<SEC-DOCUMENT>0001062993-18-003278.txt : 20180810
<SEC-HEADER>0001062993-18-003278.hdr.sgml : 20180810
<ACCEPTANCE-DATETIME>20180810165944
ACCESSION NUMBER:		0001062993-18-003278
CONFORMED SUBMISSION TYPE:	8-K
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20180810
ITEM INFORMATION:		Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
FILED AS OF DATE:		20180810
DATE AS OF CHANGE:		20180810

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			CBAK Energy Technology, Inc.
		CENTRAL INDEX KEY:			0001117171
		STANDARD INDUSTRIAL CLASSIFICATION:	MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
		IRS NUMBER:				880442833
		STATE OF INCORPORATION:			NV
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		8-K
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-32898
		FILM NUMBER:		181009488

	BUSINESS ADDRESS:	
		STREET 1:		BAK INDUSTRIAL PARK, MEIGUI STREET
		STREET 2:		HUAYUANKOU ECONOMIC ZONE
		CITY:			DALIAN
		STATE:			F4
		ZIP:			116422
		BUSINESS PHONE:		(86)(411)6251-0619

	MAIL ADDRESS:	
		STREET 1:		BAK INDUSTRIAL PARK, MEIGUI STREET
		STREET 2:		HUAYUANKOU ECONOMIC ZONE
		CITY:			DALIAN
		STATE:			F4
		ZIP:			116422

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	CHINA BAK BATTERY INC
		DATE OF NAME CHANGE:	20050214

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	MEDINA COFFEE INC
		DATE OF NAME CHANGE:	20000626
</SEC-HEADER>
<DOCUMENT>
<TYPE>8-K
<SEQUENCE>1
<FILENAME>form8k.htm
<DESCRIPTION>FORM 8-K
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   <TITLE>CBAK Energy Technology,Inc.: Form 8-K - Filed by newsfilecorp.com</TITLE>
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<P align=center><FONT size=5><B>UNITED STATES </B></FONT><BR><FONT
size=5><B>SECURITIES AND EXCHANGE COMMISSION </B></FONT><BR><B>WASHINGTON, D.C.
20549 </B></P>
<P align=center><FONT size=5><B>FORM 8-K </B></FONT></P>
<P align=center><B>CURRENT REPORT </B></P>
<P align=center><B>PURSUANT TO SECTION 13 OR 15(d) </B><BR><B>OF THE SECURITIES
EXCHANGE ACT OF 1934 </B></P>
<P align=center><B>Date of Report (Date of Earliest Event Reported): </B>August
10, 2018 (August 9, 2018) </P>
<P align=center><FONT size=5><U><B>CBAK ENERGY TECHNOLOGY,
INC</B></U></FONT><B>.</B><BR><I>(Exact name of registrant as specified in its
charter)</I></P>
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  <TR vAlign=top>
    <TD align=center><U><B>Nevada </B></U></TD>
    <TD align=center width="33%"><U><B>001-32898 </B></U></TD>
    <TD align=center width="33%"><U><B>86-0442833 </B></U></TD></TR>
  <TR vAlign=top>
    <TD align=center><I>(State or other jurisdiction </I></TD>
    <TD align=center width="33%"><I>(Commission File No.) </I></TD>
    <TD align=center width="33%"><I>(IRS Employer </I></TD></TR>
  <TR vAlign=top>
    <TD align=center><I>of incorporation) </I></TD>
    <TD align=left width="33%">&nbsp; </TD>
    <TD align=center width="33%"><I>Identification No.)
</I></TD></TR></TABLE>
<P align=center><B>BAK Industrial Park, Meigui Street <BR>Huayuankou Economic
Zone <BR>Dalian, China, 116450 <BR></B><I>(Address, including zip code, of
principal executive offices)</I></P>
<P align=center><B>(86)(411)-3918-5985<BR></B><I>(Registrant&#146;s telephone number,
including area code)</I></P>
<P align=center><I>(Former name or former address, if changed since last report)
</I></P>
<P align=justify>Check the appropriate box below if the Form 8-K filing is
intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions (see General Instruction A.2. below): </P>
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  <TR vAlign=top>
    <TD align=left>[&nbsp;&nbsp;&nbsp;]</TD>
    <TD align=left width="95%">Written communications pursuant to Rule 425
      under the Securities Act (17 CFR 230.425) </TD></TR>
  <TR>
    <TD align=left>&nbsp;</TD>
    <TD align=left width="95%">&nbsp;</TD></TR>
  <TR vAlign=top>
    <TD align=left>[&nbsp;&nbsp;&nbsp;]</TD>
    <TD align=left width="95%">Soliciting material pursuant to Rule 14a-12
      under the Exchange Act (17 CFR 240.14a-12) </TD></TR>
  <TR>
    <TD align=left>&nbsp;</TD>
    <TD align=left width="95%">&nbsp;</TD></TR>
  <TR vAlign=top>
    <TD align=left>[&nbsp;&nbsp;&nbsp;]</TD>
    <TD align=left width="95%">Pre-commencement communications pursuant to
      Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) </TD></TR>
  <TR>
    <TD align=left>&nbsp;</TD>
    <TD align=left width="95%">&nbsp;</TD></TR>
  <TR vAlign=top>
    <TD align=left>[&nbsp;&nbsp;&nbsp;]</TD>
    <TD align=left width="95%">Pre-commencement communications pursuant to
      Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
</TD></TR></TABLE>
<P align=justify>Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (&#167;230.405 of
this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (&#167;240.12b -2
of this chapter). </P>
<P align=right>Emerging growth company&nbsp; [&nbsp;&nbsp;&nbsp;]</P>
<P align=justify>If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to
Section 13(a) of the Exchange Act. [&nbsp;&nbsp;&nbsp;]</P>
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<P align=justify><B>ITEM 3.01&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;NOTICE OF DELISTING
OR FAILURE TO SATISFY A CONTINUED LISTING RULE OR STANDARD; TRANSFER OF LISTING.
</B></P>
<P align=justify>On August 9, 2018, CBAK Energy Technology, Inc. (the &#147;Company&#148;)
received notice from the Listing Qualifications Department of The NASDAQ Stock
Market (&#147;Nasdaq&#148;) indicating that, for the last 30 consecutive business days,
the bid price for the Company&#146;s common stock had closed below the minimum $1.00
per share and as a result, the Company is no longer in compliance with the
NASDAQ Listing Rule 5450(a)(1). The notification letter states that the Company
will be afforded 180 calendar days, or until February 5, 2019, to regain
compliance with the minimum bid price requirement. In order to regain
compliance, shares of the Company&#146;s common stock must maintain a minimum closing
bid price of at least $1.00 per share for a minimum of ten consecutive business
days. In the event the Company does not regain compliance with the minimum
closing bid price requirement by February 5, 2019, Nasdaq may provide the
Company an additional 180-day period to regain compliance, subject to the
Company, at that time, transferring its securities to The Nasdaq Capital Market
and satisfying certain other requirements. However, if Nasdaq determines that
the Company will not be able to cure the deficiency, or should the Company
determine not to submit a transfer application or make the required
representation, Nasdaq will notify the Company that its securities will be
subject to delisting. </P>
<P align=justify>The Company intends to actively monitor the bid price for its
common stock between now and February 5, 2019, and will consider all available
options to resolve the deficiency and regain compliance with the NASDAQ minimum
bid price requirement. </P>
<P align=center>2 </P>
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<P align=center><B>SIGNATURE</B> </P>
<P align=justify>Pursuant to the requirements of the Securities Exchange Act of
1934, the Registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized. </P>
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  <TR vAlign=top>
    <TD align=left >&nbsp; </TD>
    <TD align=left width="50%" colSpan=2><B>CBAK ENERGY TECHNOLOGY, INC.</B>
    </TD></TR>
  <TR>
    <TD >&nbsp; </TD>
    <TD width="5%">&nbsp;</TD>
    <TD width="45%">&nbsp; </TD></TR>
  <TR>
    <TD >&nbsp; </TD>
    <TD width="5%">&nbsp;</TD>
    <TD width="45%">&nbsp; </TD></TR>
  <TR vAlign=top>
    <TD align=left >Date: August 10, 2018 </TD>
    <TD align=left width="5%">By: </TD>
    <TD align=left width="45%"><U>/s/ Wenwu Wang</U> </TD></TR>
  <TR vAlign=top>
    <TD align=left >&nbsp; </TD>
    <TD align=left width="5%">&nbsp;</TD>
    <TD align=left width="45%">Wenwu Wang </TD></TR>
  <TR vAlign=top>
    <TD align=left >&nbsp; </TD>
    <TD align=left width="5%">&nbsp;</TD>
    <TD align=left width="45%">Chief Financial Officer </TD></TR></TABLE>
<P align=center>3 </P>
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