<SEC-DOCUMENT>0001437749-19-010905-index.html : 20190528 <SEC-HEADER>0001437749-19-010905.hdr.sgml : 20190528 <ACCEPTANCE-DATETIME>20190528164446 ACCESSION NUMBER: 0001437749-19-010905 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 12 CONFORMED PERIOD OF REPORT: 20190523 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Unregistered Sales of Equity Securities ITEM INFORMATION: Regulation FD Disclosure ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20190528 DATE AS OF CHANGE: 20190528 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Diffusion Pharmaceuticals Inc. CENTRAL INDEX KEY: 0001053691 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 300645032 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-37942 FILM NUMBER: 19858361 BUSINESS ADDRESS: STREET 1: 2020 AVON COURT STREET 2: SUITE 4 CITY: CHARLOTTESVILLE STATE: VA ZIP: 22902 BUSINESS PHONE: (434) 220-0718 MAIL ADDRESS: STREET 1: 2020 AVON COURT STREET 2: SUITE 4 CITY: CHARLOTTESVILLE STATE: VA ZIP: 22902 FORMER COMPANY: FORMER CONFORMED NAME: RestorGenex Corp DATE OF NAME CHANGE: 20140307 FORMER COMPANY: FORMER CONFORMED NAME: Stratus Media Group, Inc DATE OF NAME CHANGE: 20080722 FORMER COMPANY: FORMER CONFORMED NAME: FERIS INTERNATIONAL, INC. DATE OF NAME CHANGE: 20080228 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>dffn20190525_8k.htm <DESCRIPTION>FORM 8-K <TEXT> Document 1 - file: dffn20190525_8k.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.1 <SEQUENCE>2 <FILENAME>ex_145858.htm <DESCRIPTION>EXHIBIT 4.1 <TEXT> Document 2 - file: ex_145858.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.2 <SEQUENCE>3 <FILENAME>ex_145859.htm <DESCRIPTION>EXHIBIT 4.2 <TEXT> Document 3 - file: ex_145859.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-5.1 <SEQUENCE>4 <FILENAME>ex_145860.htm <DESCRIPTION>EXHIBIT 5.1 <TEXT> Document 4 - file: ex_145860.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.1 <SEQUENCE>5 <FILENAME>ex_145861.htm <DESCRIPTION>EXHIBIT 10.1 <TEXT> Document 5 - file: ex_145861.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.2 <SEQUENCE>6 <FILENAME>ex_145862.htm <DESCRIPTION>EXHIBIT 10.2 <TEXT> Document 6 - file: ex_145862.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>7 <FILENAME>ex_145863.htm <DESCRIPTION>EXHIBIT 99.1 <TEXT> Document 7 - file: ex_145863.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.2 <SEQUENCE>8 <FILENAME>ex_145926.htm <DESCRIPTION>EXHIBIT 99.2 <TEXT> Document 8 - file: ex_145926.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>9 <FILENAME>a1.jpg <TEXT> Document 9 - file: a1.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>10 <FILENAME>ex_145926img001.jpg <TEXT> Document 10 - file: ex_145926img001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>11 <FILENAME>image0x.jpg <TEXT> Document 11 - file: image0x.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>12 <FILENAME>image0y.jpg <TEXT> Document 12 - file: image0y.jpg
</DOCUMENT> </SEC-DOCUMENT>