XML 26 R17.htm IDEA: XBRL DOCUMENT

C. STOCKHOLDERS EQUITY (Tables)

6 Months Ended

Mar. 31, 2018

C. Stockholders Equity Tables

Stock options, stock bonuses and compensation granted by the Company

Stock options, stock bonuses and compensation granted by the Company as of March 31, 2018 are as follows:

Name of Plan		Total Shares Reserved Under Plans				Shares Reserved for Outstanding Options				Shares Issued				Remaining Options/Shares Under Plans

Incentive Stock Options Plans			138,400				123,558				N/A				385
Non-Qualified Stock Option Plans			1,187,200				1,100,814				N/A				45,341
Stock Bonus Plans			383,760				N/A				248,475				135,252
Stock Compensation Plan			134,000				N/A				115,590				18,410
Incentive Stock Bonus Plan			640,000				N/A				624,000				16,000

Stock options, stock bonuses and compensation granted by the Company as of September 30, 2017 are as follows:

Name of Plan		Total Shares Reserved Under Plans				Shares Reserved for Outstanding Options				Shares Issued				Remaining Options/Shares Under Plans

Incentive Stock Option Plans			138,400				124,758				N/A				454
Non-Qualified Stock Option Plans			1,187,200				1,115,086				N/A				42,830
Bonus Plans			383,760				N/A				206,390				177,337
Stock Compensation Plan			134,000				N/A				115,590				18,410
Incentive Stock Bonus Plan			640,000				N/A				624,000				16,000

Stock option activity:

		Six Months Ended March 31,
		2018				2017
Granted			10,300				-
Expired			24,379				15,281
Forfeited			1,393				1,061

		Three Months Ended March 31,
		2018				2017
Granted			-				-
Expired			584				200
Forfeited			6,856				1,061

Schedule of employees and non-employees stock compensation

		Six months Ended March 31,
		2018				2017
Employees		$	1,727,915			$	677,755
Non-employees		$	157,991			$	112,778

		Three months Ended March 31,
		2018				2017
Employees		$	279,817			$	365,380
Non-employees		$	115,649			$	34,225

Derivative Liabilities, Warrants and Other Options

Warrant		Issue Date		Shares Issuable upon Exercise of Warrants		Exercise Price		Expiration Date		Reference

Series DD		12/8/2016		1,360,960		$4.50		7/1/2018		1
Series EE		12/8/2016		1,360,960		$4.50		7/1/2018		1
Series N		8/18/2008		85,339		$3.00		8/18/2018		*
Series S		10/11/13- 10/24/14		1,037,120		$3.00		10/11/2018		1
Series V		5/28/2015		810,127		$19.75		5/28/2020		1
Series W		10/28/2015		688,930		$16.75		10/28/2020		1
Series X		1/13/2016		120,000		$9.25		1/13/2021		*
Series Y		2/15/2016		26,000		$12.00		2/15/2021		*
Series ZZ		5/23/2016		20,000		$13.75		5/18/2021		1
Series BB		8/26/2016		16,000		$13.75		8/22/2021		1
Series Z		5/23/2016		264,000		$13.75		11/23/2021		1
Series FF		12/8/2016		68,048		$3.91		12/1/2021		1
Series CC		12/8/2016		680,480		$5.00		12/8/2021		1
Series HH		2/23/2017		20,000		$3.13		2/16/2022		1
Series AA		8/26/2016		200,000		$13.75		2/22/2022		1
Series JJ		3/14/2017		30,000		$3.13		3/8/2022		1
Series LL		4/30/2017		26,398		$3.59		4/30/2022		1
Series MM		6/22/2017		893,491		$1.86		6/22/2022		*
Series NN		7/24/2017		539,300		$2.52		7/24/2022		*
Series OO		7/31/2017		60,000		$2.52		7/31/2022		*
Series QQ		8/22/2017		87,500		$2.50		8/22/2022		*
Series GG		2/23/2017		400,000		$3.00		8/23/2022		1
Series II		3/14/2017		600,000		$3.00		9/14/2022		1
Series RR		10/30/2017		583,057		$1.65		10/30/2022		2
Series KK		5/3/2017		395,970		$3.04		11/3/2022		1
Series SS		12/19/2017		1,289,478		$2.09		12/18/2022		2
Series TT		2/5/2018		1,875,860		$2.24		2/5/2023		2
Series PP		8/28/2017		1,750,000		$2.30		2/28/2023		*
Consultants		7/1/15- 7/28/17		38,400		$2.18- $16.50		6/30/18- 7/27/27		3

*No current period changes occurred relating to these warrants.

Tabular disclosure of derivative liabilities at fair value

		March 31, 2018				September 30, 2017

Series S warrants		$	20,847			$	32,773
Series V warrants			76,457				72,912
Series W warrants			107,885				83,754
Series Z warrants			69,122				77,216
Series ZZ warrants			4,564				4,753
Series AA warrants			56,411				65,087
Series BB warrants			4,029				4,322
Series CC warrants			352,301				394,220
Series DD warrants			36				5,492
Series EE warrants			36				5,492
Series FF warrants			39,853				47,154
Series GG warrants			304,754				342,173
Series HH warrants			13,331				16,014
Series II warrants			461,028				511,636
Series JJ warrants			20,193				24,203
Series KK warrants			308,796				345,720
Series LL warrants			17,174				20,481

Total warrant liabilities		$	1,856,817			$	2,053,402

Schedule Of Gains and (Losses) on Derivative Liabilities

The table below presents the gains and (losses) on the warrant liabilities for the six months ended March 31:

		2018				2017
Series S Warrants		$	11,927			$	2,579,836
Series V warrants			(3,547	)			1,417,721
Series W warrants			(24,131	)			1,609,415
Series Z warrants			8,095				828,263
Series ZZ warrants			189				61,195
Series AA warrants			8,676				646,665
Series BB warrants			293				50,338
Series CC warrants			41,919				429,869
Series DD warrants			5,456				413,948
Series EE warrants			5,456				512,238
Series FF warrants			7,301				47,166
Series GG warrants			37,419				108,211
Series HH warrants			2,683				5,340
Series II warrants			50,608				161,419
Series JJ warrants			4,010				7,988
Series KK warrants			36,924				-
Series LL warrants			3,307				-
Net gain on warrant liabilities		$	196,585			$	8,879,612

The table below presents the gains and (losses) on the warrant liabilities for the three months ended March 31:

		2018				2017
Series S Warrants		$	(1,141	)		$	(41,485	)
Series V warrants			94,766				-
Series W warrants			105,336				(58,189	)
Series Z warrants			63,630				(40,524	)
Series ZZ warrants			3,532				(2,689	)
Series AA warrants			56,036				(32,904	)
Series BB warrants			2,924				(2,334	)
Series CC warrants			238,740				(174,623	)
Series DD warrants			(27	)			43,029
Series EE warrants			(27	)			(2,365	)
Series FF warrants			25,348				(19,574	)
Series GG warrants			152,551				108,211
Series HH warrants			8,345				5,340
Series II warrants			229,414				161,419
Series JJ warrants			12,552				7,988
Series KK warrants			151,951				-
Series LL warrants			10,885				-
Net gain (loss) on warrant liabilities		$	1,154,815			$	(48,700	)