<SEC-DOCUMENT>0001003297-21-000004.txt : 20210106
<SEC-HEADER>0001003297-21-000004.hdr.sgml : 20210106
<ACCEPTANCE-DATETIME>20210106085515
ACCESSION NUMBER:		0001003297-21-000004
CONFORMED SUBMISSION TYPE:	8-K
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20210105
ITEM INFORMATION:		Regulation FD Disclosure
FILED AS OF DATE:		20210106
DATE AS OF CHANGE:		20210106

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			MECHANICAL TECHNOLOGY INC
		CENTRAL INDEX KEY:			0000064463
		STANDARD INDUSTRIAL CLASSIFICATION:	MEASURING & CONTROLLING DEVICES, NEC [3829]
		IRS NUMBER:				141462255
		STATE OF INCORPORATION:			NY
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		8-K
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	000-06890
		FILM NUMBER:		21509118

	BUSINESS ADDRESS:	
		STREET 1:		325 WASHINGTON AVENUE EXTENSION
		CITY:			ALBANY
		STATE:			NY
		ZIP:			12205
		BUSINESS PHONE:		518-218-2500

	MAIL ADDRESS:	
		STREET 1:		325 WASHINGTON AVENUE EXTENSION
		CITY:			ALBANY
		STATE:			NY
		ZIP:			12205
</SEC-HEADER>
<DOCUMENT>
<TYPE>8-K
<SEQUENCE>1
<FILENAME>mti8k010621.htm
<TEXT>

<HTML>
<HEAD>
   <TITLE>Prepared by EDGARX.com</TITLE>
</HEAD>

<BODY bgcolor="#ffffff">


<A name="page_1"></A>

<P align="center">
<B><FONT face="serif">UNITED STATES <br>
SECURITIES AND EXCHANGE COMMISSION <br>
Washington, D.C. 20549 </FONT></B>
</P>
<P align="center">
<B><FONT face="serif">FORM 8-K </FONT></B>
</P>
<P align="center">
<B><FONT face="serif">CURRENT REPORT <br>
Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 </FONT></B>
</P>
<P align="center">
<FONT face="serif">Date of Report (Date of Earliest Event Reported): </FONT><U>
<FONT face="serif">January 5, 2021</FONT></U><FONT face="serif"> </FONT>
</P>
<P align="center">
<u>
<B><FONT face="serif">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; MECHANICAL TECHNOLOGY, INCORPORATED</FONT></B><FONT face="serif">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;
<br>
</FONT></u><FONT size=2 face="serif">(Exact name of registrant as specified in its charter) </FONT>
</P>
<TABLE width="100%" border=0 cellspacing=0 cellpadding=0>
<TR>
   <TD style="border-bottom: 1px solid #000000">
	<p align="center"><font size="2">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</font><font size="2" face="serif">New York</font></TD>
   <TD align="center" width="21%" style="border-bottom: 1px solid #000000"><FONT size=2 face="serif">000-06890</FONT></TD>
   <TD align="center" width="33%" style="border-bottom: 1px solid #000000"><FONT size=2 face="serif">14-1462255</FONT></TD>
</TR>
<TR>
   <TD>
	<p align="center"><FONT size=2 face="serif">(State or Other Jurisdiction</FONT></TD>
   <TD align="right" width="21%">
	<p align="center"><FONT size=2 face="serif">(Commission</FONT></TD>
   <TD align="center" width="33%"><FONT size=2 face="serif">(IRS Employer</FONT></TD>
</TR>
<TR>
   <TD>
	<p align="center">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;<FONT size=2 face="serif">of Incorporation)</FONT></TD>
   <TD align="right" width="21%">
	<p align="center"><FONT size=2 face="serif">File Number)</FONT></TD>
   <TD align="center" width="33%"><FONT size=2 face="serif">Identification No.)</FONT></TD>
</TR>
<TR>
   <TD>&nbsp;</TD>
   <TD>&nbsp;</TD>
   <TD>&nbsp;</TD>
</TR>
<TR>
   <TD colspan=2 width="68%" style="border-bottom: 1px solid #000000">
	<p align="center"><FONT size=2 face="serif">325 Washington Avenue Extension, Albany, New York</FONT></TD>
   <TD align="center" width="33%" style="border-bottom: 1px solid #000000"><FONT size=2 face="serif">12205</FONT></TD>
</TR>
<TR>
   <TD colspan=2 width="68%">
	<p align="center"><FONT size=2 face="serif">(Address of Principal Executive Offices)</FONT></TD>
   <TD align="center" width="33%"><FONT size=2 face="serif">(Zip Code)</FONT></TD>
</TR>
</TABLE>
<P align="center">
<FONT size=2 face="serif">Registrant&#146;s Telephone Number, Including Area Code:
<u>(518) 218-2550 </u> </FONT>
</P>
<P align="center">
<FONT size=2 face="serif">
__________________________________________________________________________<br>
(Former Name or Former Address, If Changed Since Last Report) </FONT>
</P>
<P>
<FONT size=2 face="serif">Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (</FONT><I><FONT size=2
face="serif">see</FONT></I><FONT size=2 face="serif"> General Instruction A.2. below): </FONT>
</P>
<P>
<FONT size=2 face="serif">&#9744; &nbsp;&nbsp;&nbsp; Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) </FONT>
</P>
<P>
<FONT size=2 face="serif">&#9744;&nbsp;&nbsp;&nbsp;&nbsp; Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) </FONT>
</P>
<P>
<FONT size=2 face="sans-serif"> </FONT>
<FONT size=2 face="serif">&#9744;&nbsp;&nbsp;&nbsp;&nbsp; Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) </FONT>
</P>
<P>
<FONT size=2 face="sans-serif"> </FONT>
<FONT size=2 face="serif">&#9744;&nbsp;&nbsp;&nbsp;&nbsp; Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) </FONT>
</P>
<P>
<FONT size=2 face="serif">Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (&sect;230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934
(&sect;240.12b-2 of this chapter). </FONT>
</P>
<P align="right">
<FONT size=2 face="serif">Emerging growth company &#9745;</FONT></P>
<P>
<FONT size=2 face="serif">If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section
13(a) of the Exchange Act. </FONT><FONT size=2 face="sans-serif"> </FONT>
<FONT size=2 face="serif">&#9744;</FONT></P>

<HR noshade align="center" width="100%" size=2> <p style="page-break-after: always"></p>


<A name="page_2"></A>

<P>
<B><FONT size=2 face="serif">Section 7 &#150; Regulation FD </FONT></B>
</P>
<P>
<B><FONT size=2 face="serif">Item 7.01 Regulation FD Disclosure </FONT></B>
</P>
<P>
&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;<FONT size=2 face="serif">On January 5, 2021, Management of Mechanical Technology, Incorporated (the &#147;Company&#148;) participated in a conversation with a shareholder. The conversation included business topics as
such: Growth strategy and markets for MTI Instruments, EcoChain&#146;s strategy, differentiation and growth model, Company synergies and capital funding roadmap. The official transcript audio is available at the Company&#146;s website, specifically
located in the &#147;Current Audio Postings&#148; in the Overview tab of the Investors section of the site. </FONT>
</P>
<P>
<U><FONT color="#0000ff" size=2 face="serif">https://www.mechtech.com/investors/</FONT></U>
</P>
<P>
&nbsp;</P>
<P>
&nbsp;</P>
<P>
&nbsp;</P>
<P>
&nbsp;</P>
<P>
&nbsp;</P>
<P>
&nbsp;</P>
<P>
&nbsp;</P>
<P>
&nbsp;</P>
<P>
&nbsp;</P>

<HR noshade align="center" width="100%" size=2> <p style="page-break-after: always"></p>


<A name="page_3"></A>

<P align="center">
<B><U><FONT face="serif">SIGNATURES</FONT></U><FONT face="serif"> </FONT></B>
</P>
<P>
<FONT face="serif">Pursuant to the requirement of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.</FONT>
</P>
<TABLE width="100%" border=0 cellspacing=0 cellpadding=0>
<TR>
   <TD>&nbsp;</TD>
   <TD colspan=2 width="58%"><FONT size=2 face="serif">MECHANICAL TECHNOLOGY, INCORPORATED</FONT></TD>
</TR>
<TR>
   <TD>&nbsp;</TD>
   <TD>&nbsp;</TD>
   <TD>&nbsp;</TD>
</TR>
<TR>
   <TD>&nbsp;</TD>
   <TD>&nbsp;</TD>
   <TD>&nbsp;</TD>
</TR>
<TR>
   <TD><FONT size=2 face="serif">Date: January 6, 2021</FONT></TD>
   <TD width="13%"><FONT size=2 face="serif">By:</FONT></TD>
   <TD width="47%">
	<div style="border-bottom: 1px solid #000000">
		/s/ <FONT size=2 face="serif">Jessica L. Thomas</FONT></div>
	</TD>
</TR>
<TR>
   <TD>&nbsp;</TD>
   <TD width="13%"><FONT size=2 face="serif">Name:</FONT></TD>
   <TD width="47%"><FONT size=2 face="serif">Jessica L. Thomas</FONT></TD>
</TR>
<TR>
   <TD>&nbsp;</TD>
   <TD width="13%"><FONT size=2 face="serif">Title:</FONT></TD>
   <TD width="47%"><FONT size=2 face="serif">Chief Financial Officer</FONT></TD>
</TR>
</TABLE>

</BODY>

</HTML>

</TEXT>
</DOCUMENT>
</SEC-DOCUMENT>
