<SEC-DOCUMENT>0001213900-20-041702-index.html : 20201209 <SEC-HEADER>0001213900-20-041702.hdr.sgml : 20201209 <ACCEPTANCE-DATETIME>20201209091912 ACCESSION NUMBER: 0001213900-20-041702 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 9 CONFORMED PERIOD OF REPORT: 20201208 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20201209 DATE AS OF CHANGE: 20201209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CBAK Energy Technology, Inc. CENTRAL INDEX KEY: 0001117171 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 880442833 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-32898 FILM NUMBER: 201377062 BUSINESS ADDRESS: STREET 1: BAK INDUSTRIAL PARK, MEIGUI STREET STREET 2: HUAYUANKOU ECONOMIC ZONE CITY: DALIAN STATE: F4 ZIP: 116422 BUSINESS PHONE: (86)(411)6251-0619 MAIL ADDRESS: STREET 1: BAK INDUSTRIAL PARK, MEIGUI STREET STREET 2: HUAYUANKOU ECONOMIC ZONE CITY: DALIAN STATE: F4 ZIP: 116422 FORMER COMPANY: FORMER CONFORMED NAME: CHINA BAK BATTERY INC DATE OF NAME CHANGE: 20050214 FORMER COMPANY: FORMER CONFORMED NAME: MEDINA COFFEE INC DATE OF NAME CHANGE: 20000626 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>ea131258-8k_cbakenergy.htm <DESCRIPTION>CURRENT REPORT <TEXT> Document 1 - file: ea131258-8k_cbakenergy.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.1 <SEQUENCE>2 <FILENAME>ea131258ex4-1_cbakenergy.htm <DESCRIPTION>FORM OF INVESTORS WARRANT <TEXT> Document 2 - file: ea131258ex4-1_cbakenergy.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.2 <SEQUENCE>3 <FILENAME>ea131258ex4-2_cbakenergy.htm <DESCRIPTION>FORM OF PLACEMENT AGENT WARRANT <TEXT> Document 3 - file: ea131258ex4-2_cbakenergy.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-5.1 <SEQUENCE>4 <FILENAME>ea131258ex5-1_cbakenergy.htm <DESCRIPTION>OPINION OF SHERMAN & HOWARD L.L.C. <TEXT> Document 4 - file: ea131258ex5-1_cbakenergy.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.1 <SEQUENCE>5 <FILENAME>ea131258ex10-1_cbakenergy.htm <DESCRIPTION>SECURITIES PURCHASE AGREEMENT BY AND AMONG THE COMPANY AND THE INVESTORS, DATED DECEMBER 8, 2020 <TEXT> Document 5 - file: ea131258ex10-1_cbakenergy.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.2 <SEQUENCE>6 <FILENAME>ea131258ex10-2_cbakenergy.htm <DESCRIPTION>PLACEMENT AGENT AGREEMENT BY AND BETWEEN THE COMPANY AND FT GLOBAL CAPITAL, INC., DATED NOVEMBER 25, 2020 <TEXT> Document 6 - file: ea131258ex10-2_cbakenergy.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>7 <FILENAME>ea131258ex99-1_cbakenergy.htm <DESCRIPTION>PRESS RELEASE <TEXT> Document 7 - file: ea131258ex99-1_cbakenergy.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>8 <FILENAME>ex10-2_001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 8 - file: ex10-2_001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>9 <FILENAME>image_001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 9 - file: image_001.jpg
</DOCUMENT> </SEC-DOCUMENT>