XML 27 R17.htm IDEA: XBRL DOCUMENT v3.8.0.1
C. STOCKHOLDERS EQUITY (Tables)
 3 Months Ended
Dec. 31, 2017
C. Stockholders Equity Tables  
Stock options, stock bonuses and compensation granted by the Company

Stock options, stock bonuses and compensation granted by the Company as of December 31, 2017 are as follows:

 

Name of Plan   Total Shares Reserved Under Plans     Shares Reserved for Outstanding Options     Shares Issued     Remaining Options/Shares Under Plans  
                         
Incentive Stock Options Plans     138,400       124,758       N/A       454  
Non-Qualified Stock Option Plans     1,187,200       1,107,054       N/A       46,798  
Stock Bonus Plans     383,760       N/A       222,574       161,153  
Stock Compensation Plan     134,000       N/A       115,590       18,410  
Incentive Stock Bonus Plan     640,000       N/A       624,000       16,000  

 

Stock options, stock bonuses and compensation granted by the Company as of September 30, 2017 are as follows:

 

Name of Plan

   Total Shares Reserved Under Plans     Shares Reserved for Outstanding Options     Shares Issued     Remaining Options/Shares Under Plans  
                         
Incentive Stock Option Plans     138,400       124,758       N/A       454  
Non-Qualified Stock Option Plans     1,187,200       1,115,086       N/A       42,830  
Bonus Plans     383,760       N/A       206,390       177,337  
Stock Compensation Plan     134,000       N/A       115,590       18,410  
Incentive Stock Bonus Plan     640,000       N/A       624,000       16,000  

 

    Three Months Ended December 31,  
    2017     2016  
Granted     10,300       -  
Expired     17,523       15,081  
Forfeited     809       -  
Schedule of employees and non-employees stock compensation
    Three months Ended December 31,  
    2017     2016  
Employees   $ 1,448,098     $ 312,375  
Non-employees   $ 42,342     $ 78,553  
Derivative Liabilities, Warrants and Other Options
Warrant Issue Date Shares Issuable upon Exercise of Warrants Exercise Price Expiration Date Reference
           
Series DD 12/8/2016 1,360,960 $4.50 3/1/2018 1
Series EE 12/8/2016 1,360,960 $4.50 3/1/2018 1
Series N 8/18/2008 85,339 $3.00 8/18/2018 -
Series S 10/11/13- 10/24/14 1,037,120 $31.25 10/11/2018 1
Series V 5/28/2015 810,127 $19.75 5/28/2020 1
Series W 10/28/2015 688,930 $16.75 10/28/2020 1
Series X 1/13/2016 120,000 $9.25 1/13/2021 -
Series Y 2/15/2016 26,000 $12.00 2/15/2021 -
Series ZZ 5/23/2016 20,000 $13.75 5/18/2021 1
Series BB 8/26/2016 16,000 $13.75 8/22/2021 1
Series Z 5/23/2016 264,000 $13.75 11/23/2021 1
Series FF 12/8/2016 68,048 $3.91 12/1/2021 1
Series CC 12/8/2016 680,480 $5.00 12/8/2021 1
Series HH 2/23/2017 20,000 $3.13 2/16/2022 1
Series AA 8/26/2016 200,000 $13.75 2/22/2022 1
Series JJ 3/14/2017 30,000 $3.13 3/8/2022 1
Series LL 4/30/2017 26,398 $3.59 4/30/2022 1
Series MM 6/22/2017 893,491 $1.86 6/22/2022 -
Series NN 7/24/2017 539,300 $2.52 7/24/2022 -
Series OO 7/31/2017 60,000 $2.52 7/31/2022 -
Series QQ 8/22/2017 87,500 $2.50 8/22/2022 -
Series GG 2/23/2017 400,000 $3.00 8/23/2022 1
Series II 3/14/2017 600,000 $3.00 9/14/2022 1
Series RR 10/30/2017 583,057 $1.65 10/30/2022 2
Series KK 5/3/2017 395,970 $3.04 11/3/2022 1
Series SS 12/19/2017 1,289,478 $2.09 12/18/2022 2
Series PP 8/28/2017 1,750,000 $2.30 2/28/2023 -
Consultants 3/30/15- 7/28/17 40,000 $2.18- $25.50 3/29/18- 7/27/27 3
Tabular disclosure of derivative liabilities at fair value
    December 31, 2017     September 30, 2017  
             
Series S warrants   $ 19,705     $ 32,773  
Series V warrants     171,225       72,912  
Series W warrants     213,221       83,754  
Series Z warrants     132,751       77,216  
Series ZZ warrants     8,096       4,753  
Series AA warrants     112,447       65,087  
Series BB warrants     6,953       4,322  
Series CC warrants     591,041       394,220  
Series DD warrants     9       5,492  
Series EE warrants     9       5,492  
Series FF warrants     65,201       47,154  
Series GG warrants     457,305       342,173  
Series HH warrants     21,676       16,014  
Series II warrants     690,442       511,636  
Series JJ warrants     32,745       24,203  
Series KK warrants     460,747       345,720  
Series LL warrants     28,059       20,481  
                 
Total warrant liabilities   $ 3,011,632     $ 2,053,402  
Schedule Of Gains and (Losses) on Derivative Liabilities
    2017     2016  
Series S Warrants   $ 13,068     $ 2,621,321  
Series V warrants     (98,313 )     1,417,721  
Series W warrants     (129,467 )     1,667,604  
Series Z warrants     (55,535 )     868,787  
Series ZZ warrants     (3,343 )     63,884  
Series AA warrants     (47,360 )     679,569  
Series BB warrants     (2,631 )     52,672  
Series CC warrants     (196,821 )     604,492  
Series DD warrants     5,483       370,919  
Series EE warrants     5,483       514,603  
Series FF warrants     (18,047 )     66,740  
Series GG warrants     (115,132 )     -  
Series HH warrants     (5,662 )     -  
Series II warrants     (178,806 )     -  
Series JJ warrants     (8,542 )     -  
Series KK warrants     (115,027 )     -  
Series LL warrants     (7,578 )     -  
Net (loss) gain on warrant liabilities   $ (958,230 )   $ 8,928,312