NT 10-Q 1 v202943_nt10q.htm NT 10-Q Unassociated Document
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 12b-25

NOTIFICATION OF LATE FILING

(Check one):  ¨ Form 10-K   ¨  Form 20-F   ¨  Form 11-K    x  Form 10-Q    ¨  Form 10-D   ¨  Form N-SAR
¨  Form N-CSR
 
For Period Ended:  September 30, 2010
Transition Report on Form 10-K
¨  Transition Report on Form 20-F
¨  Transition Report on Form 11-K
¨  Transition Report on Form 10-Q
¨  Transition Report on Form N-SAR
For the Transition Period Ended:_______________________________________________
 
Read Instruction (on back page) Before Preparing Form. Please Print or Type.
Nothing in this form shall be construed to imply that the Commission has verified any information contained herein

If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:
   

PART I — REGISTRANT INFORMATION

EnerJex Resources, Inc.
Full Name of Registrant

 
Former Name if Applicable
 
27 Corporate Woods, Suite 350, 10975 Grandview Drive
Address of Principal Executive Officer (street and Number)

Overland Park, KS 66210
City, State and Zip Code

PART II — RULES 12b-25(b) AND (c)
 
If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate)

  
  
x
(a)   The reason described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense
(b)   The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and
(c)   The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.
 
PART III — NARRATIVE
 
The Company was delayed in confirming all financial information necessary to complete the Form 10-Q for the quarter ended September 30, 2010 (fiscal 2011) prior to the prescribed due date of November 15, 2010. The Company currently expects to file its Form 10-Q for quarter end September 30, 2010 on or before the 5th calendar day following the prescribed due date for the filing of the Company’s Form 10-Q.
 
 
 

 

PART IV — OTHER INFORMATION
 
(1)
Name and telephone number of person to contact in regard to this notification

Steve Cochennet
913
754-7754
(Name)
(Area Code)
(Telephone Number)

(2)
Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed ? If answer is no, identify report(s). Yes x  No ¨

(3)
Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?
Yes x No ¨
If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.

The Registrant expects to report approximately $897,000 and $1.93 million, respectively, of revenues for the three and six months ended September 30, 2010 compared to revenues of approximately $1.39 million and $2.80 million for the same periods in 2009. The Registrant expects to report a net loss for the three ended September 30, 2010 of approximately $110,000 and net income of approximately $82,000 for the six months ended September 30, 2010, as compared to a net loss in the three months ended September 30, 2009 of approximately $300,000 and net income of approximately $51,000 for the six months ended September 30, 2009.
  

                  EnerJex Resources, Inc                  
(Name of Registrant as Specified in Charter)

has caused this notification to be signed on its behalf by the undersigned duly authorized.

Date:   November 16, 2010
By: 
/s/ Steve Cochennet
 
   
Steve Cochennet, Chief Executive Officer