<SEC-DOCUMENT>0000898531-21-000194.txt : 20210312
<SEC-HEADER>0000898531-21-000194.hdr.sgml : 20210312
<ACCEPTANCE-DATETIME>20210312104218
ACCESSION NUMBER:		0000898531-21-000194
CONFORMED SUBMISSION TYPE:	N-CSR/A
PUBLIC DOCUMENT COUNT:		5
CONFORMED PERIOD OF REPORT:	20201231
FILED AS OF DATE:		20210312
DATE AS OF CHANGE:		20210312
EFFECTIVENESS DATE:		20210312

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			SWISS HELVETIA FUND, INC.
		CENTRAL INDEX KEY:			0000813623
		IRS NUMBER:				000000000
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		N-CSR/A
		SEC ACT:		1940 Act
		SEC FILE NUMBER:	811-05128
		FILM NUMBER:		21735869

	BUSINESS ADDRESS:	
		STREET 1:		C/O U.S. BANK GLOBAL FUND SERVICES
		STREET 2:		615 EAST MICHIGAN STREET
		CITY:			MILWAUKEE
		STATE:			WI
		ZIP:			53202
		BUSINESS PHONE:		8007302932

	MAIL ADDRESS:	
		STREET 1:		C/O U.S. BANK GLOBAL FUND SERVICES
		STREET 2:		615 EAST MICHIGAN STREET
		CITY:			MILWAUKEE
		STATE:			WI
		ZIP:			53202

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	SWISS HELVETIA FUND INC
		DATE OF NAME CHANGE:	19920703

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	HELVETIA FUND INC
		DATE OF NAME CHANGE:	19900820
</SEC-HEADER>
<DOCUMENT>
<TYPE>N-CSR/A
<SEQUENCE>1
<FILENAME>tshf-ncsraa.htm
<DESCRIPTION>THE SWISS HELVETIA FUND AMENDED ANNUAL REPORT 12-31-20
<TEXT>
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    <div>
      <div style="text-align: center;">UNITED STATES<br>
        SECURITIES AND EXCHANGE COMMISSION<br>
        Washington, D.C. 20549</div>
      <div><br>
      </div>
      <div><br>
      </div>
      <div style="text-align: center; font-size: 12pt; font-weight: bold;">FORM N-CSR/A</div>
      <div><br>
      </div>
      <div style="text-align: center; font-size: 12pt; font-weight: bold;">CERTIFIED SHAREHOLDER REPORT OF REGISTERED </div>
      <div style="text-align: center; font-size: 12pt; font-weight: bold;">MANAGEMENT INVESTMENT COMPANIES</div>
      <div><br>
      </div>
      <div><br>
      </div>
      <div><br>
      </div>
      <div style="text-align: center; color: #000000; font-weight: bold;">811-05128</div>
      <div style="text-align: center; color: #000000;">Investment Company Act file number </div>
      <div><br>
      </div>
      <div><br>
      </div>
      <div><br>
      </div>
      <div style="text-align: center;"><font style="font-weight: bold;"><u>The Swiss Helvetia Fund, Inc.</u></font><br>
        (Exact name of registrant as specified in charter)</div>
      <div><br>
      </div>
      <div><br>
      </div>
      <div style="text-align: center; font-weight: bold;"><u>c/o U.S. Bank Global Fund Services</u></div>
      <div style="text-align: center; font-weight: bold;"><u>615 East Michigan Street</u></div>
      <div style="text-align: center;"><font style="font-weight: bold;"><u>Milwaukee, WI&#160; 53202</u></font><br>
        (Address of principal executive offices) (Zip code)</div>
      <div><br>
      </div>
      <div><br>
      </div>
      <div style="text-align: center; color: #000000; font-weight: bold;">Andrew Dakos, President and Chief Executive Officer</div>
      <div style="text-align: center; color: #000000; font-weight: bold;">&#160;c/o U.S. Bank Global Fund Services</div>
      <div style="text-align: center; font-weight: bold;">615 East Michigan Street</div>
      <div style="text-align: center;"><font style="font-weight: bold;">Milwaukee, WI&#160; 53202</font><br>
        (Name and address of agent for service)</div>
      <div><br>
      </div>
      <div><br>
      </div>
      <div><br>
      </div>
      <div style="text-align: center;"><font style="color: #000000;">&#160;</font><font style="font-weight: bold; color: #000000;">1-800-730-2932 </font></div>
      <div style="text-align: center;">Registrant's telephone number, including area code</div>
      <div><br>
      </div>
      <div><br>
      </div>
      <div><br>
      </div>
      <div>Date of fiscal year end: <font style="font-weight: bold;"><u>December 31, 2020</u></font></div>
      <div><br>
      </div>
      <div><br>
      </div>
      <div><br>
      </div>
      <div>Date of reporting period:&#160; <font style="font-weight: bold;"><u>December 31, 2020</u></font></div>
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      </div>
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      <div style="font-weight: bold;">EXPLANATORY NOTE:</div>
      <div><br>
      </div>
      <div>The Registrant is filing this Form N-CSR/A to amend the Form N-CSR for the period ended December 31, 2020, originally filed with the Securities and Exchange Commission on March 8, 2021, to include the Registrant&#8217;s notices required by Section
        19(a) of the Investment Company Act of 1940 and Rule 19a-1 thereunder (the &#8220;Notices&#8221;) for distributions made during the year ended December 31,2020 as Exhibits to Form N-CSR as required by the Registrant&#8217;s exemptive order issued on May 21, 2018
        (File no. 812-14857).</div>
      <div><br>
      </div>
      <div>Except for Item 13 which is amended herewith, all Items contained in the Registrant&#8217;s Form N-CSR filing on March 8, 2021 <a href="https://www.sec.gov/Archives/edgar/data/813623/000089853121000144/tshf-ncsra.htm">(SEC Accession Number
          0000898531-21-000144)</a> are incorporated by reference into this amended Form N-CSR.&#160; Other than the Notices, no other information or disclosures contained in the Registrant&#8217;s Form N-CSR filed on March 8, 2021 are being amended, updated or
        changed by this Form N-CSR/A.</div>
      <div><br>
      </div>
    </div>
    <div>
      <div style="font-weight: bold;">
        <div style="background-color: #FFFFFF;">
          <div style="color: #000000; font-weight: bold;"><u>Item 13. Exhibits.</u></div>
          <div><br>
          </div>
        </div>
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            <tr>
              <td style="width: 100%; vertical-align: top;">
                <div style="font-style: italic;"><a href="https://www.sec.gov/Archives/edgar/data/813623/000089853121000144/tshf-ex99codeeth.htm"><font style="color: #000000;">(a) (1)Any code of ethics or amendment thereto </font><font style="background-color: rgb(255, 255, 255); font-family: 'Times New Roman',Times,serif; color: rgb(0, 0, 0);">that is the subject of the disclosure required by Item&#160;2, to the extent that the registrant intends to satisfy Item&#160;2
                      requirements through filing an exhibit. Incorporated by reference to Exhibit (a)(1) of Item 13(a) of the Registrant&#8217;s Form N-CSR filed on March 8, 2021.</font></a></div>
              </td>
            </tr>

        </table>
        <div style="background-color: #FFFFFF;">
          <div><br>
          </div>
          <div style="color: #0000FF;"><a href="https://www.sec.gov/Archives/edgar/data/813623/000089853121000144/tshf-ex99cert302.htm"><font style="font-family: 'Times New Roman',Times,serif; font-weight: normal; color: rgb(0, 0, 0);">(2)&#160;</font><font style="font-family: 'Times New Roman',Times,serif; font-style: italic; font-weight: normal; color: rgb(0, 0, 0);">A separate certification for each principal executive officer and principal financial officer pursuant to Section&#160;302 of the
                Sarbanes-Oxley Act of 2002.&#160;</font><font style="background-color: rgb(255, 255, 255); font-family: 'Times New Roman',Times,serif; font-style: italic; font-weight: normal; color: rgb(0, 0, 0);">Incorporated by reference to Exhibit (a)(2) of
                Item 13(a) of the Registrant&#8217;s Form N-CSR filed on March 8, 2021.</font><font style="font-family: 'Times New Roman',Times,serif; font-style: italic; font-weight: normal; color: rgb(0, 0, 0);">&#160;</font></a></div>
          <div><br>
          </div>
          <div style="color: rgb(0, 0, 0); font-family: 'Times New Roman',Times,serif; font-weight: normal;">(3)&#160;<font style="font-family: 'Times New Roman', Times, serif; font-style: italic;">Any written solicitation to purchase securities under Rule
              23c&#8209;1 under the Act sent or given during the period covered by the report by or on behalf of the registrant to 10 or more persons.&#160;&#160;</font>None.</div>
          <div><br>
          </div>
          <div style="color: rgb(0, 0, 0); font-family: 'Times New Roman',Times,serif; font-weight: normal;">(4)&#160;<font style="font-family: 'Times New Roman', Times, serif; font-style: italic;">Change in the registrant&#8217;s independent public accountant.&#160;&#160;</font>There


            was no change in the registrant&#8217;s independent public accountant for the period covered by this report.</div>
          <div><br>
          </div>
          <div><a href="https://www.sec.gov/Archives/edgar/data/813623/000089853121000144/tshf-ex99cert906.htm"><font style="font-family: 'Times New Roman',Times,serif; color: rgb(0, 0, 0); font-weight: normal;">(b) </font><font style="background-color: rgb(255, 255, 255); font-family: 'Times New Roman',Times,serif; font-style: italic; color: rgb(0, 0, 0); font-weight: normal;">Certifications pursuant to Section&#160;906 of the Sarbanes&#8209;Oxley Act of 2002.</font><font style="background-color: rgb(255, 255, 255); font-family: 'Times New Roman',Times,serif; color: rgb(0, 0, 0); font-weight: normal;">&#160; </font><font style="background-color: rgb(255, 255, 255); font-family: 'Times New Roman',Times,serif; font-style: italic; color: rgb(0, 0, 0); font-weight: normal;">Incorporated by reference to Exhibit 13(b) of the Registrant&#8217;s Form N-CSR filed on March 8, 2021.</font><font style="font-family: 'Times New Roman',Times,serif; font-style: italic; color: rgb(0, 0, 0); font-weight: normal;">&#160;</font></a></div>
          <div><br>
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                <div style="font-family: 'Times New Roman',Times,serif;">(c)</div>
              </td>
              <td style="width: 94%; vertical-align: top; background-color: #FFFFFF;">
                <div style="font-family: 'Times New Roman',Times,serif;"><a href="tshf_ex9919a-123120.htm">A copy of the Registrant&#8217;s notice to shareholders pursuant to Rule 19a-1
                    under the 1940 Act which accompanied distributions paid during the period ended December&#160;31, 2020 pursuant to the Registrant&#8217;s Managed Distribution Plan are filed herewith as required by the terms of the Registrant&#8217;s exemptive order
                    issued on May&#160;21, 2018. Filed herewith.</a></div>
              </td>
            </tr>

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        <div style="font-family: 'Times New Roman',Times,serif; font-weight: bold;">SIGNATURES</div>
        <div style="font-weight: normal;"><br>
        </div>
        <div style="text-indent: 36pt; font-family: 'Times New Roman',Times,serif; font-weight: normal;">Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report
          to be signed on its behalf by the undersigned, thereunto duly authorized.</div>
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        <div style="text-indent: 36pt;"><font style="font-family: 'Times New Roman',Times,serif; font-weight: normal;">(Registrant)</font>&#160;&#160;&#160;&#160; <font style="font-family: 'Times New Roman',Times,serif; font-weight: normal;"><font style="font-family: 'Times New Roman', Times, serif;"><u>The Swiss Helvetia Fund, Inc.</u></font><font style="display: inline-block; text-indent: 0px; font-size: 1px; width: 12pt" id="TRGRRTFtoHTMLTab">&#160;</font></font></div>
        <div style="font-weight: normal;"><br>
        </div>
        <div style="font-family: 'Times New Roman',Times,serif; font-weight: normal; margin-left: 36pt;">By (Signature and Title) &#160;&#160; &#160; <u>/s/ Andrew Dakos</u>
          <div style="margin-left: 108pt;">Andrew Dakos, President and Chief Executive Officer</div>
        </div>
        <div style="font-weight: normal;"><br>
        </div>
        <div style="text-indent: 36pt;"><font style="font-family: 'Times New Roman',Times,serif; font-weight: normal;">Date</font>&#160;&#160;&#160; <font style="font-family: 'Times New Roman',Times,serif; font-weight: normal;"><font style="font-family: 'Times New Roman', Times, serif;"><u>3/10/2021</u></font><font style="display: inline-block; text-indent: 0px; font-size: 1px; width: 12pt" id="TRGRRTFtoHTMLTab">&#160;</font></font></div>
        <div style="font-weight: normal;"><br>
        </div>
        <div style="font-weight: normal;"><br>
        </div>
        <div style="font-weight: normal;"><br>
        </div>
        <div style="text-indent: 36pt; font-family: 'Times New Roman',Times,serif; font-weight: normal;">Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the
          following persons on behalf of the registrant and in the capacities and on the dates indicated.</div>
        <div style="font-weight: normal;"><br>
        </div>
        <div style="font-family: 'Times New Roman',Times,serif; font-weight: normal; margin-left: 36pt;"><font style="font-weight: normal;">By (Signature and Title) &#160;&#160; &#160; </font><font style="font-weight: normal;"><u>/s/ Andrew Dakos</u><font style="display: inline-block; font-size: 1px; width: 12pt;" id="TRGRRTFtoHTMLTab"> </font></font></div>
        <div style="font-family: 'Times New Roman',Times,serif; font-weight: normal; margin-left: 144pt;">Andrew Dakos, President and Chief Executive Officer</div>
        <div style="font-weight: normal;"><br>
        </div>
        <div style="text-indent: 36pt; font-family: 'Times New Roman',Times,serif; font-weight: normal;">Date&#160;&#160;&#160; <u>3/10/2021</u></div>
        <div><br>
        </div>
        <div style="font-weight: normal;"><br>
        </div>
        <div style="font-family: 'Times New Roman',Times,serif; font-weight: normal; margin-left: 36pt;"><font style="font-weight: normal;">By (Signature and Title) &#160; &#160;&#160; </font><font style="font-weight: normal;"><u>/s/ Thomas Antonucci</u><font style="display: inline-block; font-size: 1px; width: 12pt;" id="TRGRRTFtoHTMLTab"> </font></font></div>
        <div style="font-family: 'Times New Roman',Times,serif; font-weight: normal; margin-left: 144pt;">Thomas Antonucci, Chief Financial Officer</div>
        <div style="font-weight: normal;"><br>
        </div>
        <div style="text-indent: 36pt; font-family: 'Times New Roman',Times,serif; font-weight: normal;">Date&#160;&#160;&#160; <u>3/10/2021</u></div>
        <div style="font-weight: normal;"><br>
        </div>
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        </div>
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      <div style="font-weight: bold;"><font style="font-weight: normal;"><font style="font-weight: normal;"> </font><br>
        </font></div>
      <div style="font-weight: bold;"><font style="font-weight: normal;"> <br>
        </font></div>
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<DOCUMENT>
<TYPE>EX-99.19A
<SEQUENCE>2
<FILENAME>tshf_ex9919a-123120.htm
<DESCRIPTION>NOTIFICATION OF SOURCES OF DISTRIBUTION 12-31-20
<TEXT>
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      <div>&#160;</div>
      <div style="text-align: center; font-family: 'Times New Roman',Times,serif; font-weight: bold;">THE SWISS HELVETIA FUND, INC.</div>
      <div style="text-align: center;">&#160;</div>
      <div style="text-align: center; font-family: 'Times New Roman',Times,serif; font-weight: bold;">Notification of Sources of Distribution</div>
      <div style="text-align: center; font-family: 'Times New Roman',Times,serif; font-weight: bold;">Pursuant to Section 19(a) of the Investment Company Act of 1940</div>
      <div style="font-family: 'Times New Roman',Times,serif; font-weight: bold;"> <br>
      </div>
      <div style="font-family: 'Times New Roman',Times,serif; font-weight: bold;"> Important Information Regarding Your Quarterly Distribution</div>
      <div style="text-align: justify; margin-right: 14.7pt; margin-left: 11pt;"> <br>
      </div>
      <div style="text-align: justify; font-family: 'Times New Roman',Times,serif;">As previously announced, on December 31, 2020, The Swiss Helvetia Fund, Inc. (the &#8220;Fund&#8221;) paid a quarterly distribution of $0.13755 per share of the Fund&#8217;s common stock to
        all stockholders of record as of December 21, 2020, pursuant to the Fund&#8217;s managed distribution plan (the &#8220;Plan&#8221;).</div>
      <div><br>
      </div>
      <div style="text-align: justify; font-family: 'Times New Roman',Times,serif;">As a general matter, the amount of the Fund&#8217;s distributable income depends on the aggregate gains and losses realized by the Fund during the Fund&#8217;s entire fiscal year.&#160;
        Distributions may consist of net investment income, capital gains and return of capital but the character of these distributions cannot be determined until after the end of the Fund&#8217;s fiscal year.&#160; However, under the Investment Company Act of 1940,
        as amended, and the terms of the Plan, the Fund may be required to indicate the source of each distribution to its stockholders.&#160; The following table sets forth the estimated sources of the current distribution, and the cumulative distributions
        paid during the 2020 fiscal year to date from the sources indicated in the table. All amounts are expressed on a per common share basis and as a percentage of the distribution amount.</div>
    </div>
    <font style="display: inline-block; font-size: 1px; width: 12pt;" id="TRGRRTFtoHTMLTab">&#160;</font>
    <div style="text-align: center; text-indent: 2.85pt; margin-right: 43.2pt;"><br>
    </div>
    <div>
      <table style="font-family: 'Times New Roman',Times,serif; font-size: 10pt; width: 100%; text-align: left; color: rgb(0, 0, 0);" id="za04ec763aec44855adf774bade0e63d1" border="0" cellpadding="0" cellspacing="0">

          <tr>
            <td rowspan="1" style="width: 37.23%; vertical-align: top;"><font style="font-weight: bold;">DISTRIBUTION ESTIMATES</font> </td>
            <td colspan="2" rowspan="1" style="width: 18.74%; vertical-align: top; font-weight: bold; text-align: center;">Current Distribution&#160;</td>
            <td colspan="2" rowspan="1" style="width: 15.03%; vertical-align: top;">
              <div style="text-align: center; text-indent: 2.85pt; margin-right: 43.2pt; font-family: 'Times New Roman', Times, serif;">&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;<font style="font-weight: bold;">Year-to-Date*</font></div>
            </td>
          </tr>
          <tr>
            <td rowspan="1" style="width: 37.23%; vertical-align: top;">&#160;</td>
            <td rowspan="1" style="width: 18.74%; vertical-align: top;"><br>
            </td>
            <td rowspan="1" style="width: 13.14%; vertical-align: top;"><br>
            </td>
            <td rowspan="1" style="width: 15.03%; vertical-align: top;"><br>
            </td>
            <td rowspan="1" style="width: 15.86%; vertical-align: top;">&#160;</td>
          </tr>
          <tr>
            <td style="width: 37.23%; vertical-align: top;">&#160;</td>
            <td style="width: 18.74%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="text-align: center; text-indent: -3.75pt; margin-right: 13.4pt; margin-left: 18.6pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">Per Share </div>
              <div style="text-align: center; text-indent: -3.75pt; margin-right: 13.4pt; margin-left: 18.6pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">Amount</div>
            </td>
            <td style="width: 13.14%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="text-align: center; text-indent: -3pt; margin-right: 5.45pt; margin-left: 9.95pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">% of </div>
              <div style="text-align: center; text-indent: -3pt; margin-right: 5.45pt; margin-left: 9.95pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">Current</div>
              <div style="text-align: center; text-indent: -3pt; margin-right: 5.45pt; margin-left: 9.95pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">Distribution</div>
            </td>
            <td style="width: 15.03%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="text-align: center; text-indent: -3.75pt; margin-right: 13.35pt; margin-left: 18.6pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">Per Share </div>
              <div style="text-align: center; text-indent: -3.75pt; margin-right: 13.35pt; margin-left: 18.6pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">Amount</div>
            </td>
            <td style="width: 15.86%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0); border-right: 2px solid rgb(0, 0, 0);">
              <div style="text-align: center; text-indent: -1.6pt; margin-right: 8.15pt; margin-left: 10.95pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">% of the 2020</div>
              <div style="text-align: center; text-indent: -1.6pt; margin-right: 8.15pt; margin-left: 10.95pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">Distributions</div>
            </td>
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          <tr>
            <td style="width: 37.23%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="margin-left: 5.35pt; font-family: 'Times New Roman', Times, serif;">Net Investment Income</div>
            </td>
            <td style="width: 18.74%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="text-align: center; margin-right: 18.3pt; margin-left: 14.4pt; font-family: 'Times New Roman', Times, serif;">$0.00000</div>
            </td>
            <td style="width: 13.14%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="text-align: right; margin-right: 15.2pt; font-family: 'Times New Roman', Times, serif;">0.0%</div>
            </td>
            <td style="width: 15.03%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="text-align: center; margin-right: 18.3pt; margin-left: 14.4pt; font-family: 'Times New Roman', Times, serif;">$0.05229</div>
            </td>
            <td style="width: 15.86%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0); border-right: 2px solid rgb(0, 0, 0);">
              <div style="text-align: right; margin-right: 15.2pt; font-family: 'Times New Roman', Times, serif;">9.36%</div>
            </td>
          </tr>
          <tr>
            <td style="width: 37.23%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="margin-left: 5.35pt; font-family: 'Times New Roman', Times, serif;">Net Realized Short-Term Capital Gains</div>
            </td>
            <td style="width: 18.74%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="text-align: center; margin-right: 18.3pt; margin-left: 14.4pt; font-family: 'Times New Roman', Times, serif;">$0.00466</div>
            </td>
            <td style="width: 13.14%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="text-align: right; margin-right: 15.3pt; font-family: 'Times New Roman', Times, serif;">3.24%</div>
            </td>
            <td style="width: 15.03%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="text-align: center; margin-right: 18.3pt; margin-left: 14.4pt; font-family: 'Times New Roman', Times, serif;">$0.00000</div>
            </td>
            <td style="width: 15.86%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0); border-right: 2px solid rgb(0, 0, 0);">
              <div style="text-align: right; margin-right: 15.3pt; font-family: 'Times New Roman', Times, serif;">0.0%</div>
            </td>
          </tr>
          <tr>
            <td style="width: 37.23%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="margin-left: 5.35pt; font-family: 'Times New Roman', Times, serif;">Net Realized Long-Term Capital Gains</div>
            </td>
            <td style="width: 18.74%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="text-align: center; margin-right: 18pt; margin-left: 14.4pt; font-family: 'Times New Roman', Times, serif;">$0.05859</div>
            </td>
            <td style="width: 13.14%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="text-align: right; margin-right: 15.3pt; font-family: 'Times New Roman', Times, serif;">42.60%</div>
            </td>
            <td style="width: 15.03%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="text-align: center; margin-right: 18pt; margin-left: 14.4pt; font-family: 'Times New Roman', Times, serif;">$0.00000</div>
            </td>
            <td style="width: 15.86%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0); border-right: 2px solid rgb(0, 0, 0);">
              <div style="text-align: right; margin-right: 15.3pt; font-family: 'Times New Roman', Times, serif;">0.0%</div>
            </td>
          </tr>
          <tr>
            <td style="width: 37.23%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="margin-left: 5.35pt; font-family: 'Times New Roman', Times, serif;">Return of Capital (or other Capital Source)</div>
            </td>
            <td style="width: 18.74%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="text-align: center; margin-right: 18.3pt; margin-left: 14.4pt; font-family: 'Times New Roman', Times, serif;">$0.07450</div>
            </td>
            <td style="width: 13.14%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="text-align: right; margin-right: 15.3pt; font-family: 'Times New Roman', Times, serif;">54.16%</div>
            </td>
            <td style="width: 15.03%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="text-align: center; margin-right: 18.3pt; margin-left: 14.4pt; font-family: 'Times New Roman', Times, serif;">$0.50646</div>
            </td>
            <td style="width: 15.86%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0); border-right: 2px solid rgb(0, 0, 0);">
              <div style="text-align: right; margin-right: 15.3pt; font-family: 'Times New Roman', Times, serif;">90.64%</div>
            </td>
          </tr>
          <tr>
            <td style="width: 37.23%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0); border-bottom: 2px solid rgb(0, 0, 0);">
              <div style="margin-left: 5.35pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">TOTAL</div>
            </td>
            <td style="width: 18.74%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0); border-bottom: 2px solid rgb(0, 0, 0);">
              <div style="text-align: center; margin-right: 18.3pt; margin-left: 14.4pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">$0.13755</div>
            </td>
            <td style="width: 13.14%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0); border-bottom: 2px solid rgb(0, 0, 0);">
              <div style="text-align: right; margin-right: 15.25pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">100.0%</div>
            </td>
            <td style="width: 15.03%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0); border-bottom: 2px solid rgb(0, 0, 0);">
              <div style="text-align: center; margin-right: 18.3pt; margin-left: 14.4pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">$0.55875</div>
            </td>
            <td style="width: 15.86%; vertical-align: top; border-width: 2px; border-style: solid; border-color: rgb(0, 0, 0);">
              <div style="text-align: right; margin-right: 15.25pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">100.0%</div>
            </td>
          </tr>

      </table>
      <div>&#160;</div>
      <div><font style="font-family: 'Times New Roman',Times,serif;">*</font><font style="display: inline-block; font-size: 1px; width: 18pt;" id="TRGRRTFtoHTMLTab">&#160;</font><font style="font-family: 'Times New Roman',Times,serif;">The Fund&#8217;s 2020 fiscal
          year began on January 1, 2020 and ended on December 31, 2020.</font></div>
      <div><br>
      </div>
      <div style="text-align: justify; font-family: 'Times New Roman',Times,serif; font-weight: bold;">You should not draw any conclusions about the Fund&#8217;s investment performance from the amount of this distribution or from the terms of the Fund&#8217;s Plan.
        The amounts and sources of distributions reported in this Notice are only estimates, are likely to change over time, and are not being provided for tax reporting purposes. The actual amounts and sources of the amounts for accounting and tax
        reporting purposes will depend upon the Fund&#8217;s investment experience during the entirety of its fiscal year and may be subject to changes based on tax regulations. The amounts and sources of distributions year-to-date may be subject to additional
        adjustments.</div>
      <div><br>
      </div>
      <div style="text-align: justify; font-family: 'Times New Roman',Times,serif; font-weight: bold;">THE FUND WILL SEND YOU A FORM 1099-DIV FOR THE CALENDAR YEAR THAT WILL TELL YOU HOW TO REPORT THESE DISTRIBUTIONS FOR FEDERAL INCOME TAX PURPOSES.</div>
      <div style="text-align: justify; font-family: 'Times New Roman',Times,serif; font-weight: bold;"> <br>
      </div>
    </div>
    <div style="clear: both; margin-top: 10pt; margin-bottom: 10pt;" id="DSPFPageBreakArea">
      <div id="DSPFPageFooter">
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            <tr>
              <td style="width: 100%; vertical-align: top;">
                <div style="text-align: center; margin-left: 1pt; font-family: 'Times New Roman',Times,serif;">-<font id="DSPFPageNumber">1</font>-</div>
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    </div>
    <div>&#160;</div>
    <div style="font-family: 'Times New Roman',Times,serif; font-weight: bold;">Fund Performance and Distribution Information</div>
    <div>&#160;</div>
    <div style="text-align: justify; font-family: 'Times New Roman',Times,serif;">Presented below are return figures, based on the change in the Fund&#8217;s net asset value (&#8220;NAV&#8221;) per share, compared to the annualized distribution rate for this current
      distribution as a percentage of the NAV on the last day of the month prior to distribution record date.</div>
    <div>&#160;</div>
    <div style="font-family: 'Times New Roman',Times,serif; margin-left: 9pt;">Fiscal Year-to-Date (January 1, 2020 to November 30, 2020)</div>
    <table style="font-family: 'Times New Roman',Times,serif; font-size: 10pt; width: 100%; text-align: left; color: rgb(0, 0, 0);" id="zdf27ebe6a6484c0a8337d08403d16163" border="0" cellpadding="0" cellspacing="0">

        <tr>
          <td style="width: 80.35%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0); padding-left: 3px; padding-right: 3px;">
            <div style="margin-left: 5.35pt; font-family: 'Times New Roman', Times, serif;">Annualized Distribution Rate as a % of NAV*</div>
          </td>
          <td style="width: 19.65%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0); border-right: 2px solid rgb(0, 0, 0);">
            <div style="text-align: right; margin-right: 14.1pt; font-family: 'Times New Roman', Times, serif;">5.57%</div>
          </td>
        </tr>
        <tr>
          <td style="width: 80.35%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0); padding-left: 3px; padding-right: 3px;">
            <div style="margin-left: 5.35pt; font-family: 'Times New Roman', Times, serif;">Cumulative Distribution Rate on NAV*</div>
          </td>
          <td style="width: 19.65%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0); border-right: 2px solid rgb(0, 0, 0);">
            <div style="text-align: right; margin-right: 14.1pt; font-family: 'Times New Roman', Times, serif;">5.54%</div>
          </td>
        </tr>
        <tr>
          <td style="width: 80.35%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0); padding-left: 3px; padding-right: 3px;">
            <div style="margin-left: 5.35pt; font-family: 'Times New Roman', Times, serif;">Cumulative Total Return on NAV**</div>
          </td>
          <td style="width: 19.65%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0); border-right: 2px solid rgb(0, 0, 0);">
            <div style="text-align: right; margin-right: 13.3pt; font-family: 'Times New Roman', Times, serif;">8.79%</div>
          </td>
        </tr>
        <tr>
          <td style="width: 80.35%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0); border-bottom: 2px solid rgb(0, 0, 0); padding-left: 3px; padding-right: 3px;">
            <div style="margin-left: 5.35pt; font-family: 'Times New Roman', Times, serif;">Average Annual Total Return (in relation to NAV) for</div>
            <div style="margin-left: 5.35pt; font-family: 'Times New Roman', Times, serif;">the five-year period ended November 30, 2020***</div>
          </td>
          <td style="width: 19.65%; vertical-align: top; border-width: 2px; border-style: solid; border-color: rgb(0, 0, 0);">
            <div>&#160;</div>
            <div style="text-align: right; margin-right: 14.1pt; font-family: 'Times New Roman', Times, serif;">8.94%</div>
          </td>
        </tr>

    </table>
    <div>&#160;</div>
    <div>
      <table class="DSPFListTable" id="zc6c7ce170e4b4cbcb058e3ed0ea3509a" style="width: 100%; font-family: 'Times New Roman', Times, serif; font-size: 10pt;" cellpadding="0" cellspacing="0">

          <tr style="vertical-align: top;">
            <td style="vertical-align: top; width: 27pt;">
              <div style="text-align: left;"><font style="font-family: 'Times New Roman',Times,serif;">*</font></div>
            </td>
            <td style="align: left; vertical-align: top; width: auto;">
              <div style="text-align: left;"><font style="font-family: 'Times New Roman',Times,serif;">Based on the Fund&#8217;s NAV as of November 30, 2020.</font></div>
            </td>
          </tr>

      </table>
    </div>
    <div>
      <table class="DSPFListTable" id="z3eb84ad70e0a447681366656e2e08cdc" style="width: 100%; font-family: 'Times New Roman', Times, serif; font-size: 10pt;" cellpadding="0" cellspacing="0">

          <tr style="vertical-align: top;">
            <td style="vertical-align: top; width: 27pt;">
              <div style="text-align: left; font-family: 'Times New Roman',Times,serif;">**</div>
            </td>
            <td style="align: left; vertical-align: top; width: auto;">
              <div style="text-align: left; font-family: 'Times New Roman',Times,serif;">Cumulative fiscal year-to-date return is based on the change in NAV including distributions paid and assuming reinvestment of these distributions for the period
                January 1, 2020 through November 30, 2020.</div>
            </td>
          </tr>

      </table>
    </div>
    <div>
      <table class="DSPFListTable" id="zca241d47ea7e46799cae3154a9d572a9" style="width: 100%; font-family: 'Times New Roman', Times, serif; font-size: 10pt;" cellpadding="0" cellspacing="0">

          <tr style="vertical-align: top;">
            <td style="vertical-align: top; width: 27pt;">
              <div style="text-align: left; font-family: 'Times New Roman',Times,serif;">***</div>
            </td>
            <td style="align: left; vertical-align: top; width: auto;">
              <div style="text-align: left; font-family: 'Times New Roman',Times,serif;">Average annual total return is based on change in NAV including distributions paid and assuming reinvestment of these distributions and is through the last business
                day of the month prior to the month of the current distribution record date.</div>
            </td>
          </tr>

      </table>
    </div>
    <div>&#160;</div>
    <div><br>
    </div>
    <div style="text-align: justify; font-family: 'Times New Roman',Times,serif;">The payment of distributions in accordance with the Plan may result in a decrease in the Fund&#8217;s net assets.&#160; A decrease in the Fund&#8217;s net assets may cause an increase in the
      Fund&#8217;s annual operating expense ratio and a decrease in the Fund&#8217;s market price per share to the extent the market price correlates closely to the Fund&#8217;s NAV per share.&#160; The Plan also may negatively affect the Fund&#8217;s investment activities to the
      extent that the Fund is required to hold larger cash positions than it typically would hold or to the extent that the Fund must liquidate securities that it would not have sold, for the purpose of paying the distribution.</div>
    <div><br>
    </div>
    <div style="text-align: justify; font-family: 'Times New Roman',Times,serif;">The current distribution amount of $0.13755 per share of the Fund&#8217;s common stock equates to an annualized distribution rate of 6.00% based on the Fund&#8217;s NAV per share as of
      October 31, 2020.&#160; The annualized rate is expected to change over time as the Fund&#8217;s NAV varies. The Board will review periodically the terms of the Plan, including at least annually to determine whether to adjust the amount or the calculation of the
      distribution rate, which may be affected by numerous factors, including changes in realized and projected market returns, Fund performance and other factors.&#160; The Board may amend the terms of the Plan or terminate the Plan at any time without prior
      notice to the Fund&#8217;s stockholders.&#160; The amendment or termination of the Plan could have an adverse effect on the market price of the Fund&#8217;s shares of common stock.</div>
    <div><br>
    </div>
    <div>&#160;</div>
    <div style="text-align: justify; font-family: 'Times New Roman',Times,serif;">For additional information, please contact the Fund at (800) 730-2932.</div>
    <div style="text-align: justify; margin-left: 11pt;"> <br>
    </div>
    <div style="text-align: justify; margin-left: 11pt;"> <br>
    </div>
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            <td style="width: 100%; vertical-align: top;">
              <div style="text-align: center; margin-left: 1pt; font-family: 'Times New Roman',Times,serif;">-<font id="DSPFPageNumber">2</font>-</div>
            </td>
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</DOCUMENT>
<DOCUMENT>
<TYPE>EX-99.19A
<SEQUENCE>3
<FILENAME>tshf_ex9919a-093020.htm
<DESCRIPTION>NOTIFICATION OF SOURCES OF DISTRIBUTION 9-30-20
<TEXT>
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    <title></title>
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    <div>
      <div><br>
      </div>
      <div style="text-align: center; font-family: 'Times New Roman',Times,serif; font-weight: bold;">THE SWISS HELVETIA FUND, INC.</div>
      <div style="text-align: center;">&#160;</div>
      <div style="text-align: center; font-family: 'Times New Roman',Times,serif; font-weight: bold;">Notification of Sources of Distribution</div>
      <div style="text-align: center; font-family: 'Times New Roman',Times,serif; font-weight: bold;">Pursuant to Section 19(a) of the Investment Company Act of 1940 </div>
      <div style="text-indent: 93.95pt; margin-right: 65.6pt; margin-left: 11pt; font-weight: bold;"> <br>
      </div>
      <div style="font-family: 'Times New Roman',Times,serif; font-weight: bold;">Important Information Regarding Your Quarterly Distribution</div>
      <div style="font-family: 'Times New Roman',Times,serif; font-weight: bold;"> <br>
      </div>
      <div style="text-align: justify; font-family: 'Times New Roman',Times,serif;">As previously announced, on September 30, 2020, The Swiss Helvetia Fund, Inc. (the &#8220;Fund&#8221;) paid a quarterly distribution of $0.1404 per share of the Fund&#8217;s common stock to
        all stockholders of record as of September 21, 2020, pursuant to the Fund&#8217;s recently resumed managed distribution plan (the &#8220;Plan&#8221;).</div>
      <div><br>
      </div>
      <div style="text-align: justify; font-family: 'Times New Roman',Times,serif;">As a general matter, the amount of the Fund&#8217;s distributable income depends on the aggregate gains and losses realized by the Fund during the entire year.&#160; Distributions may
        consist of net investment income, capital gains and return of capital but the character of these distributions cannot be determined until after the end of the Fund&#8217;s fiscal year.&#160; However, under the Investment Company Act of 1940, as amended, and
        the terms of the Plan, the Fund may be required to indicate the source of each distribution to its stockholders.&#160; The following table sets forth the estimated sources of the current distribution, and the cumulative distributions paid during the
        2020 fiscal year to date from the sources indicated in the table. All amounts are expressed on a per common share basis and as a percentage of the distribution amount.</div>
    </div>
    <div><br>
    </div>
    <div style="font-family: 'Times New Roman',Times,serif; font-weight: bold;"><font style="display: inline-block; font-size: 1px; width: 12pt;" id="TRGRRTFtoHTMLTab">&#160;</font></div>
    <div>
      <table style="font-family: 'Times New Roman',Times,serif; font-size: 10pt; width: 100%; text-align: left; color: rgb(0, 0, 0);" id="z6dffc749919b4467bdb78b47181a5b20" border="0" cellpadding="0" cellspacing="0">

          <tr>
            <td rowspan="1" style="width: 37.23%; vertical-align: top; font-weight: bold;">DISTRIBUTION ESTIMATES</td>
            <td colspan="2" rowspan="1" style="width: 18.74%; vertical-align: top; text-align: center; font-weight: bold;">Current Distribution&#160;</td>
            <td colspan="2" rowspan="1" style="width: 15.03%; vertical-align: top;">
              <div style="text-align: center; text-indent: 2.85pt; margin-right: 43.2pt; font-family: 'Times New Roman', Times, serif;">&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;<font style="font-weight: bold;">Year-to-Date*</font></div>
            </td>
          </tr>
          <tr>
            <td rowspan="1" style="width: 37.23%; vertical-align: top;">&#160;</td>
            <td rowspan="1" style="width: 18.74%; vertical-align: top;">&#160;</td>
            <td rowspan="1" style="width: 13.14%; vertical-align: top;">&#160;</td>
            <td rowspan="1" style="width: 15.03%; vertical-align: top;">&#160;</td>
            <td rowspan="1" style="width: 15.86%; vertical-align: top;">&#160;</td>
          </tr>
          <tr>
            <td style="width: 37.23%; vertical-align: top;">&#160;</td>
            <td style="width: 18.74%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="text-align: center; text-indent: -3.75pt; margin-right: 13.4pt; margin-left: 18.6pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">Per Share </div>
              <div style="text-align: center; text-indent: -3.75pt; margin-right: 13.4pt; margin-left: 18.6pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">Amount</div>
            </td>
            <td style="width: 13.14%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="text-align: center; text-indent: -3pt; margin-right: 5.45pt; margin-left: 9.95pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">% of </div>
              <div style="text-align: center; text-indent: -3pt; margin-right: 5.45pt; margin-left: 9.95pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">Current</div>
              <div style="text-align: center; text-indent: -3pt; margin-right: 5.45pt; margin-left: 9.95pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">Distribution</div>
            </td>
            <td style="width: 15.03%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="text-align: center; text-indent: -3.75pt; margin-right: 13.35pt; margin-left: 18.6pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">Per Share</div>
              <div style="text-align: center; text-indent: -3.75pt; margin-right: 13.35pt; margin-left: 18.6pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">Amount</div>
            </td>
            <td style="width: 15.86%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0); border-right: 2px solid rgb(0, 0, 0);">
              <div style="text-align: center; text-indent: -1.6pt; margin-right: 8.15pt; margin-left: 10.95pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">% of the 2020</div>
              <div style="text-align: center; text-indent: -1.6pt; margin-right: 8.15pt; margin-left: 10.95pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">Distributions</div>
            </td>
          </tr>
          <tr>
            <td style="width: 37.23%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="margin-left: 5.35pt; font-family: 'Times New Roman', Times, serif;">Net Investment Income</div>
            </td>
            <td style="width: 18.74%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="text-align: center; margin-right: 18.3pt; margin-left: 14.4pt; font-family: 'Times New Roman', Times, serif;">$0.0000</div>
            </td>
            <td style="width: 13.14%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="text-align: right; margin-right: 15.2pt; font-family: 'Times New Roman', Times, serif;">0.0%</div>
            </td>
            <td style="width: 15.03%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="text-align: center; margin-right: 18.3pt; margin-left: 14.4pt; font-family: 'Times New Roman', Times, serif;">$0.0829</div>
            </td>
            <td style="width: 15.86%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0); border-right: 2px solid rgb(0, 0, 0);">
              <div style="text-align: right; margin-right: 15.2pt; font-family: 'Times New Roman', Times, serif;">19.7%</div>
            </td>
          </tr>
          <tr>
            <td style="width: 37.23%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="margin-left: 5.35pt; font-family: 'Times New Roman', Times, serif;">Net Realized Short-Term Capital Gains</div>
            </td>
            <td style="width: 18.74%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="text-align: center; margin-right: 18.3pt; margin-left: 14.4pt; font-family: 'Times New Roman', Times, serif;">$0.0000</div>
            </td>
            <td style="width: 13.14%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="text-align: right; margin-right: 15.3pt; font-family: 'Times New Roman', Times, serif;">0.0%</div>
            </td>
            <td style="width: 15.03%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="text-align: center; margin-right: 18.3pt; margin-left: 14.4pt; font-family: 'Times New Roman', Times, serif;">$0.0000</div>
            </td>
            <td style="width: 15.86%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0); border-right: 2px solid rgb(0, 0, 0);">
              <div style="text-align: right; margin-right: 15.3pt; font-family: 'Times New Roman', Times, serif;">0.0%</div>
            </td>
          </tr>
          <tr>
            <td style="width: 37.23%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="margin-left: 5.35pt; font-family: 'Times New Roman', Times, serif;">Net Realized Long-Term Capital Gains</div>
            </td>
            <td style="width: 18.74%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="text-align: center; margin-right: 18pt; margin-left: 14.4pt; font-family: 'Times New Roman', Times, serif;">$0.0135</div>
            </td>
            <td style="width: 13.14%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="text-align: right; margin-right: 15.3pt; font-family: 'Times New Roman', Times, serif;">9.6%</div>
            </td>
            <td style="width: 15.03%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="text-align: center; margin-right: 18pt; margin-left: 14.4pt; font-family: 'Times New Roman', Times, serif;">$0.0000</div>
            </td>
            <td style="width: 15.86%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0); border-right: 2px solid rgb(0, 0, 0);">
              <div style="text-align: right; margin-right: 15.3pt; font-family: 'Times New Roman', Times, serif;">0.0%</div>
            </td>
          </tr>
          <tr>
            <td style="width: 37.23%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="margin-left: 5.35pt; font-family: 'Times New Roman', Times, serif;">Return of Capital (or other Capital Source)</div>
            </td>
            <td style="width: 18.74%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="text-align: center; margin-right: 18.3pt; margin-left: 14.4pt; font-family: 'Times New Roman', Times, serif;">$0.1269</div>
            </td>
            <td style="width: 13.14%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="text-align: right; margin-right: 15.3pt; font-family: 'Times New Roman', Times, serif;">90.4%</div>
            </td>
            <td style="width: 15.03%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="text-align: center; margin-right: 18.3pt; margin-left: 14.4pt; font-family: 'Times New Roman', Times, serif;">$0.3383</div>
            </td>
            <td style="width: 15.86%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0); border-right: 2px solid rgb(0, 0, 0);">
              <div style="text-align: right; margin-right: 15.3pt; font-family: 'Times New Roman', Times, serif;">80.3%</div>
            </td>
          </tr>
          <tr>
            <td style="width: 37.23%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0); border-bottom: 2px solid rgb(0, 0, 0);">
              <div style="margin-left: 5.35pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">TOTAL</div>
            </td>
            <td style="width: 18.74%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0); border-bottom: 2px solid rgb(0, 0, 0);">
              <div style="text-align: center; margin-right: 18.3pt; margin-left: 14.4pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">$0.1404</div>
            </td>
            <td style="width: 13.14%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0); border-bottom: 2px solid rgb(0, 0, 0);">
              <div style="text-align: right; margin-right: 15.25pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">100.0%</div>
            </td>
            <td style="width: 15.03%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0); border-bottom: 2px solid rgb(0, 0, 0);">
              <div style="text-align: center; margin-right: 18.3pt; margin-left: 14.4pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">$0.4212</div>
            </td>
            <td style="width: 15.86%; vertical-align: top; border-width: 2px; border-style: solid; border-color: rgb(0, 0, 0);">
              <div style="text-align: right; margin-right: 15.25pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">100.0%</div>
            </td>
          </tr>

      </table>
      <div>&#160;</div>
      <div><font style="font-family: 'Times New Roman',Times,serif;">*</font><font style="display: inline-block; font-size: 1px; width: 18pt;" id="TRGRRTFtoHTMLTab">&#160;</font><font style="font-family: 'Times New Roman',Times,serif;">The Fund&#8217;s 2020 fiscal
          year began on January 1, 2020.</font></div>
      <div>&#160;</div>
      <div><br>
      </div>
      <div style="text-align: justify; font-family: 'Times New Roman',Times,serif; font-weight: bold;">You should not draw any conclusions about the Fund&#8217;s investment performance from the amount of this distribution or from the terms of the Fund&#8217;s Plan.
        The amounts and sources of distributions reported in this Notice are only estimates, are likely to change over time, and are not being provided for tax reporting purposes. The actual amounts and sources of the amounts for accounting and tax
        reporting purposes will depend upon the Fund&#8217;s investment experience during the entirety of its fiscal year and may be subject to changes based on tax regulations. The amounts and sources of distributions year-to-date may be subject to additional
        adjustments.</div>
      <div><br>
      </div>
      <div style="text-align: justify; font-family: 'Times New Roman',Times,serif; font-weight: bold;">THE FUND WILL SEND YOU A FORM 1099-DIV FOR THE CALENDAR YEAR THAT WILL TELL YOU HOW TO REPORT THESE DISTRIBUTIONS FOR FEDERAL INCOME TAX PURPOSES.</div>
      <div style="text-align: justify; font-family: 'Times New Roman',Times,serif; font-weight: bold;"> <br>
      </div>
    </div>
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      <div id="DSPFPageFooter">
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            <tr>
              <td style="width: 100%; vertical-align: top;">
                <div style="text-align: center; margin-left: 1pt; font-family: 'Times New Roman',Times,serif;">-<font id="DSPFPageNumber">1</font>-</div>
              </td>
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    </div>
    <div>&#160;</div>
    <div style="font-family: 'Times New Roman',Times,serif; font-weight: bold;">Fund Performance and Distribution Information</div>
    <div>&#160;</div>
    <div style="text-align: justify; font-family: 'Times New Roman',Times,serif;">Presented below are return figures, based on the change in the Fund&#8217;s net asset value (&#8220;NAV&#8221;) per share, compared to the annualized distribution rate for this current
      distribution as a percentage of the NAV on the last day of the month prior to distribution record date.</div>
    <div>&#160;</div>
    <div style="font-family: 'Times New Roman',Times,serif; margin-left: 9pt;">Fiscal Year-to-Date (January 1, 2020 to August 31, 2020)</div>
    <table style="font-family: 'Times New Roman',Times,serif; font-size: 10pt; width: 100%; text-align: left; color: rgb(0, 0, 0);" id="z3aa5ad4370dd4d7c871de5f71ae76403" border="0" cellpadding="0" cellspacing="0">

        <tr>
          <td style="width: 80.35%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0); padding-left: 3px; padding-right: 3px;">
            <div style="margin-left: 5.35pt; font-family: 'Times New Roman', Times, serif;">Annualized Distribution Rate as a % of NAV*</div>
          </td>
          <td style="width: 19.65%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0); border-right: 2px solid rgb(0, 0, 0);">
            <div style="text-align: right; margin-right: 14.1pt; font-family: 'Times New Roman', Times, serif;">5.67%</div>
          </td>
        </tr>
        <tr>
          <td style="width: 80.35%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0); padding-left: 3px; padding-right: 3px;">
            <div style="margin-left: 5.35pt; font-family: 'Times New Roman', Times, serif;">Cumulative Distribution Rate on NAV*</div>
          </td>
          <td style="width: 19.65%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0); border-right: 2px solid rgb(0, 0, 0);">
            <div style="text-align: right; margin-right: 14.1pt; font-family: 'Times New Roman', Times, serif;">4.25%</div>
          </td>
        </tr>
        <tr>
          <td style="width: 80.35%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0); padding-left: 3px; padding-right: 3px;">
            <div style="margin-left: 5.35pt; font-family: 'Times New Roman', Times, serif;">Cumulative Total Return on NAV**</div>
          </td>
          <td style="width: 19.65%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0); border-right: 2px solid rgb(0, 0, 0);">
            <div style="text-align: right; margin-right: 13.3pt; font-family: 'Times New Roman', Times, serif;">5.36%</div>
          </td>
        </tr>
        <tr>
          <td style="width: 80.35%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0); border-bottom: 2px solid rgb(0, 0, 0); padding-left: 3px; padding-right: 3px;">
            <div style="margin-left: 5.35pt; font-family: 'Times New Roman', Times, serif;">Average Annual Total Return (in relation to NAV) for</div>
            <div style="margin-left: 5.35pt; font-family: 'Times New Roman', Times, serif;">the five-year period ended August 31, 2020***</div>
          </td>
          <td style="width: 19.65%; vertical-align: top; border-width: 2px; border-style: solid; border-color: rgb(0, 0, 0);">
            <div>&#160;</div>
            <div style="text-align: right; margin-right: 14.1pt; font-family: 'Times New Roman', Times, serif;">7.63%</div>
          </td>
        </tr>

    </table>
    <div>&#160;</div>
    <div>
      <table class="DSPFListTable" id="z0b4e7bf7896744bdbe81b1196ee0530d" style="width: 100%; font-family: 'Times New Roman', Times, serif; font-size: 10pt;" cellpadding="0" cellspacing="0">

          <tr style="vertical-align: top;">
            <td style="vertical-align: top; width: 27pt;">
              <div style="text-align: left;"><font style="font-family: 'Times New Roman',Times,serif;">*</font></div>
            </td>
            <td style="align: left; vertical-align: top; width: auto;">
              <div style="text-align: left;"><font style="font-family: 'Times New Roman',Times,serif;">Based on the Fund&#8217;s NAV as of August 31, 2020.</font></div>
            </td>
          </tr>

      </table>
    </div>
    <div>
      <table class="DSPFListTable" id="z1181e6a5e7544c04a130d8f09f81c8b3" style="width: 100%; font-family: 'Times New Roman', Times, serif; font-size: 10pt;" cellpadding="0" cellspacing="0">

          <tr style="vertical-align: top;">
            <td style="vertical-align: top; width: 27pt;">
              <div style="text-align: left; font-family: 'Times New Roman',Times,serif;">**</div>
            </td>
            <td style="align: left; vertical-align: top; width: auto;">
              <div style="text-align: left; font-family: 'Times New Roman',Times,serif;">Cumulative fiscal year-to-date return is based on the change in NAV including distributions paid and assuming reinvestment of these distributions for the period
                January 1, 2020 through August 31, 2020.</div>
            </td>
          </tr>

      </table>
    </div>
    <div>
      <table class="DSPFListTable" id="z4e8d211b7f5d47ba955c558100c0e8b2" style="width: 100%; font-family: 'Times New Roman', Times, serif; font-size: 10pt;" cellpadding="0" cellspacing="0">

          <tr style="vertical-align: top;">
            <td style="vertical-align: top; width: 27pt;">
              <div style="text-align: left; font-family: 'Times New Roman',Times,serif;">***</div>
            </td>
            <td style="align: left; vertical-align: top; width: auto;">
              <div style="text-align: left; font-family: 'Times New Roman',Times,serif;">Average annual total return is based on change in NAV including distributions paid and assuming reinvestment of these distributions and is through the last business
                day of the month prior to the month of the current distribution record date.</div>
            </td>
          </tr>

      </table>
    </div>
    <div>&#160;</div>
    <div><br>
    </div>
    <div style="text-align: justify; font-family: 'Times New Roman',Times,serif;">The payment of distributions in accordance with the Plan may result in a decrease in the Fund&#8217;s net assets.&#160; A decrease in the Fund&#8217;s net assets may cause an increase in the
      Fund&#8217;s annual operating expense ratio and a decrease in the Fund&#8217;s market price per share to the extent the market price correlates closely to the Fund&#8217;s NAV per share.&#160; The Plan also may negatively affect the Fund&#8217;s investment activities to the
      extent that the Fund is required to hold larger cash positions than it typically would hold or to the extent that the Fund must liquidate securities that it would not have sold, for the purpose of paying the distribution.</div>
    <div><br>
    </div>
    <div style="text-align: justify; font-family: 'Times New Roman',Times,serif;">The current distribution amount of $0.1404 per share of the Fund&#8217;s common stock equates to an annualized distribution rate of 6.00% based on the Fund&#8217;s NAV per share as of
      October 31, 2019.&#160; The annualized rate is expected to change over time as the Fund&#8217;s NAV varies. The Board will review periodically the terms of the Plan, including at least annually to determine whether to adjust the amount or the calculation of the
      distribution rate, which may be affected by numerous factors, including changes in realized and projected market returns, Fund performance and other factors.&#160; The Board may amend the terms of the Plan or terminate the Plan at any time without prior
      notice to the Fund&#8217;s stockholders.&#160; The amendment or termination of the Plan could have an adverse effect on the market price of the Fund&#8217;s shares of common stock.</div>
    <div><br>
    </div>
    <div><br>
    </div>
    <div style="text-align: justify; font-family: 'Times New Roman',Times,serif;">For additional information, please contact the Fund at (800) 730-2932.</div>
    <div style="text-align: justify; margin-left: 11pt;"> <br>
    </div>
    <div style="text-align: justify; margin-left: 11pt;"> <br>
    </div>
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    </div>
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            <td style="width: 100%; vertical-align: top;">
              <div style="text-align: center; margin-left: 1pt; font-family: 'Times New Roman',Times,serif;">-<font id="DSPFPageNumber">2</font>-</div>
            </td>
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<DOCUMENT>
<TYPE>EX-99.19A
<SEQUENCE>4
<FILENAME>tshf_ex9919a-062920.htm
<DESCRIPTION>NOTIFICATION OF SOURCES OF DISTRIBUTION 6-29-20
<TEXT>
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      </div>
      <div style="text-align: center; font-family: 'Times New Roman',Times,serif; font-weight: bold;">THE SWISS HELVETIA FUND, INC.</div>
      <div style="text-align: center;">&#160;</div>
      <div style="text-align: center; font-family: 'Times New Roman',Times,serif; font-weight: bold;">Notification of Sources of Distribution</div>
      <div style="text-align: center; font-family: 'Times New Roman',Times,serif; font-weight: bold;">Pursuant to Section 19(a) of the Investment Company Act of 1940 </div>
      <div style="font-family: 'Times New Roman',Times,serif; font-weight: bold;"> <br>
      </div>
      <div style="font-family: 'Times New Roman',Times,serif; font-weight: bold;">Important Information Regarding Your Quarterly Distribution</div>
      <div style="text-align: justify; font-family: 'Times New Roman',Times,serif;"> <br>
      </div>
      <div style="text-align: justify; font-family: 'Times New Roman',Times,serif;">As previously announced, on June 29, 2020, The Swiss Helvetia Fund, Inc. (the &#8220;Fund&#8221;) paid a quarterly distribution of $0.1404 per share of the Fund&#8217;s common stock to all
        stockholders of record as of June 22, 2020, pursuant to the Fund&#8217;s recently resumed managed distribution plan (the &#8220;Plan&#8221;).</div>
      <div><br>
      </div>
      <div style="text-align: justify; font-family: 'Times New Roman',Times,serif;">As a general matter, the amount of the Fund&#8217;s distributable income depends on the aggregate gains and losses realized by the Fund during the entire year.&#160; Distributions may
        consist of net investment income, capital gains and return of capital but the character of these distributions cannot be determined until after the end of the Fund&#8217;s fiscal year.&#160; However, under the Investment Company Act of 1940, as amended, and
        the terms of the Plan, the Fund may be required to indicate the source of each distribution to its stockholders.&#160; The following table sets forth the estimated sources of the current distribution, and the cumulative distributions paid during the
        2020 fiscal year to date from the sources indicated in the table. All amounts are expressed on a per common share basis and as a percentage of the distribution amount.</div>
    </div>
    <div><br>
    </div>
    <div>
      <table style="font-family: 'Times New Roman',Times,serif; font-size: 10pt; width: 100%; text-align: left; color: rgb(0, 0, 0);" id="z74a82516d07e47d6b0cf23590429b019" border="0" cellpadding="0" cellspacing="0">

          <tr>
            <td rowspan="1" style="width: 37.23%; vertical-align: top;">
              <div style="font-weight: bold;">DISTRIBUTION ESTIMATES</div>
            </td>
            <td colspan="2" rowspan="1" style="width: 18.74%; vertical-align: top; text-align: center; font-weight: bold;">Current Distribution&#160;</td>
            <td colspan="2" rowspan="1" style="width: 15.03%; vertical-align: top; text-align: center;">
              <div><font style="font-weight: bold;">Year-to-Date*</font></div>
            </td>
          </tr>
          <tr>
            <td rowspan="1" style="width: 37.23%; vertical-align: top;">&#160;</td>
            <td rowspan="1" style="width: 18.74%; vertical-align: top;">&#160;</td>
            <td rowspan="1" style="width: 13.14%; vertical-align: top;">&#160;</td>
            <td rowspan="1" style="width: 15.03%; vertical-align: top;">&#160;</td>
            <td rowspan="1" style="width: 15.86%; vertical-align: top;">&#160;</td>
          </tr>
          <tr>
            <td style="width: 37.23%; vertical-align: top;">&#160;</td>
            <td style="width: 18.74%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="text-align: center; text-indent: -3.75pt; margin-right: 13.4pt; margin-left: 18.6pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">Per Share </div>
              <div style="text-align: center; text-indent: -3.75pt; margin-right: 13.4pt; margin-left: 18.6pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">Amount</div>
            </td>
            <td style="width: 13.14%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="text-align: center; text-indent: -3pt; margin-right: 5.45pt; margin-left: 9.95pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">% of </div>
              <div style="text-align: center; text-indent: -3pt; margin-right: 5.45pt; margin-left: 9.95pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">Current</div>
              <div style="text-align: center; text-indent: -3pt; margin-right: 5.45pt; margin-left: 9.95pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">Distribution</div>
            </td>
            <td style="width: 15.03%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="text-align: center; text-indent: -3.75pt; margin-right: 13.35pt; margin-left: 18.6pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">Per Share</div>
              <div style="text-align: center; text-indent: -3.75pt; margin-right: 13.35pt; margin-left: 18.6pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">Amount</div>
            </td>
            <td style="width: 15.86%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0); border-right: 2px solid rgb(0, 0, 0);">
              <div style="text-align: center; text-indent: -1.6pt; margin-right: 8.15pt; margin-left: 10.95pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">% of the 2020</div>
              <div style="text-align: center; text-indent: -1.6pt; margin-right: 8.15pt; margin-left: 10.95pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">Distributions</div>
            </td>
          </tr>
          <tr>
            <td style="width: 37.23%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="margin-left: 5.35pt; font-family: 'Times New Roman', Times, serif;">Net Investment Income</div>
            </td>
            <td style="width: 18.74%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="text-align: center; margin-right: 18.3pt; margin-left: 14.4pt; font-family: 'Times New Roman', Times, serif;">$0.0859</div>
            </td>
            <td style="width: 13.14%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="text-align: right; margin-right: 15.2pt; font-family: 'Times New Roman', Times, serif;">61.2%</div>
            </td>
            <td style="width: 15.03%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="text-align: center; margin-right: 18.3pt; margin-left: 14.4pt; font-family: 'Times New Roman', Times, serif;">$0.1108</div>
            </td>
            <td style="width: 15.86%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0); border-right: 2px solid rgb(0, 0, 0);">
              <div style="text-align: right; margin-right: 15.2pt; font-family: 'Times New Roman', Times, serif;">39.5%</div>
            </td>
          </tr>
          <tr>
            <td style="width: 37.23%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="margin-left: 5.35pt; font-family: 'Times New Roman', Times, serif;">Net Realized Short-Term Capital Gains</div>
            </td>
            <td style="width: 18.74%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="text-align: center; margin-right: 18.3pt; margin-left: 14.4pt; font-family: 'Times New Roman', Times, serif;">$0.0000</div>
            </td>
            <td style="width: 13.14%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="text-align: right; margin-right: 15.3pt; font-family: 'Times New Roman', Times, serif;">0.0%</div>
            </td>
            <td style="width: 15.03%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="text-align: center; margin-right: 18.3pt; margin-left: 14.4pt; font-family: 'Times New Roman', Times, serif;">$0.0000</div>
            </td>
            <td style="width: 15.86%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0); border-right: 2px solid rgb(0, 0, 0);">
              <div style="text-align: right; margin-right: 15.3pt; font-family: 'Times New Roman', Times, serif;">0.0%</div>
            </td>
          </tr>
          <tr>
            <td style="width: 37.23%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="margin-left: 5.35pt; font-family: 'Times New Roman', Times, serif;">Net Realized Long-Term Capital Gains</div>
            </td>
            <td style="width: 18.74%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="text-align: center; margin-right: 18pt; margin-left: 14.4pt; font-family: 'Times New Roman', Times, serif;">$0.0000</div>
            </td>
            <td style="width: 13.14%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="text-align: right; margin-right: 15.3pt; font-family: 'Times New Roman', Times, serif;">0.0%</div>
            </td>
            <td style="width: 15.03%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="text-align: center; margin-right: 18pt; margin-left: 14.4pt; font-family: 'Times New Roman', Times, serif;">$0.0000</div>
            </td>
            <td style="width: 15.86%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0); border-right: 2px solid rgb(0, 0, 0);">
              <div style="text-align: right; margin-right: 15.3pt; font-family: 'Times New Roman', Times, serif;">0.0%</div>
            </td>
          </tr>
          <tr>
            <td style="width: 37.23%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="margin-left: 5.35pt; font-family: 'Times New Roman', Times, serif;">Return of Capital (or other Capital Source)</div>
            </td>
            <td style="width: 18.74%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="text-align: center; margin-right: 18.3pt; margin-left: 14.4pt; font-family: 'Times New Roman', Times, serif;">$0.0545</div>
            </td>
            <td style="width: 13.14%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="text-align: right; margin-right: 15.3pt; font-family: 'Times New Roman', Times, serif;">38.8%</div>
            </td>
            <td style="width: 15.03%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="text-align: center; margin-right: 18.3pt; margin-left: 14.4pt; font-family: 'Times New Roman', Times, serif;">$0.1700</div>
            </td>
            <td style="width: 15.86%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0); border-right: 2px solid rgb(0, 0, 0);">
              <div style="text-align: right; margin-right: 15.3pt; font-family: 'Times New Roman', Times, serif;">60.5%</div>
            </td>
          </tr>
          <tr>
            <td style="width: 37.23%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0); border-bottom: 2px solid rgb(0, 0, 0);">
              <div style="margin-left: 5.35pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">TOTAL</div>
            </td>
            <td style="width: 18.74%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0); border-bottom: 2px solid rgb(0, 0, 0);">
              <div style="text-align: center; margin-right: 18.3pt; margin-left: 14.4pt; font-family: 'Times New Roman', Times, serif;"><font style="font-weight: bold;">$</font>0.1404</div>
            </td>
            <td style="width: 13.14%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0); border-bottom: 2px solid rgb(0, 0, 0);">
              <div style="text-align: right; margin-right: 15.25pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">100.0%</div>
            </td>
            <td style="width: 15.03%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0); border-bottom: 2px solid rgb(0, 0, 0);">
              <div style="text-align: center; margin-right: 18.3pt; margin-left: 14.4pt; font-family: 'Times New Roman', Times, serif;"><font style="font-weight: bold;">$</font>0.2808</div>
            </td>
            <td style="width: 15.86%; vertical-align: top; border-width: 2px; border-style: solid; border-color: rgb(0, 0, 0);">
              <div style="text-align: right; margin-right: 15.25pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">100.0%</div>
            </td>
          </tr>

      </table>
      <div>&#160;</div>
      <div><font style="font-family: 'Times New Roman',Times,serif;">*</font><font style="display: inline-block; font-size: 1px; width: 18pt;" id="TRGRRTFtoHTMLTab">&#160;</font><font style="font-family: 'Times New Roman',Times,serif;">The Fund&#8217;s 2020 fiscal
          year began on January 1, 2020.</font></div>
      <div>&#160;</div>
      <div><br>
      </div>
      <div style="text-align: justify; font-family: 'Times New Roman',Times,serif; font-weight: bold;">You should not draw any conclusions about the Fund&#8217;s investment performance from the amount of this distribution or from the terms of the Fund&#8217;s Plan.
        The amounts and sources of distributions reported in this Notice are only estimates, are likely to change over time, and are not being provided for tax reporting purposes. The actual amounts and sources of the amounts for accounting and tax
        reporting purposes will depend upon the Fund&#8217;s investment experience during the entirety of its fiscal year and may be subject to changes based on tax regulations. The amounts and sources of distributions year-to-date may be subject to additional
        adjustments.</div>
      <div><br>
      </div>
      <div style="text-align: justify; font-family: 'Times New Roman',Times,serif; font-weight: bold;">THE FUND WILL SEND YOU A FORM 1099-DIV FOR THE CALENDAR YEAR THAT WILL TELL YOU HOW TO REPORT THESE DISTRIBUTIONS FOR FEDERAL INCOME TAX PURPOSES.</div>
      <div style="text-align: justify; font-family: 'Times New Roman',Times,serif; font-weight: bold;"> <br>
      </div>
    </div>
    <div style="clear: both; margin-top: 10pt; margin-bottom: 10pt;" id="DSPFPageBreakArea">
      <div id="DSPFPageFooter">
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            <tr>
              <td style="width: 100%; vertical-align: top;">
                <div style="text-align: center; margin-left: 1pt; font-family: 'Times New Roman',Times,serif;">-<font id="DSPFPageNumber">1</font>-</div>
              </td>
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        </div>
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    </div>
    <div>&#160;</div>
    <div style="font-weight: bold;">Fund Performance and Distribution Information</div>
    <div>&#160;</div>
    <div style="text-align: justify;">Presented below are return figures, based on the change in the Fund&#8217;s net asset value (&#8220;NAV&#8221;) per share, compared to the annualized distribution rate for this current distribution as a percentage of the NAV on the last
      day of the month prior to distribution record date.</div>
    <div>&#160;</div>
    <div style="margin-left: 9pt;">Fiscal Year-to-Date (January 1, 2020 to May 31, 2020)</div>
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        <tr>
          <td style="width: 80.35%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0); padding-left: 3px; padding-right: 3px;">
            <div style="margin-left: 5.35pt;">Annualized Distribution Rate as a % of NAV*</div>
          </td>
          <td style="width: 19.65%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0); border-right: 2px solid rgb(0, 0, 0);">
            <div style="text-align: right; margin-right: 14.1pt;">6.16%</div>
          </td>
        </tr>
        <tr>
          <td style="width: 80.35%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0); padding-left: 3px; padding-right: 3px;">
            <div style="margin-left: 5.35pt;">Cumulative Distribution Rate on NAV*</div>
          </td>
          <td style="width: 19.65%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0); border-right: 2px solid rgb(0, 0, 0);">
            <div style="text-align: right; margin-right: 14.1pt;">3.08%</div>
          </td>
        </tr>
        <tr>
          <td style="width: 80.35%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0); padding-left: 3px; padding-right: 3px;">
            <div style="margin-left: 5.35pt;">Cumulative Total Return on NAV**</div>
          </td>
          <td style="width: 19.65%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0); border-right: 2px solid rgb(0, 0, 0);">
            <div style="text-align: right; margin-right: 13.3pt;">-4.37%</div>
          </td>
        </tr>
        <tr>
          <td style="width: 80.35%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0); border-bottom: 2px solid rgb(0, 0, 0); padding-left: 3px; padding-right: 3px;">
            <div style="margin-left: 5.35pt;">Average Annual Total Return (in relation to NAV) for</div>
            <div style="margin-left: 5.35pt;">the five-year period ended May 31, 2020***</div>
          </td>
          <td style="width: 19.65%; vertical-align: top; border-width: 2px; border-style: solid; border-color: rgb(0, 0, 0);">
            <div>&#160;</div>
            <div style="text-align: right; margin-right: 14.1pt;">4.08%</div>
          </td>
        </tr>

    </table>
    <div>&#160;</div>
    <div>
      <table class="DSPFListTable" id="za3fbd6018ee84081a0d2c6fefe07f3ba" style="width: 100%; font-family: 'Times New Roman', Times, serif; font-size: 10pt;" cellpadding="0" cellspacing="0">

          <tr style="vertical-align: top;">
            <td style="vertical-align: top; width: 27pt;">
              <div>*</div>
            </td>
            <td style="align: left; vertical-align: top; width: auto;">
              <div>Based on the Fund&#8217;s NAV as of May 31, 2020.</div>
            </td>
          </tr>

      </table>
    </div>
    <div>
      <table class="DSPFListTable" id="zdbecf73a9ce047c0b7d95a03ef920a4c" style="width: 100%; font-family: 'Times New Roman', Times, serif; font-size: 10pt;" cellpadding="0" cellspacing="0">

          <tr style="vertical-align: top;">
            <td style="vertical-align: top; width: 27pt;">
              <div>**</div>
            </td>
            <td style="align: left; vertical-align: top; width: auto;">
              <div>Cumulative fiscal year-to-date return is based on the change in NAV including distributions paid and assuming reinvestment of these distributions for the period January 1, 2020 through May 31, 2020.</div>
            </td>
          </tr>

      </table>
    </div>
    <div>
      <table class="DSPFListTable" id="z8bac0c5171e842588c0626d8cd9cb474" style="width: 100%; font-family: 'Times New Roman', Times, serif; font-size: 10pt;" cellpadding="0" cellspacing="0">

          <tr style="vertical-align: top;">
            <td style="vertical-align: top; width: 27pt;">
              <div>***</div>
            </td>
            <td style="align: left; vertical-align: top; width: auto;">
              <div>Average annual total return is based on change in NAV including distributions paid and assuming reinvestment of these distributions and is through the last business day of the month prior to the month of the current distribution record
                date.</div>
            </td>
          </tr>

      </table>
    </div>
    <div>&#160;</div>
    <div><br>
    </div>
    <div style="text-align: justify;">The payment of distributions in accordance with the Plan may result in a decrease in the Fund&#8217;s net assets.&#160; A decrease in the Fund&#8217;s net assets may cause an increase in the Fund&#8217;s annual operating expense ratio and a
      decrease in the Fund&#8217;s market price per share to the extent the market price correlates closely to the Fund&#8217;s NAV per share.&#160; The Plan also may negatively affect the Fund&#8217;s investment activities to the extent that the Fund is required to hold larger
      cash positions than it typically would hold or to the extent that the Fund must liquidate securities that it would not have sold, for the purpose of paying the distribution.</div>
    <div><br>
    </div>
    <div style="text-align: justify;">The current distribution amount of $0.1404 per share of the Fund&#8217;s common stock equates to an annualized distribution rate of 6.00% based on the Fund&#8217;s NAV per share as of October 31, 2019.&#160; The annualized rate is
      expected to change over time as the Fund&#8217;s NAV varies. The Board will review periodically the terms of the Plan, including at least annually to determine whether to adjust the amount or the calculation of the distribution rate, which may be affected
      by numerous factors, including changes in realized and projected market returns, Fund performance and other factors.&#160; The Board may amend the terms of the Plan or terminate the Plan at any time without prior notice to the Fund&#8217;s stockholders.&#160; The
      amendment or termination of the Plan could have an adverse effect on the market price of the Fund&#8217;s shares of common stock.</div>
    <div><br>
    </div>
    <div><br>
    </div>
    <div style="text-align: justify;">For additional information, please contact the Fund at (800) 730-2932.</div>
    <div style="text-align: justify;"> <br>
    </div>
    <div style="text-align: justify;"><br>
      <br>
    </div>
    <div id="DSPFPageFooter">
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          <tr>
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              <div style="margin-left: 1pt; text-align: center;">-<font id="DSPFPageNumber">2</font>-</div>
            </td>
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</DOCUMENT>
<DOCUMENT>
<TYPE>EX-99.19A
<SEQUENCE>5
<FILENAME>tshf_ex9919a-033120.htm
<DESCRIPTION>NOTIFICATION OF SOURCES OF DISTRIBUTION 3-31-20
<TEXT>
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      </div>
      <div style="text-align: center; font-family: 'Times New Roman',Times,serif; font-weight: bold;">THE SWISS HELVETIA FUND, INC.</div>
      <div style="text-align: center;">&#160;</div>
      <div style="text-align: center; font-family: 'Times New Roman',Times,serif; font-weight: bold;">Notification of Sources of Distribution</div>
      <div style="text-align: center; font-family: 'Times New Roman',Times,serif; font-weight: bold;">Pursuant to Section 19(a) of the Investment Company Act of 1940 </div>
      <div style="font-family: 'Times New Roman',Times,serif; font-weight: bold;"> <br>
      </div>
      <div style="font-family: 'Times New Roman',Times,serif; font-weight: bold;">Important Information Regarding Your Quarterly Distribution</div>
      <div style="text-align: justify; font-family: 'Times New Roman',Times,serif;"> <br>
      </div>
      <div style="text-align: justify; font-family: 'Times New Roman',Times,serif;">As previously announced, on March 31, 2020, The Swiss Helvetia Fund, Inc. (the &#8220;Fund&#8221;) paid a quarterly distribution of $0.1404 per share of the Fund&#8217;s common stock to all
        stockholders of record as of March 23, 2020, pursuant to the Fund&#8217;s recently resumed managed distribution plan (the &#8220;Plan&#8221;).</div>
      <div><br>
      </div>
      <div style="text-align: justify; font-family: 'Times New Roman',Times,serif;">As a general matter, the amount of the Fund&#8217;s distributable income depends on the aggregate gains and losses realized by the Fund during the entire year.&#160; Distributions may
        consist of net investment income, capital gains and return of capital but the character of these distributions cannot be determined until after the end of the Fund&#8217;s fiscal year.&#160; However, under the Investment Company Act of 1940, as amended, and
        the terms of the Plan, the Fund may be required to indicate the source of each distribution to its stockholders.&#160; The following table sets forth the estimated sources of the current distribution, and the cumulative distributions paid during the
        2020 fiscal year to date from the sources indicated in the table. All amounts are expressed on a per common share basis and as a percentage of the distribution amount.</div>
    </div>
    <div style="text-align: center; text-indent: 2.85pt; margin-right: 43.2pt; font-weight: bold;"><br>
    </div>
    <div>
      <table style="font-family: 'Times New Roman',Times,serif; font-size: 10pt; width: 100%; text-align: left; color: rgb(0, 0, 0);" id="z53e39d33bc6648fe8f8354b8838da052" border="0" cellpadding="0" cellspacing="0">

          <tr>
            <td rowspan="1" style="width: 37.23%; vertical-align: bottom;"><font style="font-weight: bold;">DISTRIBUTION ESTIMATES</font><font style="display: inline-block; font-size: 1px; width: 12pt;"> <br>
              </font></td>
            <td colspan="2" rowspan="1" style="width: 18.74%; vertical-align: bottom; text-align: center; font-weight: bold;">Current Distribution&#160;</td>
            <td colspan="2" rowspan="1" style="width: 15.03%; vertical-align: top; text-align: center; font-weight: bold;">
              <div>Year-to-Date </div>
              <div>February 29, 2020*&#160;</div>
            </td>
          </tr>
          <tr>
            <td rowspan="1" style="width: 37.23%; vertical-align: top;">&#160;</td>
            <td rowspan="1" style="width: 18.74%; vertical-align: top;">&#160;</td>
            <td rowspan="1" style="width: 13.14%; vertical-align: top;">&#160;</td>
            <td rowspan="1" style="width: 15.03%; vertical-align: top;">&#160;</td>
            <td rowspan="1" style="width: 15.86%; vertical-align: top;">&#160;</td>
          </tr>
          <tr>
            <td style="width: 37.23%; vertical-align: top;">&#160;</td>
            <td style="width: 18.74%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="text-align: center; text-indent: -3.75pt; margin-right: 13.4pt; margin-left: 18.6pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">Per Share</div>
              <div style="text-align: center; text-indent: -3.75pt; margin-right: 13.4pt; margin-left: 18.6pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">Amount</div>
            </td>
            <td style="width: 13.14%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="text-align: center; text-indent: -3pt; margin-right: 5.45pt; margin-left: 9.95pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">% of </div>
              <div style="text-align: center; text-indent: -3pt; margin-right: 5.45pt; margin-left: 9.95pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">Current</div>
              <div style="text-align: center; text-indent: -3pt; margin-right: 5.45pt; margin-left: 9.95pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">Distribution</div>
            </td>
            <td style="width: 15.03%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="text-align: center; text-indent: -3.75pt; margin-right: 13.35pt; margin-left: 18.6pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">Per Share</div>
              <div style="text-align: center; text-indent: -3.75pt; margin-right: 13.35pt; margin-left: 18.6pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">Amount</div>
            </td>
            <td style="width: 15.86%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0); border-right: 2px solid rgb(0, 0, 0);">
              <div style="text-align: center; text-indent: -1.6pt; margin-right: 8.15pt; margin-left: 10.95pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">% of the 2020</div>
              <div style="text-align: center; text-indent: -1.6pt; margin-right: 8.15pt; margin-left: 10.95pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">Distributions</div>
            </td>
          </tr>
          <tr>
            <td style="width: 37.23%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="margin-left: 5.35pt; font-family: 'Times New Roman', Times, serif;">Net Investment Income</div>
            </td>
            <td style="width: 18.74%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="text-align: center; margin-right: 18.3pt; margin-left: 14.4pt; font-family: 'Times New Roman', Times, serif;">$0.0270</div>
            </td>
            <td style="width: 13.14%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="text-align: right; margin-right: 15.2pt; font-family: 'Times New Roman', Times, serif;">19.2%</div>
            </td>
            <td style="width: 15.03%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="text-align: center; margin-right: 18.3pt; margin-left: 14.4pt; font-family: 'Times New Roman', Times, serif;">$0.0000</div>
            </td>
            <td style="width: 15.86%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0); border-right: 2px solid rgb(0, 0, 0);">
              <div style="text-align: right; margin-right: 15.2pt; font-family: 'Times New Roman', Times, serif;">0.0%</div>
            </td>
          </tr>
          <tr>
            <td style="width: 37.23%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="margin-left: 5.35pt; font-family: 'Times New Roman', Times, serif;">Net Realized Short-Term Capital Gains</div>
            </td>
            <td style="width: 18.74%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="text-align: center; margin-right: 18.3pt; margin-left: 14.4pt; font-family: 'Times New Roman', Times, serif;">$0.0079</div>
            </td>
            <td style="width: 13.14%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="text-align: right; margin-right: 15.3pt; font-family: 'Times New Roman', Times, serif;">5.6%</div>
            </td>
            <td style="width: 15.03%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="text-align: center; margin-right: 18.3pt; margin-left: 14.4pt; font-family: 'Times New Roman', Times, serif;">$0.0000</div>
            </td>
            <td style="width: 15.86%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0); border-right: 2px solid rgb(0, 0, 0);">
              <div style="text-align: right; margin-right: 15.3pt; font-family: 'Times New Roman', Times, serif;">0.0%</div>
            </td>
          </tr>
          <tr>
            <td style="width: 37.23%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="margin-left: 5.35pt; font-family: 'Times New Roman', Times, serif;">Net Realized Long-Term Capital Gains</div>
            </td>
            <td style="width: 18.74%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="text-align: center; margin-right: 18pt; margin-left: 14.4pt; font-family: 'Times New Roman', Times, serif;">$0.0361</div>
            </td>
            <td style="width: 13.14%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="text-align: right; margin-right: 15.3pt; font-family: 'Times New Roman', Times, serif;">25.7%</div>
            </td>
            <td style="width: 15.03%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="text-align: center; margin-right: 18pt; margin-left: 14.4pt; font-family: 'Times New Roman', Times, serif;">$0.0000</div>
            </td>
            <td style="width: 15.86%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0); border-right: 2px solid rgb(0, 0, 0);">
              <div style="text-align: right; margin-right: 15.3pt; font-family: 'Times New Roman', Times, serif;">0.0%</div>
            </td>
          </tr>
          <tr>
            <td style="width: 37.23%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="margin-left: 5.35pt; font-family: 'Times New Roman', Times, serif;">Return of Capital (or other Capital Source)</div>
            </td>
            <td style="width: 18.74%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="text-align: center; margin-right: 18.3pt; margin-left: 14.4pt; font-family: 'Times New Roman', Times, serif;">$0.0694</div>
            </td>
            <td style="width: 13.14%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="text-align: right; margin-right: 15.3pt; font-family: 'Times New Roman', Times, serif;">49.5%</div>
            </td>
            <td style="width: 15.03%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0);">
              <div style="text-align: center; margin-right: 18.3pt; margin-left: 14.4pt; font-family: 'Times New Roman', Times, serif;">$0.0000</div>
            </td>
            <td style="width: 15.86%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0); border-right: 2px solid rgb(0, 0, 0);">
              <div style="text-align: right; margin-right: 15.3pt; font-family: 'Times New Roman', Times, serif;">0.0%</div>
            </td>
          </tr>
          <tr>
            <td style="width: 37.23%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0); border-bottom: 2px solid rgb(0, 0, 0);">
              <div style="margin-left: 5.35pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">TOTAL</div>
            </td>
            <td style="width: 18.74%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0); border-bottom: 2px solid rgb(0, 0, 0);">
              <div style="text-align: center; margin-right: 18.3pt; margin-left: 14.4pt; font-family: 'Times New Roman', Times, serif;"><font style="font-weight: bold;">$</font>0.1404</div>
            </td>
            <td style="width: 13.14%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0); border-bottom: 2px solid rgb(0, 0, 0);">
              <div style="text-align: right; margin-right: 15.25pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">100.0%</div>
            </td>
            <td style="width: 15.03%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0); border-bottom: 2px solid rgb(0, 0, 0);">
              <div style="text-align: center; margin-right: 18.3pt; margin-left: 14.4pt; font-family: 'Times New Roman', Times, serif;"><font style="font-weight: bold;">$</font>0.0000</div>
            </td>
            <td style="width: 15.86%; vertical-align: top; border-width: 2px; border-style: solid; border-color: rgb(0, 0, 0);">
              <div style="text-align: right; margin-right: 15.25pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">0.0%</div>
            </td>
          </tr>

      </table>
      <div>&#160;</div>
      <div><font style="font-family: 'Times New Roman',Times,serif;">*</font><font style="display: inline-block; font-size: 1px; width: 18pt;" id="TRGRRTFtoHTMLTab">&#160;</font><font style="font-family: 'Times New Roman',Times,serif;">The Fund&#8217;s 2020 fiscal
          year began on January 1, 2020.</font></div>
      <div>&#160;</div>
      <div><br>
      </div>
      <div style="text-align: justify; font-family: 'Times New Roman',Times,serif; font-weight: bold;">You should not draw any conclusions about the Fund&#8217;s investment performance from the amount of this distribution or from the terms of the Fund&#8217;s Plan.
        The amounts and sources of distributions reported in this Notice are only estimates, are likely to change over time, and are not being provided for tax reporting purposes. The actual amounts and sources of the amounts for accounting and tax
        reporting purposes will depend upon the Fund&#8217;s investment experience during the entirety of its fiscal year and may be subject to changes based on tax regulations. The amounts and sources of distributions year-to-date may be subject to additional
        adjustments.</div>
      <div><br>
      </div>
      <div style="text-align: justify; font-family: 'Times New Roman',Times,serif; font-weight: bold;">THE FUND WILL SEND YOU A FORM 1099-DIV FOR THE CALENDAR YEAR THAT WILL TELL YOU HOW TO REPORT THESE DISTRIBUTIONS FOR FEDERAL INCOME TAX PURPOSES.</div>
      <div style="text-align: justify; margin-right: 14.75pt; margin-left: 11pt; font-weight: bold;"> <br>
      </div>
    </div>
    <div style="clear: both; margin-top: 10pt; margin-bottom: 10pt;" id="DSPFPageBreakArea">
      <div id="DSPFPageFooter">
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            <tr>
              <td style="width: 100%; vertical-align: top;">
                <div style="text-align: center; margin-left: 1pt; font-family: 'Times New Roman',Times,serif;">-<font id="DSPFPageNumber">1</font>-</div>
              </td>
            </tr>

        </table>
        <div><br>
        </div>
      </div>
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    </div>
    <div>&#160;</div>
    <div style="font-family: 'Times New Roman',Times,serif; font-weight: bold;">Fund Performance and Distribution Information</div>
    <div>&#160;</div>
    <div style="text-align: justify; font-family: 'Times New Roman',Times,serif;">Presented below are return figures, based on the change in the Fund&#8217;s net asset value (&#8220;NAV&#8221;) per share, compared to the annualized distribution rate for this current
      distribution as a percentage of the NAV on the last day of the month prior to distribution record date.</div>
    <div>&#160;</div>
    <div style="font-family: 'Times New Roman',Times,serif; margin-left: 9pt;">Fiscal Year-to-Date (January 1, 2020 to February 29, 2020)</div>
    <table style="font-family: 'Times New Roman',Times,serif; font-size: 10pt; width: 100%; text-align: left; color: rgb(0, 0, 0);" id="z25939db123c6416c93d61061ceb8c0a0" border="0" cellpadding="0" cellspacing="0">

        <tr>
          <td style="width: 80.35%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0); padding-left: 3px; padding-right: 3px;">
            <div style="margin-left: 5.35pt; font-family: 'Times New Roman', Times, serif;">Annualized Distribution Rate as a % of NAV*</div>
          </td>
          <td style="width: 19.65%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0); border-right: 2px solid rgb(0, 0, 0);">
            <div style="text-align: right; margin-right: 14.1pt; font-family: 'Times New Roman', Times, serif;">0%</div>
          </td>
        </tr>
        <tr>
          <td style="width: 80.35%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0); padding-left: 3px; padding-right: 3px;">
            <div style="margin-left: 5.35pt; font-family: 'Times New Roman', Times, serif;">Cumulative Distribution Rate on NAV*</div>
          </td>
          <td style="width: 19.65%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0); border-right: 2px solid rgb(0, 0, 0);">
            <div style="text-align: right; margin-right: 14.1pt; font-family: 'Times New Roman', Times, serif;">0%</div>
          </td>
        </tr>
        <tr>
          <td style="width: 80.35%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0); padding-left: 3px; padding-right: 3px;">
            <div style="margin-left: 5.35pt; font-family: 'Times New Roman', Times, serif;">Cumulative Total Return on NAV**</div>
          </td>
          <td style="width: 19.65%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0); border-right: 2px solid rgb(0, 0, 0);">
            <div style="text-align: right; margin-right: 13.3pt; font-family: 'Times New Roman', Times, serif;">-7.11%</div>
          </td>
        </tr>
        <tr>
          <td style="width: 80.35%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0); border-left: 2px solid rgb(0, 0, 0); border-bottom: 2px solid rgb(0, 0, 0); padding-left: 3px; padding-right: 3px;">
            <div style="margin-left: 5.35pt; font-family: 'Times New Roman', Times, serif;">Average Annual Total Return (in relation to NAV) for</div>
            <div style="margin-left: 5.35pt; font-family: 'Times New Roman', Times, serif;">the five-year period ended February 29, 2020***</div>
          </td>
          <td style="width: 19.65%; vertical-align: top; border-width: 2px; border-style: solid; border-color: rgb(0, 0, 0);">
            <div>&#160;</div>
            <div style="text-align: right; margin-right: 14.1pt; font-family: 'Times New Roman', Times, serif;">4.56%</div>
          </td>
        </tr>

    </table>
    <div>&#160;</div>
    <div>
      <table class="DSPFListTable" id="zea76944c48f94c7e9b5768f4e3ec884c" style="width: 100%; font-family: 'Times New Roman', Times, serif; font-size: 10pt;" cellpadding="0" cellspacing="0">

          <tr style="vertical-align: top;">
            <td style="vertical-align: top; width: 27pt;">
              <div style="text-align: left;"><font style="font-family: 'Times New Roman',Times,serif;">*</font></div>
            </td>
            <td style="align: left; vertical-align: top; width: auto;">
              <div style="text-align: left;"><font style="font-family: 'Times New Roman',Times,serif;">Based on the Fund&#8217;s NAV as of February 29, 2020.</font></div>
            </td>
          </tr>

      </table>
    </div>
    <div>
      <table class="DSPFListTable" id="zcfa9994f44b4427bb3d56a3bd96f64be" style="width: 100%; font-family: 'Times New Roman', Times, serif; font-size: 10pt;" cellpadding="0" cellspacing="0">

          <tr style="vertical-align: top;">
            <td style="vertical-align: top; width: 27pt;">
              <div style="text-align: left; font-family: 'Times New Roman',Times,serif;">**</div>
            </td>
            <td style="align: left; vertical-align: top; width: auto;">
              <div style="text-align: left; font-family: 'Times New Roman',Times,serif;">Cumulative fiscal year-to-date return is based on the change in NAV including distributions paid and assuming reinvestment of these distributions for the period
                January 1, 2020 through February 29, 2020.</div>
            </td>
          </tr>

      </table>
    </div>
    <div>
      <table class="DSPFListTable" id="z3945b888e6b44aae836e001a3df95688" style="width: 100%; font-family: 'Times New Roman', Times, serif; font-size: 10pt;" cellpadding="0" cellspacing="0">

          <tr style="vertical-align: top;">
            <td style="vertical-align: top; width: 27pt;">
              <div style="text-align: left; font-family: 'Times New Roman',Times,serif;">***</div>
            </td>
            <td style="align: left; vertical-align: top; width: auto;">
              <div style="text-align: left; font-family: 'Times New Roman',Times,serif;">Average annual total return is based on change in NAV including distributions paid and assuming reinvestment of these distributions and is through the last business
                day of the month prior to the month of the current distribution record date.</div>
            </td>
          </tr>

      </table>
    </div>
    <div>&#160;</div>
    <div><br>
    </div>
    <div style="text-align: justify; font-family: 'Times New Roman',Times,serif;">The payment of distributions in accordance with the Plan may result in a decrease in the Fund&#8217;s net assets.&#160; A decrease in the Fund&#8217;s net assets may cause an increase in the
      Fund&#8217;s annual operating expense ratio and a decrease in the Fund&#8217;s market price per share to the extent the market price correlates closely to the Fund&#8217;s NAV per share.&#160; The Plan also may negatively affect the Fund&#8217;s investment activities to the
      extent that the Fund is required to hold larger cash positions than it typically would hold or to the extent that the Fund must liquidate securities that it would not have sold, for the purpose of paying the distribution.</div>
    <div><br>
    </div>
    <div style="text-align: justify; font-family: 'Times New Roman',Times,serif;">The current distribution amount of $0.1404 per share of the Fund&#8217;s common stock equates to an annualized distribution rate of 6.00% based on the Fund&#8217;s NAV per share as of
      October 31, 2019.&#160; The annualized rate is expected to change over time as the Fund&#8217;s NAV varies. The Board will review periodically the terms of the Plan, including at least annually to determine whether to adjust the amount or the calculation of the
      distribution rate, which may be affected by numerous factors, including changes in realized and projected market returns, Fund performance and other factors.&#160; The Board may amend the terms of the Plan or terminate the Plan at any time without prior
      notice to the Fund&#8217;s stockholders.&#160; The amendment or termination of the Plan could have an adverse effect on the market price of the Fund&#8217;s shares of common stock.</div>
    <div><br>
    </div>
    <div><br>
    </div>
    <div style="text-align: justify; font-family: 'Times New Roman',Times,serif;">For additional information, please contact the Fund at (800) 730-2932.</div>
    <div style="text-align: justify; font-family: 'Times New Roman',Times,serif;"> <br>
    </div>
    <div style="text-align: justify; font-family: 'Times New Roman',Times,serif;"> <br>
    </div>
    <div style="text-align: justify; font-family: 'Times New Roman',Times,serif;"> <br>
    </div>
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          <tr>
            <td style="width: 100%; vertical-align: top;">
              <div style="text-align: center; margin-left: 1pt; font-family: 'Times New Roman',Times,serif;">-<font id="DSPFPageNumber">2</font>-</div>
            </td>
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      </table>
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</SEC-DOCUMENT>
