<SEC-DOCUMENT>0001104659-17-000932.txt : 20170105
<SEC-HEADER>0001104659-17-000932.hdr.sgml : 20170105
<ACCEPTANCE-DATETIME>20170105162227
ACCESSION NUMBER:		0001104659-17-000932
CONFORMED SUBMISSION TYPE:	D
PUBLIC DOCUMENT COUNT:		1
ITEM INFORMATION:		<ITEMS>06b
FILED AS OF DATE:		20170105
DATE AS OF CHANGE:		20170105
EFFECTIVENESS DATE:		20170105

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			BROADWAY FINANCIAL CORP \DE\
		CENTRAL INDEX KEY:			0001001171
		STANDARD INDUSTRIAL CLASSIFICATION:	SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
		IRS NUMBER:				954547287
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		D
		SEC ACT:		1933 Act
		SEC FILE NUMBER:	021-277740
		FILM NUMBER:		17510991

	BUSINESS ADDRESS:	
		STREET 1:		4800 WILSHIRE BLVD
		CITY:			LOS ANGELES
		STATE:			CA
		ZIP:			90010
		BUSINESS PHONE:		2136341700

	MAIL ADDRESS:	
		STREET 1:		4800 WILSHIRE BLVD
		CITY:			LOS ANGELES
		STATE:			CA
		ZIP:			90010
</SEC-HEADER>
<DOCUMENT>
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        <entityName>BROADWAY FINANCIAL CORP \DE\</entityName>
        <issuerAddress>
            <street1>5055 Wilshire Blvd</street1>
            <street2>Suite 500</street2>
            <city>Los Angeles</city>
            <stateOrCountry>CA</stateOrCountry>
            <stateOrCountryDescription>CALIFORNIA</stateOrCountryDescription>
            <zipCode>90036</zipCode>
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        <issuerPhoneNumber>323-634-1700</issuerPhoneNumber>
        <jurisdictionOfInc>DELAWARE</jurisdictionOfInc>
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                <firstName>Kellogg</firstName>
                <lastName>Chan</lastName>
            </relatedPersonName>
            <relatedPersonAddress>
                <street1>5055 Wilshire Blvd</street1>
                <street2>Suite 500</street2>
                <city>Los Angeles</city>
                <stateOrCountry>CA</stateOrCountry>
                <stateOrCountryDescription>CALIFORNIA</stateOrCountryDescription>
                <zipCode>90036</zipCode>
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            <relatedPersonRelationshipList>
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            <relatedPersonName>
                <firstName>Robert</firstName>
                <middleName>C.</middleName>
                <lastName>Davidson</lastName>
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                <street1>5055 Wilshire Blvd</street1>
                <street2>Suite 500</street2>
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                <stateOrCountry>CA</stateOrCountry>
                <stateOrCountryDescription>CALIFORNIA</stateOrCountryDescription>
                <zipCode>90036</zipCode>
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        <relatedPersonInfo>
            <relatedPersonName>
                <firstName>Albert</firstName>
                <middleName>O.</middleName>
                <lastName>Maddox</lastName>
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                <street1>5055 Wilshire Blvd</street1>
                <street2>Suite 500</street2>
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                <lastName>Medina</lastName>
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                <street1>5055 Wilshire Blvd</street1>
                <street2>Suite 500</street2>
                <city>Los Angeles</city>
                <stateOrCountry>CA</stateOrCountry>
                <stateOrCountryDescription>CALIFORNIA</stateOrCountryDescription>
                <zipCode>90036</zipCode>
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            <relatedPersonRelationshipList>
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        <relatedPersonInfo>
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                <firstName>Virgil</firstName>
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                <street1>5055 Wilshire Blvd</street1>
                <street2>Suite 500</street2>
                <city>Los Angeles</city>
                <stateOrCountry>CA</stateOrCountry>
                <stateOrCountryDescription>CALIFORNIA</stateOrCountryDescription>
                <zipCode>90036</zipCode>
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                <firstName>Dutch</firstName>
                <middleName>C.</middleName>
                <lastName>Ross</lastName>
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                <street1>5055 Wilshire Blvd</street1>
                <street2>Suite 500</street2>
                <city>Los Angeles</city>
                <stateOrCountry>CA</stateOrCountry>
                <stateOrCountryDescription>CALIFORNIA</stateOrCountryDescription>
                <zipCode>90036</zipCode>
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            <relatedPersonRelationshipList>
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        </relatedPersonInfo>
        <relatedPersonInfo>
            <relatedPersonName>
                <firstName>Erin</firstName>
                <lastName>Selleck</lastName>
            </relatedPersonName>
            <relatedPersonAddress>
                <street1>5055 Wilshire Blvd</street1>
                <street2>Suite 500</street2>
                <city>Los Angeles</city>
                <stateOrCountry>CA</stateOrCountry>
                <stateOrCountryDescription>CALIFORNIA</stateOrCountryDescription>
                <zipCode>90036</zipCode>
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            <relatedPersonRelationshipList>
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        <relatedPersonInfo>
            <relatedPersonName>
                <firstName>Brenda</firstName>
                <middleName>J.</middleName>
                <lastName>Battey</lastName>
            </relatedPersonName>
            <relatedPersonAddress>
                <street1>5055 Wilshire Blvd</street1>
                <street2>Suite 500</street2>
                <city>Los Angeles</city>
                <stateOrCountry>CA</stateOrCountry>
                <stateOrCountryDescription>CALIFORNIA</stateOrCountryDescription>
                <zipCode>90036</zipCode>
            </relatedPersonAddress>
            <relatedPersonRelationshipList>
                <relationship>Executive Officer</relationship>
            </relatedPersonRelationshipList>
            <relationshipClarification>SVP/CFO</relationshipClarification>
        </relatedPersonInfo>
        <relatedPersonInfo>
            <relatedPersonName>
                <firstName>Norman</firstName>
                <lastName>Bellefeuile</lastName>
            </relatedPersonName>
            <relatedPersonAddress>
                <street1>5055 Wilshire Blvd</street1>
                <street2>Suite 500</street2>
                <city>Los Angeles</city>
                <stateOrCountry>CA</stateOrCountry>
                <stateOrCountryDescription>CALIFORNIA</stateOrCountryDescription>
                <zipCode>90036</zipCode>
            </relatedPersonAddress>
            <relatedPersonRelationshipList>
                <relationship>Executive Officer</relationship>
            </relatedPersonRelationshipList>
            <relationshipClarification>SVP/CLO</relationshipClarification>
        </relatedPersonInfo>
        <relatedPersonInfo>
            <relatedPersonName>
                <firstName>Wayne-Kent</firstName>
                <middleName>A.</middleName>
                <lastName>Bradshaw</lastName>
            </relatedPersonName>
            <relatedPersonAddress>
                <street1>5055 Wilshire Blvd</street1>
                <street2>Suite 500</street2>
                <city>Los Angeles</city>
                <stateOrCountry>CA</stateOrCountry>
                <stateOrCountryDescription>CALIFORNIA</stateOrCountryDescription>
                <zipCode>90036</zipCode>
            </relatedPersonAddress>
            <relatedPersonRelationshipList>
                <relationship>Executive Officer</relationship>
                <relationship>Director</relationship>
            </relatedPersonRelationshipList>
            <relationshipClarification>President/CEO/Director</relationshipClarification>
        </relatedPersonInfo>
        <relatedPersonInfo>
            <relatedPersonName>
                <firstName>Ruth</firstName>
                <lastName>McCloud</lastName>
            </relatedPersonName>
            <relatedPersonAddress>
                <street1>5055 Wilshire Blvd</street1>
                <street2>Suite 500</street2>
                <city>Los Angeles</city>
                <stateOrCountry>CA</stateOrCountry>
                <stateOrCountryDescription>CALIFORNIA</stateOrCountryDescription>
                <zipCode>90036</zipCode>
            </relatedPersonAddress>
            <relatedPersonRelationshipList>
                <relationship>Executive Officer</relationship>
            </relatedPersonRelationshipList>
            <relationshipClarification>SVP/CRBO</relationshipClarification>
        </relatedPersonInfo>
    </relatedPersonsList>

    <offeringData>
        <industryGroup>
            <industryGroupType>Other Banking and Financial Services</industryGroupType>
        </industryGroup>
        <issuerSize>
            <revenueRange>$5,000,001 - $25,000,000</revenueRange>
        </issuerSize>
        <federalExemptionsExclusions>
            <item>06b</item>
        </federalExemptionsExclusions>
        <typeOfFiling>
            <newOrAmendment>
                <isAmendment>false</isAmendment>
            </newOrAmendment>
            <dateOfFirstSale>
                <value>2016-12-21</value>
            </dateOfFirstSale>
        </typeOfFiling>
        <durationOfOffering>
            <moreThanOneYear>false</moreThanOneYear>
        </durationOfOffering>
        <typesOfSecuritiesOffered>
            <isEquityType>true</isEquityType>
        </typesOfSecuritiesOffered>
        <businessCombinationTransaction>
            <isBusinessCombinationTransaction>false</isBusinessCombinationTransaction>
            <clarificationOfResponse></clarificationOfResponse>
        </businessCombinationTransaction>
        <minimumInvestmentAccepted>0</minimumInvestmentAccepted>
        <salesCompensationList>
            <recipient>
                <recipientName>Paul V. Hughes</recipientName>
                <recipientCRDNumber>1203259</recipientCRDNumber>
                <associatedBDName>BlackTorch Securities, LLC</associatedBDName>
                <associatedBDCRDNumber>103771</associatedBDCRDNumber>
                <recipientAddress>
                    <street1>23505 Smithtown Road</street1>
                    <street2>Suite 110</street2>
                    <city>Excelsior</city>
                    <stateOrCountry>MN</stateOrCountry>
                    <stateOrCountryDescription>MINNESOTA</stateOrCountryDescription>
                    <zipCode>55331</zipCode>
                </recipientAddress>
                <statesOfSolicitationList>
                    <state>CA</state>
                    <description>CALIFORNIA</description>
                    <state>IL</state>
                    <description>ILLINOIS</description>
                    <state>MN</state>
                    <description>MINNESOTA</description>
                    <state>NJ</state>
                    <description>NEW JERSEY</description>
                    <state>NY</state>
                    <description>NEW YORK</description>
                    <state>PA</state>
                    <description>PENNSYLVANIA</description>
                    <state>VA</state>
                    <description>VIRGINIA</description>
                    <state>WA</state>
                    <description>WASHINGTON</description>
                </statesOfSolicitationList>
            </recipient>
        </salesCompensationList>
        <offeringSalesAmounts>
            <totalOfferingAmount>1173199</totalOfferingAmount>
            <totalAmountSold>1173199</totalAmountSold>
            <totalRemaining>0</totalRemaining>
            <clarificationOfResponse>Offering consisted of shares of non-voting common stock</clarificationOfResponse>
        </offeringSalesAmounts>
        <investors>
            <hasNonAccreditedInvestors>false</hasNonAccreditedInvestors>
            <totalNumberAlreadyInvested>1</totalNumberAlreadyInvested>
        </investors>
        <salesCommissionsFindersFees>
            <salesCommissions>
                <dollarAmount>46928</dollarAmount>
            </salesCommissions>
            <findersFees>
                <dollarAmount>0</dollarAmount>
            </findersFees>
            <clarificationOfResponse>4% placement fee based on gross proceeds raised</clarificationOfResponse>
        </salesCommissionsFindersFees>
        <useOfProceeds>
            <grossProceedsUsed>
                <dollarAmount>0</dollarAmount>
            </grossProceedsUsed>
            <clarificationOfResponse>No proceeds will be used for payments to any executive officer or director. No promoters were used.</clarificationOfResponse>
        </useOfProceeds>
        <signatureBlock>
            <authorizedRepresentative>false</authorizedRepresentative>
            <signature>
                <issuerName>BROADWAY FINANCIAL CORP \DE\</issuerName>
                <signatureName>/s/ Brenda J. Battey</signatureName>
                <nameOfSigner>Brenda J. Battey</nameOfSigner>
                <signatureTitle>SVP/CFO</signatureTitle>
                <signatureDate>2017-01-05</signatureDate>
            </signature>
        </signatureBlock>
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</DOCUMENT>
</SEC-DOCUMENT>
