<SEC-DOCUMENT>0001062993-17-001490.txt : 20170324
<SEC-HEADER>0001062993-17-001490.hdr.sgml : 20170324
<ACCEPTANCE-DATETIME>20170324170321
ACCESSION NUMBER:		0001062993-17-001490
CONFORMED SUBMISSION TYPE:	8-K
PUBLIC DOCUMENT COUNT:		2
CONFORMED PERIOD OF REPORT:	20170324
ITEM INFORMATION:		Entry into a Material Definitive Agreement
ITEM INFORMATION:		Termination of a Material Definitive Agreement
ITEM INFORMATION:		Financial Statements and Exhibits
FILED AS OF DATE:		20170324
DATE AS OF CHANGE:		20170324

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			CBAK Energy Technology, Inc.
		CENTRAL INDEX KEY:			0001117171
		STANDARD INDUSTRIAL CLASSIFICATION:	MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
		IRS NUMBER:				880442833
		STATE OF INCORPORATION:			NV
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		8-K
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-32898
		FILM NUMBER:		17713403

	BUSINESS ADDRESS:	
		STREET 1:		BAK INDUSTRIAL PARK, MEIGUI STREET
		STREET 2:		HUAYUANKOU ECONOMIC ZONE
		CITY:			DALIAN
		STATE:			F4
		ZIP:			116422
		BUSINESS PHONE:		(86)(411)6251-0619

	MAIL ADDRESS:	
		STREET 1:		BAK INDUSTRIAL PARK, MEIGUI STREET
		STREET 2:		HUAYUANKOU ECONOMIC ZONE
		CITY:			DALIAN
		STATE:			F4
		ZIP:			116422

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	CHINA BAK BATTERY INC
		DATE OF NAME CHANGE:	20050214

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	MEDINA COFFEE INC
		DATE OF NAME CHANGE:	20000626
</SEC-HEADER>
<DOCUMENT>
<TYPE>8-K
<SEQUENCE>1
<FILENAME>form8k.htm
<DESCRIPTION>FORM 8-K
<TEXT>
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   <TITLE>CBAK Energy Technology, Inc.: Form 8-K - Filed by newsfilecorp.com</TITLE>
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<P align=center><B><FONT size=5>UNITED STATES </FONT></B><BR><B><FONT
size=5>SECURITIES AND EXCHANGE COMMISSION </FONT></B><BR><B>WASHINGTON, D.C.
20549 </B></P>
<P align=center><B><FONT size=5>FORM 8-K </FONT></B></P>
<P align=center><B>CURRENT REPORT </B></P>
<P align=center><B>PURSUANT TO SECTION 13 OR 15(d) </B><BR><B>OF THE SECURITIES
EXCHANGE ACT OF 1934 </B></P>
<P align=center><B>Date of Report (Date of Earliest Event Reported):
</B><B><U>March 21, 2017 </U></B></P>
<P align=center><B><FONT size=5><U>CBAK ENERGY TECHNOLOGY,
INC.</U></FONT></B><BR><I>(Exact name of registrant as specified in its
charter)</I></P>
<TABLE
style="BORDER-COLOR: black; FONT-SIZE: 10pt; BORDER-COLLAPSE: collapse; "
cellSpacing=0 cellPadding=0 width="100%" border=0>

  <TR vAlign=top>
    <TD align=center><U><B>Nevada </B></U></TD>
    <TD align=center width="33%"><U><B>001-32898 </B></U></TD>
    <TD align=center width="33%"><U><B>86-0442833 </B></U></TD></TR>
  <TR vAlign=top>
    <TD align=center><I>(State or other jurisdiction </I></TD>
    <TD align=center width="33%"><I>(Commission File No.) </I></TD>
    <TD align=center width="33%"><I>(IRS Employer </I></TD></TR>
  <TR vAlign=top>
    <TD align=center><I>of incorporation) </I></TD>
    <TD align=left width="33%">&nbsp; </TD>
    <TD align=center width="33%"><I>Identification No.)
</I></TD></TR></TABLE>
<P align=center><B>BAK Industrial Park, Meigui Street </B><BR><B>Huayuankou
Economic Zone </B><BR><B><U>Dalian, China, 116450 </U></B><BR><I>(Address,
including zip code, of principal executive offices)</I></P>
<P align=center><B><U>(86)(411)-3918-5985</U></B><BR><I>(Registrant&#146;s telephone
number, including area code)</I></P>
<P align=center><I>(Former name or former address, if changed since last report)
</I></P>
<P align=left>Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of
the following provisions (see General Instruction A.2. below): </P>
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  <TR vAlign=top>
    <TD align=left>[ &nbsp;]&nbsp;</TD>
    <TD align=left width="95%">Written communications pursuant to Rule 425
      under the Securities Act (17 CFR 230.425) </TD></TR>
  <TR>
    <TD align=left>&nbsp;</TD>
    <TD align=left width="95%">&nbsp;</TD></TR>
  <TR vAlign=top>
    <TD align=left>[ &nbsp;]&nbsp;</TD>
    <TD align=left width="95%">Soliciting material pursuant to Rule 14a-12
      under the Exchange Act (17 CFR 240.14a-12) </TD></TR>
  <TR>
    <TD align=left>&nbsp;</TD>
    <TD align=left width="95%">&nbsp;</TD></TR>
  <TR vAlign=top>
    <TD align=left>[ &nbsp;]&nbsp;</TD>
    <TD align=left width="95%">Pre-commencement communications pursuant to
      Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) </TD></TR>
  <TR>
    <TD align=left>&nbsp;</TD>
    <TD align=left width="95%">&nbsp;</TD></TR>
  <TR vAlign=top>
    <TD align=left>[ &nbsp;]&nbsp;</TD>
    <TD align=left width="95%">Pre-commencement communications pursuant to
      Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
</TD></TR></TABLE><BR>
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<TABLE
style="BORDER-COLOR: black; FONT-SIZE: 10pt; BORDER-COLLAPSE: collapse; "
cellSpacing=0 cellPadding=0 width="100%" border=0>

  <TR vAlign=top>
    <TD align=left nowrap ><B>ITEM 1.01.</B> </TD>
    <TD width="90%" align=left nowrap><B>ENTRY INTO A MATERIAL DEFINTIVE
AGREEMENT</B> </TD></TR></TABLE>
<P align=justify>On March 21, 2017, CBAK Energy Technology, Inc. (the &#147;Company&#148;)
and its wholly owned subsidiary, Dalian CBAK Power Battery Co., Ltd (&#147;Dalian
CBAK&#148;) entered into a termination agreement (the &#147;IP Termination Agreement&#148;)
with the Company&#146;s former subsidiary, Shenzhen BAK Battery Co., Ltd (&#147;Shenzhen
BAK&#148;), pursuant to which the parties agreed to terminate the intellectual
property license agreement that they entered into on August 25, 2014 (the
&#147;License Agreement&#148;). Under the License Agreement, Shenzhen BAK licensed to the
Company and Dalian CBAK any and all intellectual property rights that Shenzhen
BAK owns for a term of five years.</P>
<P align=justify>As a result of the execution of the IP Termination Agreement,
the License Agreement was terminated in its entirety and was deemed null and
void. The Company and Dalian CBAK may not use or transfer to any third party any
intellectual property right licensed to them by Shenzhen BAK pursuant to the
License Agreement. In addition, Shenzhen BAK agreed to pay $1 million to the
Company as the termination fee no later than one month after the
execution of the IP Termination Agreement. Shenzhen BAK also agreed to
unconditionally transfer for free to Dalian CBAK any registered trademark and
logo containing the word &#147;CBAK&#148; owned by Shenzhen BAK or its subsidiaries
(including but not limited to the trademark with the registration number of
5735737). Dalian CBAK and Shenzhen BAK will enter into a separate transfer
agreement to govern this matter.</P>
<P align=justify>The foregoing description of the IP Termination Agreement is
qualified in its entirety by reference to the full text of the English
translation of the IP Termination Agreement, a copy of which is filed as Exhibit
10.1 to this Current Report.<B> </B></P>
<TABLE
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cellSpacing=0 cellPadding=0 width="100%" border=0>

  <TR vAlign=top>
    <TD align=left nowrap ><B>ITEM 1.02.</B> </TD>
    <TD width="90%" align=left nowrap><B>TERMINATION OF A MATERIAL DEFINITIVE
AGREEMENT</B> </TD></TR></TABLE>
<P align=justify>The information set forth in Item 1.01 above is incorporated by
reference in response to this Item 1.02. </P>
<TABLE
style="BORDER-COLOR: black; FONT-SIZE: 10pt; BORDER-COLLAPSE: collapse; "
cellSpacing=0 cellPadding=0 width="100%" border=0>

  <TR vAlign=top>
    <TD align=left nowrap ><B>ITEM 9.01.</B> </TD>
    <TD width="90%" align=left nowrap><B>FINANCIAL STATEMENTS AND EXHIBITS.</B>
</TD></TR></TABLE>
<P align=justify><B>(d) Exhibits</B> </P>
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  <TR vAlign=top>
    <TD noWrap align=left ><B><U>Exhibit</U></B> </TD>
    <TD noWrap align=left width="90%"><B><U>Description</U></B> </TD></TR>
  <TR>
    <TD noWrap align=left >&nbsp;</TD>
    <TD noWrap align=left width="90%" >&nbsp;</TD></TR>
  <TR vAlign=top>
    <TD align=left bgColor=#eeeeee ><a href="exhibit10-1.htm">10.1</a></TD>
    <TD align=left width="90%" bgColor=#eeeeee><a href="exhibit10-1.htm">English Translation of Termination Agreement of Intellectual Property License by and among CBAK Energy Technology, Inc., Dalian CBAK Power Battery Co., Ltd and Shenzhen BAK Battery Co., Ltd, dated March 21, 2017</a></TD></TR></TABLE>
<P align=center>2 </P>
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<P align=center><B>SIGNATURE</B> </P>
<P align=justify>Pursuant to the requirements of the Securities Exchange Act of
1934, the Registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized. </P>
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  <TR vAlign=top>
    <TD align=left>&nbsp; </TD>
    <TD align=left width="50%" colSpan=2><B>CBAK ENERGY TECHNOLOGY, INC.</B>
    </TD></TR>
  <TR>
    <TD>&nbsp; </TD>
    <TD width="5%">&nbsp; </TD>
    <TD width="45%">&nbsp; </TD></TR>
  <TR>
    <TD>&nbsp; </TD>
    <TD width="5%">&nbsp; </TD>
    <TD width="45%">&nbsp; </TD></TR>
  <TR vAlign=top>
    <TD align=left>Date: March 23, 2017 </TD>
    <TD align=left width="5%">By: </TD>
    <TD align=left width="45%"><U>/s/ Yunfei Li</U> </TD></TR>
  <TR vAlign=top>
    <TD align=left>&nbsp; </TD>
    <TD align=left width="5%">&nbsp; </TD>
    <TD align=left width="45%">Yunfei Li </TD></TR>
  <TR vAlign=top>
    <TD align=left>&nbsp; </TD>
    <TD align=left width="5%">&nbsp; </TD>
    <TD align=left width="45%">Chief Executive Officer </TD></TR></TABLE>
<P align=center>3 </P>
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<P align=center><B>EXHIBIT INDEX</B></P>
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  <TR vAlign=top>
    <TD noWrap align=left ><B>Exhibit</B> </TD>
    <TD noWrap align=left width="90%"><B>Description</B> </TD></TR>
  <TR>
    <TD noWrap align=left >&nbsp;</TD>
    <TD noWrap align=left width="90%" >&nbsp;</TD></TR>
  <TR vAlign=top>
    <TD align=left bgColor=#eeeeee ><a href="exhibit10-1.htm">10.1</a></TD>
    <TD align=left width="90%" bgColor=#eeeeee><a href="exhibit10-1.htm">English Translation of Termination Agreement of Intellectual Property License by and among CBAK Energy Technology, Inc., Dalian CBAK Power Battery Co., Ltd and Shenzhen BAK Battery Co., Ltd, dated March 21, 2017</a></TD></TR></TABLE>
<P align=center>4 </P>
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<DOCUMENT>
<TYPE>EX-10.1
<SEQUENCE>2
<FILENAME>exhibit10-1.htm
<DESCRIPTION>EXHIBIT 10.1
<TEXT>
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<P align=right><B>Exhibit 10.1 </B></P>
<P align=center><B>Termination Agreement of Intellectual Property License</B>
(English Translation) </P>
<P align=justify>This agreement was entered into by the following parties in
Dapeng new district, Shenzhen on March 21, 2017. </P>
<P align=justify>Party A: Shenzhen BAK Battery Co., Ltd <BR>Legal
Representative: Xiangqian Li <BR>Address: BAK Industry Park, Kuichong Street,
Dapeng New District, Shenzhen </P>
<P align=justify>Party B: Dalian CBAK Power Battery Co., Ltd (formerly &#147;Dalian
BAK Power Battery Co., Ltd&#148;) <BR>Legal Representative: Yunfei Li <BR>Address:
No.11, Meigui Street, Huayunkou Economic Zone, Dalian, Liaoning </P>
<P align=justify>Party C: CBAK Energy Technology, Inc. <BR>Chairman of the
Board: Yunfei Li <BR>Address: No.11, Meigui Street, Huayunkou Economic Zone,
Dalian, Liaoning </P>
<P align=justify><B>WHEREAS: </B></P>
<P align=justify>Party A, Party B and Party C (collectively, the &#147;Parties&#148;) on
August 25, 2014 entered into an intellectual property license agreement (the
&#147;License Agreement&#148;) under which Party A licensed to Party B and Party C any and
all intellectual property rights that Party A owns for a term of five years and
for free. After friendly negotiation, the Parties now desire to terminate the
License Agreement in its entirety and hereby agree: </P>
<TABLE
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cellSpacing=0 cellPadding=0 width="100%" border=0 BCLLIST>

  <TR>
    <TD vAlign=top width="5%">1. </TD>
    <TD>
      <P align=justify>Termination of License
Agreement.</P></TD></TR></TABLE><BR>
<TABLE
style="BORDER-COLOR: black; FONT-SIZE: 10pt; BORDER-COLLAPSE: collapse; "
cellSpacing=0 cellPadding=0 width="100%" border=0 BCLLIST>

  <TR>
    <TD width="5%"  >&nbsp;</TD>
    <TD vAlign=top width="5%">1) </TD>
    <TD>
      <P align=justify>Effective as of March 21, 2017 (the &#147;Termination Date&#148;),
      the License Agreement is terminated in its entirety and shall be deemed
      null and void. Party B and Party C shall have no further claim against
      Party A for any right under the License Agreement from and after the
      Termination Date, regardless of whether such claim was made prior to or
      after the execution of the License Agreement.</P></TD></TR>
  <TR>
    <TD width="5%" >&nbsp;</TD>
    <TD width="5%">&nbsp;</TD>
    <TD>&nbsp;</TD></TR>
  <TR>
    <TD width="5%" >&nbsp;</TD>
    <TD vAlign=top width="5%">2) </TD>
    <TD>
      <P align=justify>On or after the Termination Date, Party B and Party C
      shall not use or transfer to any third party any intellectual property
      licensed to it by Party A.</P></TD></TR>
  <TR>
    <TD width="5%" >&nbsp;</TD>
    <TD width="5%">&nbsp;</TD>
    <TD>&nbsp;</TD></TR>
  <TR>
    <TD width="5%" >&nbsp;</TD>
    <TD vAlign=top width="5%">3) </TD>
    <TD>
      <P align=justify>After the termination of the License Agreement, Party A
      shall pay US$1 million to Party C as the termination fee for early termination no
      later than one month after the execution of this agreement, and Party A and
its subsidiaries shall transfer to Party B unconditionally and for free any
registered trademark and logo containing the word &#147;CBAK&#148; owned by Party A or its
subsidiaries (including but not limited to the trademark with the registration
number of 5735737). Any term or provision of such transfer shall be subject to a
separate transfer agreement to be entered into between Party A and Party B. </P></TD></TR></TABLE><BR>
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  <TR>
    <TD vAlign=top width="5%">2. </TD>
    <TD>
      <P align=justify>Liability of Breach of Contract and Dispute
    Settlement</P></TD></TR></TABLE><BR>
<TABLE
style="BORDER-COLOR: black; FONT-SIZE: 10pt; BORDER-COLLAPSE: collapse; "
cellSpacing=0 cellPadding=0 width="100%" border=0 BCLLIST>

  <TR>
    <TD width="5%"  >&nbsp;</TD>
    <TD vAlign=top width="5%">1) </TD>
    <TD>
      <P align=justify>Each Party shall strictly perform its respective
      obligations under this agreement and any failure to perform or incomplete
      performance shall be deemed as breach of contract.</P></TD></TR>
  <TR>
    <TD width="5%" >&nbsp;</TD>
    <TD width="5%">&nbsp;</TD>
    <TD>&nbsp;</TD></TR>
  <TR>
    <TD width="5%" >&nbsp;</TD>
    <TD vAlign=top width="5%">2) </TD>
    <TD>
      <P align=justify>Any disputes arising out of this agreement shall be
      settled through friendly negotiation; in case no settlement can be
      reached, each Party can file a law suit to the local People&#146;s Court with
      jurisdiction in which this agreement is
executed.</P></TD></TR></TABLE><BR>
<TABLE
style="BORDER-COLOR: black; FONT-SIZE: 10pt; BORDER-COLLAPSE: collapse; "
cellSpacing=0 cellPadding=0 width="100%" border=0 BCLLIST>

  <TR>
    <TD vAlign=top width="5%">3. </TD>
    <TD>
      <P align=justify>Binding Effect of Contract and
Others</P></TD></TR></TABLE><BR>
<TABLE
style="BORDER-COLOR: black; FONT-SIZE: 10pt; BORDER-COLLAPSE: collapse; "
cellSpacing=0 cellPadding=0 width="100%" border=0 BCLLIST>

  <TR>
    <TD width="5%"  >&nbsp;</TD>
    <TD vAlign=top width="5%">1) </TD>
    <TD>
      <P align=justify>This agreement shall not be binding on either Party until
      it is executed and sealed by each Party on March 21, 2017.</P></TD></TR>
  <TR>
    <TD width="5%" >&nbsp;</TD>
    <TD width="5%">&nbsp;</TD>
    <TD>&nbsp;</TD></TR>
  <TR>
    <TD width="5%" >&nbsp;</TD>
    <TD vAlign=top width="5%">2) </TD>
    <TD>
      <P align=justify>In regard to any matter not covered in this agreement, it
      shall be otherwise agreed by all of the Parties on the basis of
      negotiation, and shall be reflected in a supplemental agreement.</P></TD></TR>
  <TR>
    <TD width="5%" >&nbsp;</TD>
    <TD width="5%">&nbsp;</TD>
    <TD>&nbsp;</TD></TR>
  <TR>
    <TD width="5%" >&nbsp;</TD>
    <TD vAlign=top width="5%">3) </TD>
    <TD>
      <P align=justify>This agreement has three original copies and they all
      have the same legal effect.</P></TD></TR></TABLE>
<P align=justify>Shenzhen BAK Battery Co., Ltd (seal) <BR>Legal Representative:
/s/ Xiangqian Li </P>
<P align=justify>Dalian CBAK Power Battery Co., Ltd (seal) <BR>Legal
Representative: /s/ Yunfei Li <BR></P>
<P align=justify>CBAK Energy Technology, Inc. <BR>Chairman of the Board of
Directors: /s/ Yunfei Li <BR></P>
<P align=center>2</P>
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