8-K/A 1 cnty-20191101x8ka.htm 8-K/A cnty-form8KAQ3

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549



FORM 8-K/A

(Amendment No. 1)





CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934



Date of Report (Date of earliest event reported): November 4, 2019





CENTURY CASINOS, INC.

(Exact Name of Registrant as specified in its charter)





 

 

Delaware

0-22900

84-1271317

(State or other jurisdiction

(Commission

(I.R.S. Employer

of incorporation)

File Number)

Identification Number)



 



 

455 E. Pikes Peak Ave., Suite 210, Colorado Springs, Colorado

80903

(Address of principal executive offices)

(Zip Code)



 

Registrant’s telephone number, including area code:

719-527-8300



Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:



☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)



☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)



☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))



☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))



Securities registered pursuant to Section 12(b) of the Act:





 

 

Title of each class

Trading Symbol(s)

Name of each exchange on which registered

Common Stock, $0.01 Per Share Par Value

CNTY

Nasdaq Capital Market, Inc.



Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).



Emerging growth company  ☐



If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐



 

Explanatory Note



On November 4, 2019, Century Casinos, Inc. (the “Company”) filed a Current Report on Form 8-K (the “Initial Form 8-K”) to report its financial results for the third quarter of 2019. The Initial Form 8-K included a press release, furnished as Exhibit 99.1, reporting its financial results for the third quarter of 2019, and a presentation, furnished as Exhibit 99.2, to be used in connection with the Company’s third quarter 2019 earnings conference call on Monday, November 4, 2019, and for future meetings with investors, stockholders and analysts. The press release and presentation contained a typographical error in the calculation of pro forma adjusted EBITDA for the 12 months ended September 30, 2019. A corrected press release and presentation are furnished as Exhibit 99.1 and Exhibit 99.2, respectively, to this Amended Report on Form 8-K.



Item 2.02     Results of Operations and Financial Condition.



On November 4, 2019, the Company issued a press release reporting its financial results for the third quarter of 2019. The press release was reissued on November 5, 2019 to make certain corrections. A copy of the corrected press release is being furnished as Exhibit 99.1 to this Amended Report on Form 8-K.

 

Item 7.01    Regulation FD Disclosure.



The Company is furnishing as Exhibit 99.2 a corrected presentation to be used in connection with future meetings with investors, stockholders and analysts.



The information in this report and in Exhibit 99.1 and Exhibit 99.2 attached hereto (i) is being furnished and shall not be deemed “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, and (ii) shall not be incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.



This report (including Exhibit 99.1 and Exhibit 99.2) may contain forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. These statements are based on the current beliefs and expectations of the Company’s management and are subject to significant risks and uncertainties. Actual results may differ from those set forth in the forward-looking statements. Factors that could cause the Company’s actual results to differ materially from those described in the forward-looking statements can be found in the Company’s Annual Report on Form 10-K for the year ended December 31, 2018 that has been filed with the Securities and Exchange Commission. The Company does not undertake to update the forward-looking statements to reflect the impact of circumstances or events that may arise after the date of the forward-looking statements.



 

Item 9.01     Financial Statements and Exhibits.



(d)  Exhibits







SIGNATURE



Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.





Century Casinos, Inc.



Date: November 5, 2019

By: /s/ Margaret Stapleton

Margaret  Stapleton

Chief Financial Officer