<SEC-DOCUMENT>0001140361-21-028514.txt : 20210816
<SEC-HEADER>0001140361-21-028514.hdr.sgml : 20210816
<ACCEPTANCE-DATETIME>20210816172544
ACCESSION NUMBER:		0001140361-21-028514
CONFORMED SUBMISSION TYPE:	NT 10-Q
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20210630
FILED AS OF DATE:		20210816
DATE AS OF CHANGE:		20210816
EFFECTIVENESS DATE:		20210816

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			BROADWAY FINANCIAL CORP \DE\
		CENTRAL INDEX KEY:			0001001171
		STANDARD INDUSTRIAL CLASSIFICATION:	SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
		IRS NUMBER:				954547287
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		NT 10-Q
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-39043
		FILM NUMBER:		211179958

	BUSINESS ADDRESS:	
		STREET 1:		5055 WILSHIRE BLVD STE 500
		CITY:			LOS ANGELES
		STATE:			CA
		ZIP:			90036
		BUSINESS PHONE:		3236341700

	MAIL ADDRESS:	
		STREET 1:		5055 WILSHIRE BLVD STE 500
		CITY:			LOS ANGELES
		STATE:			CA
		ZIP:			90036
</SEC-HEADER>
<DOCUMENT>
<TYPE>NT 10-Q
<SEQUENCE>1
<FILENAME>brhc10028107_nt10q.htm
<DESCRIPTION>NT 10-Q
<TEXT>
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      <div style="text-align: center; color: rgb(0, 0, 0); font-size: 14pt; font-weight: bold;">UNITED STATES</div>
      <div style="text-align: center; color: rgb(0, 0, 0); font-size: 14pt; font-weight: bold;">SECURITIES AND EXCHANGE COMMISSION </div>
      <div style="text-align: center; color: rgb(0, 0, 0); font-size: 12pt; font-weight: bold;">Washington, D.C. 20549</div>
      <div><br>
      </div>
      <div style="text-align: center; color: rgb(0, 0, 0); font-size: 18pt; font-weight: bold;">FORM 12b-25</div>
      <div style="color: #000000; font-weight: bold; text-align: center;"> <br>
      </div>
      <div style="text-align: center; color: rgb(0, 0, 0); font-weight: bold;">NOTIFICATION OF LATE FILING</div>
      <div style="text-align: center; text-indent: -0.5pt; margin-right: 131.85pt; margin-left: 132.25pt; color: rgb(0, 0, 0); font-weight: bold;"> <br>
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            <td style="width: 10%; vertical-align: bottom;">
              <div style="color: rgb(0, 0, 0);">(<font style="font-style: italic;">Check One</font>):</div>
            </td>
            <td style="width: 2.01%; vertical-align: bottom;">
              <div style="color: rgb(0, 0, 0);">&#9744;</div>
            </td>
            <td style="width: 13%; vertical-align: bottom;">Form 10-K&#160; <br>
            </td>
            <td style="width: 2.01%; vertical-align: bottom;">&#9744;</td>
            <td style="width: 13%; vertical-align: bottom;">Form 20-F</td>
            <td style="width: 2.01%; vertical-align: bottom;">&#9744;</td>
            <td style="width: 13%; vertical-align: bottom;">Form 11-K </td>
            <td style="width: 2.01%; vertical-align: bottom;">&#9746;</td>
            <td style="width: 13%; vertical-align: bottom;">Form 10-Q</td>
            <td style="width: 2.01%; vertical-align: bottom;">&#9744;</td>
            <td style="width: 13%; vertical-align: bottom;">Form 10-D</td>
            <td style="width: 2.01%; vertical-align: bottom;">&#9744;</td>
            <td style="width: 13%; vertical-align: bottom;">
              <div style="text-indent: -0.5pt; margin-left: 0.5pt; color: rgb(0, 0, 0);">Form N-CEN</div>
            </td>
          </tr>

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      <table cellspacing="0" cellpadding="0" border="0" style="font-family: 'Times New Roman'; font-size: 10pt; width: 100%; border-collapse: collapse; text-align: left; color: #000000;">

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            <td style="width: 10%; vertical-align: bottom;">&#160;</td>
            <td style="vertical-align: bottom; width: 2%;">&#9744;</td>
            <td style="width: 88%; vertical-align: bottom;">Form N-CSR</td>
          </tr>

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      <div><br>
      </div>
      <div style="margin-left: 90pt;">
        <table cellspacing="0" cellpadding="0" border="0" align="left" id="zc2c27ee58c3349b8be552b6009b06690" style="border-collapse: collapse; width: 50%; color: #000000; font-family: 'Times New Roman'; font-size: 10pt; text-align: left;">

            <tr>
              <td style="width: 13%; vertical-align: top;">
                <div style="color: rgb(0, 0, 0);">For Period Ended:</div>
              </td>
              <td style="width: 37%; vertical-align: top; border-bottom: 2px solid black;">
                <div style="color: rgb(0, 0, 0);">June 30, 2021</div>
              </td>
            </tr>

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            <td style="width: 89.5pt;"><br>
            </td>
            <td style="width: 18.5pt; vertical-align: top; color: rgb(0, 0, 0); font-family: 'Segoe UI Symbol',sans-serif;">&#9744;</td>
            <td style="width: auto; vertical-align: top;">
              <div style="color: rgb(0, 0, 0);">Transition Report on Form 10-K</div>
            </td>
          </tr>

      </table>
      <table cellspacing="0" cellpadding="0" id="z77f1b3d60dd847fabcf8807d0b96a6ae" class="DSPFListTable" style="font-family: 'Times New Roman'; font-size: 10pt; width: 100%; text-align: left; color: #000000;">

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            </td>
            <td style="width: 18.5pt; vertical-align: top; color: rgb(0, 0, 0); font-family: 'Segoe UI Symbol',sans-serif;">&#9744;</td>
            <td style="width: auto; vertical-align: top;">
              <div style="color: rgb(0, 0, 0);">Transition Report on Form 20-F</div>
            </td>
          </tr>

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            <td style="width: 18.5pt; vertical-align: top; color: rgb(0, 0, 0); font-family: 'Segoe UI Symbol',sans-serif;">&#9744;</td>
            <td style="width: auto; vertical-align: top;">
              <div style="color: rgb(0, 0, 0);">Transition Report on Form 11-K</div>
            </td>
          </tr>

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            <td style="width: 18.5pt; vertical-align: top; color: rgb(0, 0, 0); font-family: 'Segoe UI Symbol',sans-serif;">&#9744;</td>
            <td style="width: auto; vertical-align: top;">
              <div style="color: rgb(0, 0, 0);">Transition Report on Form 10-Q</div>
            </td>
          </tr>

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      <div style="margin-left: 90pt;">
        <table cellspacing="0" cellpadding="0" border="0" id="zc76d95ff4c12475fa56decb3a7359581" style="border-collapse: collapse; width: 85%; color: #000000; font-family: 'Times New Roman'; font-size: 10pt; text-align: left;">

            <tr>
              <td style="width: 22%; vertical-align: top; padding-bottom: 2px;">
                <div style="color: rgb(0, 0, 0);">For the Transition Period Ended:</div>
              </td>
              <td style="width: 63%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
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        <div>
          <div style="text-align: center; color: rgb(0, 0, 0); font-weight: bold;">Nothing in this form shall be construed to imply that the Commission has verified any</div>
          <div style="text-align: center; color: rgb(0, 0, 0); font-weight: bold;"> information contained herein.</div>
        </div>
      </div>
      <div style="color: rgb(0, 0, 0);">If the notification relates to a portion of the filing checked above, identify the item(s) to which the notification relates:</div>
      <br>
      <hr noshade="noshade" align="left" style="background-color: #000000; border-bottom: medium none; border-left: medium none; border-right: medium none; border-top: medium none; margin: 0px auto 0px 0px; height: 2px; width: 80%; color: #000000;">
      <div><br>
      </div>
      <div style="color: rgb(0, 0, 0); font-weight: bold;">PART I-REGISTRANT INFORMATION</div>
      <div><br>
      </div>
      <div>
        <div style="color: rgb(0, 0, 0);">Broadway Financial Corporation</div>
      </div>
      <div>
        <hr noshade="noshade" align="left" style="height: 2px; width: 50%; color: #000000; background-color: #000000; margin-left: 0px; margin-right: auto; border: none;"></div>
      <div>
        <div style="color: rgb(0, 0, 0);">Full Name of Registrant</div>
      </div>
      <div><br>
      </div>
      <div>
        <div style="color: rgb(0, 0, 0);">N/A</div>
      </div>
      <div>
        <hr noshade="noshade" align="left" style="height: 2px; width: 50%; color: #000000; background-color: #000000; margin-left: 0px; margin-right: auto; border: none;"></div>
      <div>
        <div style="color: rgb(0, 0, 0);">Former Name if Applicable</div>
      </div>
      <div><br>
      </div>
      <div>
        <div style="color: rgb(0, 0, 0);">5055 Wilshire Boulevard, Suite 500</div>
        <div>
          <hr noshade="noshade" align="left" style="height: 2px; width: 50%; color: #000000; background-color: #000000; margin-left: 0px; margin-right: auto; border: none;"></div>
        <div style="color: rgb(0, 0, 0);">Address of Principal Executive Office (Street and Number)</div>
        <div style="color: rgb(0, 0, 0);"> <br>
        </div>
        <div style="color: rgb(0, 0, 0);">
          <div style="color: rgb(0, 0, 0);">Los Angeles, California, 90036</div>
        </div>
        <div style="color: rgb(0, 0, 0);">
          <hr noshade="noshade" align="left" style="height: 2px; width: 50%; color: #000000; background-color: #000000; margin-left: 0px; margin-right: auto; border: none;"></div>
        <div style="color: rgb(0, 0, 0);">
          <div style="color: rgb(0, 0, 0);">City, State and Zip Code</div>
        </div>
        <div style="color: rgb(0, 0, 0);"> <br>
        </div>
      </div>
      <div>
        <hr align="center" style="border: none; border-bottom: 4px solid black; border-top: 1px solid black; height: 10px; color: #ffffff; background-color: #ffffff; text-align: center; margin-left: auto; margin-right: auto;"></div>
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      </div>
      <div style="color: rgb(0, 0, 0); font-weight: bold;">PART II-RULES 12b-25(b) AND (c)</div>
      <div><br>
      </div>
      <div style="color: rgb(0, 0, 0);">If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate.)</div>
      <div><br>
      </div>
      <table cellspacing="0" cellpadding="2" border="0" id="zbfd654ff016546aab3f304f61a182b7f" style="font-family: 'Times New Roman'; font-size: 10pt; width: 100%; border-collapse: collapse; text-align: left; color: #000000;">

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            <td style="width: 3%; vertical-align: middle; border-right: 2px solid rgb(0, 0, 0);" rowspan="3">
              <div style="text-align: center; color: rgb(0, 0, 0); font-family: 'Segoe UI Symbol',sans-serif;">&#9746;</div>
            </td>
            <td style="width: 1%; vertical-align: top; border-left: 2px solid rgb(0, 0, 0);" colspan="1">&#160;</td>
            <td style="width: 4%; vertical-align: top;">
              <div style="color: rgb(0, 0, 0);">(a)</div>
            </td>
            <td style="width: 92%; vertical-align: top;">
              <div style="color: rgb(0, 0, 0);">The reason described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;</div>
            </td>
          </tr>
          <tr>
            <td style="width: 1%; vertical-align: top; border-left: 2px solid rgb(0, 0, 0);" colspan="1">&#160;</td>
            <td style="width: 4%; vertical-align: top;">
              <div style="color: rgb(0, 0, 0);">(b)</div>
            </td>
            <td style="width: 92%; vertical-align: top;">
              <div style="color: rgb(0, 0, 0);">The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-CEN or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day
                following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed
                due date; and</div>
            </td>
          </tr>
          <tr>
            <td style="width: 1%; vertical-align: top; border-left: 2px solid rgb(0, 0, 0);" colspan="1">&#160;</td>
            <td style="width: 4%; vertical-align: top;">
              <div style="color: rgb(0, 0, 0);">(c)</div>
            </td>
            <td style="width: 92%; vertical-align: top;">
              <div style="color: rgb(0, 0, 0);">The accountant&#8217;s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.</div>
            </td>
          </tr>

      </table>
      <div><br>
      </div>
      <div style="color: rgb(0, 0, 0); font-weight: bold;">PART III &#8211; NARRATIVE</div>
      <div><br>
      </div>
      <div style="text-indent: -0.5pt; margin-left: 1pt; color: rgb(0, 0, 0);">State below in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-CEN, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time
        period.</div>
      <div><br>
      </div>
      <div style="text-align: justify; text-indent: -0.5pt; margin-left: 1pt; color: rgb(0, 0, 0);">The Quarterly Report on Form 10-Q of Broadway Financial Corporation (the &#8220;Registrant&#8221; or &#8220;we&#8221;) for the quarter ended June 30, 2021 (the &#8220;Q2 2021 Form 10-Q&#8221;)
        cannot be filed within the prescribed time period because the Registrant requires additional time to ensure adequate disclosure of certain information required to be included in the Q2 2021 Form 10-Q, primarily as a result of the Registrant&#8217;s
        merger with CFBanc Corporation (&#8220;CFBanc&#8221;), which was completed on April 1, 2021. As such, the Registrant is unable to file the Q2 2021 Form 10-Q within the prescribed time period without unreasonable effort or expense.</div>
      <div><br>
      </div>
      <div style="text-align: justify; text-indent: -0.5pt; margin-left: 1pt; color: rgb(0, 0, 0); font-style: italic; font-weight: bold;">Forward-Looking Statements</div>
      <div><br>
      </div>
      <div style="text-align: justify; text-indent: -0.5pt; margin-left: 1pt; color: rgb(0, 0, 0);">This filing contains a number of forward-looking statements.&#160; Words such as &#8220;will&#8221; and variations of such words and similar future or conditional
        expressions are intended to identify forward-looking statements.&#160; These forward-looking statements include, but are not limited to, statements regarding our beliefs and expectations relating to the filing of the Q2 2021 Form 10-Q and the results of
        the ongoing review.&#160; These forward-looking statements are not guarantees of future events or results and are subject to a number of risks and uncertainties, many of which are difficult to predict and beyond our control.&#160; Important factors that may
        cause actual results to differ materially from those in the forward-looking statements include, but are not limited to, a material delay in the Registrant&#8217;s financial reporting, including the possibility that the Registrant will not be able to file
        the Q2 2021 Form 10-Q within the five-day extension period permitted by the rules of the U.S. Securities and Exchange Commission.&#160; We disclaim and do not undertake any obligation to update or revise any forward-looking statement herein, except as
        required by applicable law or regulation.</div>
      <div style="text-align: justify; text-indent: -0.5pt; margin-left: 1pt; color: rgb(0, 0, 0);"> <br>
      </div>
      <div id="DSPFPageBreakArea" style="clear: both; margin-top: 10pt; margin-bottom: 10pt;">
        <div id="DSPFPageBreak" style="page-break-after:always;">
          <hr noshade="noshade" style="margin: 4px 0px; width: 100%; border-width: 0; height: 2px; color: #000000; background-color: #000000; clear: both;"></div>
      </div>
      <div style="color: rgb(0, 0, 0); font-weight: bold;">PART IV - OTHER INFORMATION</div>
      <div><br>
      </div>
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          <tr>
            <td style="width: 17.5pt; vertical-align: top; color: rgb(0, 0, 0);">(1)</td>
            <td style="width: auto; vertical-align: top;">
              <div style="color: rgb(0, 0, 0);">Name and telephone number of person to contact in regard to this notification</div>
            </td>
          </tr>

      </table>
      <div><br>
      </div>
      <div style="margin-left: 54pt;">
        <table cellspacing="0" cellpadding="0" border="0" id="z2eba8f4ce8884792bf2719d22b951eab" style="border-collapse: collapse; width: 50%; color: #000000; font-family: 'Times New Roman'; font-size: 10pt; text-align: left;">

            <tr>
              <td style="width: 15%; vertical-align: top;">
                <div style="text-align: center; color: rgb(0, 0, 0);">Brenda J. Battey</div>
              </td>
              <td style="width: 2%; vertical-align: top;">&#160;</td>
              <td style="width: 16%; vertical-align: top;">
                <div style="text-align: center; color: rgb(0, 0, 0);">(323)</div>
              </td>
              <td style="width: 2%; vertical-align: top;">&#160;</td>
              <td style="width: 15%; vertical-align: top;">
                <div style="text-align: center; color: rgb(0, 0, 0);">634-1700</div>
              </td>
            </tr>
            <tr>
              <td style="width: 15%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
              <td style="width: 2%; vertical-align: top; padding-bottom: 2px;">&#160;</td>
              <td style="width: 16%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
              <td style="width: 2%; vertical-align: top; padding-bottom: 2px;">&#160;</td>
              <td style="width: 15%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
            </tr>
            <tr>
              <td style="width: 15%; vertical-align: top;">
                <div style="text-align: center; color: rgb(0, 0, 0);">(Name)</div>
              </td>
              <td style="width: 2%; vertical-align: top;">&#160;</td>
              <td style="width: 16%; vertical-align: top;">
                <div style="text-align: center; color: rgb(0, 0, 0);">(Area Code)</div>
              </td>
              <td style="width: 2%; vertical-align: top;">&#160;</td>
              <td style="width: 15%; vertical-align: top;">
                <div style="text-align: center; color: rgb(0, 0, 0);">(Telephone Number)</div>
              </td>
            </tr>

        </table>
      </div>
      <div><br>
      </div>
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          <tr>
            <td style="width: 17.5pt; vertical-align: top; color: rgb(0, 0, 0);">(2)</td>
            <td style="width: auto; vertical-align: top;">
              <div style="color: rgb(0, 0, 0);">Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter
                period that the registrant was required to file such report(s) been filed? If the answer is no, identify report(s).&#160; &#160; &#9746; Yes &#9744; No</div>
            </td>
          </tr>

      </table>
      <div><br>
      </div>
      <table cellspacing="0" cellpadding="0" id="z36bc52882fe14aa9ba2038f3a4650102" class="DSPFListTable" style="font-family: 'Times New Roman'; font-size: 10pt; width: 100%; text-align: left; color: #000000;">

          <tr>
            <td style="width: 17.5pt; vertical-align: top; color: rgb(0, 0, 0);">(3)</td>
            <td style="width: auto; vertical-align: top;">
              <div style="color: rgb(0, 0, 0);">Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report
                or portion thereof?&#160; &#160; &#9746; Yes &#9744; No</div>
            </td>
          </tr>

      </table>
      <div><br>
      </div>
      <div style="text-indent: -0.5pt; margin-left: 1pt; color: rgb(0, 0, 0);">If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results
        cannot be made.</div>
      <div><br>
      </div>
      <div style="text-indent: -0.5pt; margin-left: 1pt; color: rgb(0, 0, 0);">The Q2 2021 Form 10-Q will reflect the Registrant&#8217;s merger with CFBanc, as disclosed in greater detail in the Registrant&#8217;s Current Report on Form 8&#8209;K filed on April 5, 2021 and
        amended on June 15, 2021.&#160; The changes in results of operations from the corresponding period for the last fiscal year are reflected in the Registrant&#8217;s earnings release included in its Form 8-K filed on August 16, 2021.</div>
      <div><br>
      </div>
      <table cellspacing="0" cellpadding="0" border="0" align="center" id="z61037d9c3c384a8389d8993c01ca9582" style="border-collapse: collapse; width: 35%; color: #000000; font-family: 'Times New Roman'; font-size: 10pt; text-align: left;">

          <tr>
            <td style="width: 35%; vertical-align: top;">
              <div style="text-align: center; color: rgb(0, 0, 0);">Broadway Financial Corporation</div>
            </td>
          </tr>
          <tr>
            <td style="width: 35%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
          </tr>
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              <div style="text-align: center; color: rgb(0, 0, 0);"> (Name of Registrant as Specified in Charter)</div>
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      <div style="text-indent: -0.5pt; margin-left: 1pt; color: rgb(0, 0, 0);">has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized.</div>
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              <div style="color: rgb(0, 0, 0);">Date: August 16, 2021</div>
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              <div style="color: rgb(0, 0, 0);">By:</div>
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              <div style="color: rgb(0, 0, 0);">/s/ Brenda J. Battey</div>
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              <div style="color: rgb(0, 0, 0);">Brenda J. Battey</div>
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              <div style="color: rgb(0, 0, 0);">Executive Vice President and Chief Financial </div>
              <div style="color: rgb(0, 0, 0);">Officer</div>
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