use the default subject or &#147;Proxy
Materials Order&#148; in the subject line and in the body of the message, include
your full name, address, and request. </P>
<P align=justify><B>How to attend the meeting and vote in person:</B> </P>
<P align=justify>China BAK Battery, Inc.&#146;s 2016 Annual Meeting will be held at
BAK Industrial Park, Meigui Street, Huayuankou Economic Zone, Dalian City,
116450, People&#146;s Republic of China.<I> </I>Please bring this notice with you if
you intend to vote in person at the meeting. To receive directions to the
meeting, please contact China BAK Battery, Inc.&#146;s Investor Relations Department at China BAK Battery, Inc., BAK
Industrial Park, Meigui Street, Huayuankou Economic Zone, Dalian City, 116450,
People&#146;s Republic of China; Telephone: 86-411-39185985; Fax: 86-411-39185980;
E-mail: IR@cbak.com.cn. </P>
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<P align=justify><B>Proposals to be voted on at China BAK Battery, Inc.&#146;s 2016
Annual Meeting are listed below along with the recommendations of the Board of
Directors of China BAK Battery, Inc. </B></P>
<P align=justify><B>The Board of Directors recommends that you vote FOR the
following:</B> </P>
<P align=justify>1.&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Elect
as Directors the nominees listed below: </P>
<TABLE
style="BORDER-COLOR: black; FONT-SIZE: 10pt; BORDER-COLLAPSE: collapse; "
cellSpacing=0 cellPadding=0 width="100%" border=0>

  <TR vAlign=top>
    <TD width="5%" >&nbsp;</TD>
    <TD width="5%">01 </TD>
    <TD align=left width="23%">Yunfei Li </TD>
    <TD align=left width="23%"><B>FOR&nbsp;[&nbsp; ]</B>&nbsp;</TD>
    <TD align=left width="23%"><B>AGAINST [&nbsp; ]</B></TD>
    <TD align=left width="23%"><B>ABSTAIN [&nbsp; ]</B></TD></TR>
  <TR vAlign=top>
    <TD width="5%">&nbsp;</TD>
    <TD width="5%">02 </TD>
    <TD align=left width="23%">J. Simon Xue </TD>
    <TD align=left width="23%"><B>FOR&nbsp;[&nbsp; ]</B> </TD>
    <TD align=left width="23%"><B>AGAINST [&nbsp; ]</B></TD>
    <TD align=left width="23%"><B>ABSTAIN [&nbsp; ]</B></TD></TR>
  <TR vAlign=top>
    <TD width="5%">&nbsp;</TD>
    <TD width="5%">03 </TD>
    <TD align=left width="23%">Martha C. Agee </TD>
    <TD align=left width="23%"><STRONG>FOR [&nbsp; ]</STRONG></TD>
    <TD align=left width="23%"><B>AGAINST [&nbsp; ]</B></TD>
    <TD align=left width="23%"><B>ABSTAIN [&nbsp; ]</B></TD></TR>
  <TR vAlign=top>
    <TD width="5%">&nbsp;</TD>
    <TD width="5%">04 </TD>
    <TD align=left width="23%">Jianjun He </TD>
    <TD align=left width="23%"><B>FOR&nbsp;[&nbsp; ]</B> </TD>
    <TD align=left width="23%"><B>AGAINST [&nbsp; ]</B></TD>
    <TD align=left width="23%"><B>ABSTAIN [&nbsp; ]</B></TD></TR>
  <TR vAlign=top>
    <TD width="5%">&nbsp;</TD>
    <TD width="5%">05 </TD>
    <TD align=left width="23%">Guosheng Wang </TD>
    <TD align=left width="23%"><B>FOR&nbsp;[&nbsp; ]</B> </TD>
    <TD align=left width="23%"><B>AGAINST [&nbsp; ]</B></TD>
    <TD align=left width="23%"><B>ABSTAIN [&nbsp; ]</B></TD></TR></TABLE>
<P align=justify><B>The Board of Directors recommends that you vote FOR the
following:</B> </P>
<P align=justify>2.&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Ratify
the selection of Crowe Horwath as the Company&#146;s independent registered public
accounting firm for fiscal year 2016 ending on September 30, 2016. </P>
<TABLE
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cellSpacing=0 cellPadding=0 width="100%" border=0>

  <TR vAlign=top>
    <TD align=left >&nbsp;</TD>
    <TD align=left width="30%"><B>FOR [&nbsp; ]</B></TD>
    <TD align=left width="30%"><B>AGAINST [&nbsp; ]</B></TD>
    <TD align=left width="30%"><B>ABSTAIN [&nbsp; ]</B></TD></TR></TABLE>
<P align=justify><B>NOTE: </B>Such other business as may properly come before
the 2016 Annual Meeting, and any adjournment or adjournments thereof. </P>
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