<SEC-DOCUMENT>0001213900-25-000801-index.html : 20250103 <SEC-HEADER>0001213900-25-000801.hdr.sgml : 20250103 <ACCEPTANCE-DATETIME>20250103163003 ACCESSION NUMBER: 0001213900-25-000801 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 17 CONFORMED PERIOD OF REPORT: 20250103 FILED AS OF DATE: 20250103 DATE AS OF CHANGE: 20250103 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lichen China Ltd CENTRAL INDEX KEY: 0001876766 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT CONSULTING SERVICES [8742] ORGANIZATION NAME: 07 Trade & Services IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-41493 FILM NUMBER: 25506769 BUSINESS ADDRESS: STREET 1: B2306, BLOCK B TOWER 3, STREET 2: JINJIANG WANDA PLAZA COMMERCIAL COMPLEX CITY: JINJIANG CITY, FUJIAN PROVINCE STATE: F4 ZIP: 00000 BUSINESS PHONE: (86) 4008350088 MAIL ADDRESS: STREET 1: B2306, BLOCK B TOWER 3, STREET 2: JINJIANG WANDA PLAZA COMMERCIAL COMPLEX CITY: JINJIANG CITY, FUJIAN PROVINCE STATE: F4 ZIP: 00000 </SEC-HEADER> <DOCUMENT> <TYPE>6-K <SEQUENCE>1 <FILENAME>ea0226714-6k_lichen.htm <DESCRIPTION>REPORT OF FOREIGN PRIVATE ISSUER <TEXT> Document 1 - file: ea0226714-6k_lichen.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.1 <SEQUENCE>2 <FILENAME>ea022671401ex4-1_lichen.htm <DESCRIPTION>FORM OF THE FIRST CLOSING PRE-FUNDED WARRANTS <TEXT> Document 2 - file: ea022671401ex4-1_lichen.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.2 <SEQUENCE>3 <FILENAME>ea022671401ex4-2_lichen.htm <DESCRIPTION>FORM OF THE SECOND CLOSING PRE-FUNDED WARRANTS <TEXT> Document 3 - file: ea022671401ex4-2_lichen.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-5.1 <SEQUENCE>4 <FILENAME>ea022671401ex5-1_lichen.htm <DESCRIPTION>OPINION OF APPLEBY, DATED DECEMBER 27, 2024 <TEXT> Document 4 - file: ea022671401ex5-1_lichen.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-5.2 <SEQUENCE>5 <FILENAME>ea022671401ex5-2_lichen.htm <DESCRIPTION>OPINION OF ORTOLI ROSENSTADT LLP <TEXT> Document 5 - file: ea022671401ex5-2_lichen.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-5.3 <SEQUENCE>6 <FILENAME>ea022671401ex5-3_lichen.htm <DESCRIPTION>OPINION OF APPLEBY, DATED DECEMBER 31, 2024 <TEXT> Document 6 - file: ea022671401ex5-3_lichen.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-5.4 <SEQUENCE>7 <FILENAME>ea022671401ex5-4_lichen.htm <DESCRIPTION>OPINION OF ORTOLI ROSENSTADT LLP <TEXT> Document 7 - file: ea022671401ex5-4_lichen.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.1 <SEQUENCE>8 <FILENAME>ea022671401ex10-1_lichen.htm <DESCRIPTION>PLACEMENT AGENCY AGREEMENT, DATED DECEMBER 26, 2024, BY AND BETWEEN THE COMPANY AND UNIVEST SECURITIES, LLC <TEXT> Document 8 - file: ea022671401ex10-1_lichen.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.2 <SEQUENCE>9 <FILENAME>ea022671401ex10-2_lichen.htm <DESCRIPTION>FORM OF SECURITIES PURCHASE AGREEMENT, DATED DECEMBER 26, 2024, BY AND AMONG THE COMPANY AND THE PURCHASERS THERETO <TEXT> Document 9 - file: ea022671401ex10-2_lichen.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.3 <SEQUENCE>10 <FILENAME>ea022671401ex10-3_lichen.htm <DESCRIPTION>PLACEMENT AGENCY AGREEMENT, DATED DECEMBER 29, 2024, BY AND BETWEEN THE COMPANY AND UNIVEST SECURITIES, LLC <TEXT> Document 10 - file: ea022671401ex10-3_lichen.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.4 <SEQUENCE>11 <FILENAME>ea022671401ex10-4_lichen.htm <DESCRIPTION>FORM OF SECURITIES PURCHASE AGREEMENT, DATED DECEMBER 29, 2024, BY AND AMONG THE COMPANY AND THE PURCHASERS THERETO <TEXT> Document 11 - file: ea022671401ex10-4_lichen.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>12 <FILENAME>ea022671401ex99-1_lichen.htm <DESCRIPTION>PRESS RELEASE <TEXT> Document 12 - file: ea022671401ex99-1_lichen.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.2 <SEQUENCE>13 <FILENAME>ea022671401ex99-2_lichen.htm <DESCRIPTION>PRESS RELEASE <TEXT> Document 13 - file: ea022671401ex99-2_lichen.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>14 <FILENAME>ex5-1_001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 14 - file: ex5-1_001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>15 <FILENAME>ex5-2_001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 15 - file: ex5-2_001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>16 <FILENAME>ex5-3_001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 16 - file: ex5-3_001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>17 <FILENAME>ex5-4_001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 17 - file: ex5-4_001.jpg
</DOCUMENT> </SEC-DOCUMENT>