<SEC-DOCUMENT>0001213900-21-004653-index.html : 20210127 <SEC-HEADER>0001213900-21-004653.hdr.sgml : 20210127 <ACCEPTANCE-DATETIME>20210127165515 ACCESSION NUMBER: 0001213900-21-004653 CONFORMED SUBMISSION TYPE: S-1 PUBLIC DOCUMENT COUNT: 19 FILED AS OF DATE: 20210127 DATE AS OF CHANGE: 20210127 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Rosecliff Acquisition Corp I CENTRAL INDEX KEY: 0001833498 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1 SEC ACT: 1933 Act SEC FILE NUMBER: 333-252478 FILM NUMBER: 21560599 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVENUE, 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: (212) 492-3000 MAIL ADDRESS: STREET 1: 767 FIFTH AVENUE, 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10153 </SEC-HEADER> <DOCUMENT> <TYPE>S-1 <SEQUENCE>1 <FILENAME>fs12021_rosecliffacqcorp1.htm <DESCRIPTION>REGISTRATION STATEMENT <TEXT> Document 1 - file: fs12021_rosecliffacqcorp1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-3.1 <SEQUENCE>2 <FILENAME>fs12021ex3-1_rosecliffacq1.htm <DESCRIPTION>CERTIFICATE OF INCORPORATION <TEXT> Document 2 - file: fs12021ex3-1_rosecliffacq1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-3.2 <SEQUENCE>3 <FILENAME>fs12021ex3-2_rosecliffacq1.htm <DESCRIPTION>FORM OF AMENDED AND RESTATED CERTIFICATE OF INCORPORATION <TEXT> Document 3 - file: fs12021ex3-2_rosecliffacq1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-3.3 <SEQUENCE>4 <FILENAME>fs12021ex3-3_rosecliffacq1.htm <DESCRIPTION>BYLAWS <TEXT> Document 4 - file: fs12021ex3-3_rosecliffacq1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.1 <SEQUENCE>5 <FILENAME>fs12021ex4-1_rosecliffacq1.htm <DESCRIPTION>SPECIMEN UNIT CERTIFICATE <TEXT> Document 5 - file: fs12021ex4-1_rosecliffacq1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.2 <SEQUENCE>6 <FILENAME>fs12021ex4-2_rosecliffacq1.htm <DESCRIPTION>SPECIMEN CLASS A COMMON STOCK CERTIFICATE <TEXT> Document 6 - file: fs12021ex4-2_rosecliffacq1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.4 <SEQUENCE>7 <FILENAME>fs12021ex4-4_rosecliffacq1.htm <DESCRIPTION>FORM OF WARRANT AGREEMENT BETWEEN CONTINENTAL STOCK TRANSFER & TRUST COMPANY AND THE REGISTRANT <TEXT> Document 7 - file: fs12021ex4-4_rosecliffacq1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-5.1 <SEQUENCE>8 <FILENAME>fs12021ex5-1_rosecliffacq1.htm <DESCRIPTION>OPINION OF SKADDEN, ARPS, SLATE, MEAGHER & FLOM LLP <TEXT> Document 8 - file: fs12021ex5-1_rosecliffacq1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.1 <SEQUENCE>9 <FILENAME>fs12021ex10-1_rosecliffacq1.htm <DESCRIPTION>PROMISSORY NOTE, DATED DECEMBER 10, 2020, ISSUED TO ROSECLIFF ACQUISITION SPONSOR I LLC <TEXT> Document 9 - file: fs12021ex10-1_rosecliffacq1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.2 <SEQUENCE>10 <FILENAME>fs12021ex10-2_rosecliffacq1.htm <DESCRIPTION>FORM OF LETTER AGREEMENT AMONG THE REGISTRANT AND ITS DIRECTORS AND OFFICERS AND ROSECLIFF ACQUISITION SPONSOR I LLC <TEXT> Document 10 - file: fs12021ex10-2_rosecliffacq1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.3 <SEQUENCE>11 <FILENAME>fs12021ex10-3_rosecliffacq1.htm <DESCRIPTION>FORM OF INVESTMENT MANAGEMENT TRUST AGREEMENT BETWEEN CONTINENTAL STOCK TRANSFER & TRUST COMPANY AND THE REGISTRANT <TEXT> Document 11 - file: fs12021ex10-3_rosecliffacq1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.4 <SEQUENCE>12 <FILENAME>fs12021ex10-4_rosecliffacq1.htm <DESCRIPTION>FORM OF REGISTRATION RIGHTS AGREEMENT BETWEEN THE REGISTRANT AND CERTAIN SECURITY HOLDERS <TEXT> Document 12 - file: fs12021ex10-4_rosecliffacq1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.5 <SEQUENCE>13 <FILENAME>fs12021ex10-5_rosecliffacq1.htm <DESCRIPTION>SECURITIES SUBSCRIPTION AGREEMENT, DATED DECEMBER 10, 2020, BETWEEN THE REGISTRANT AND ROSECLIFF ACQUISITION SPONSOR I LLC <TEXT> Document 13 - file: fs12021ex10-5_rosecliffacq1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.6 <SEQUENCE>14 <FILENAME>fs12021ex10-6_rosecliffacq1.htm <DESCRIPTION>FORM OF SPONSOR WARRANTS PURCHASE AGREEMENT BETWEEN THE REGISTRANT AND ROSECLIFF ACQUISITION SPONSOR I LLC <TEXT> Document 14 - file: fs12021ex10-6_rosecliffacq1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.7 <SEQUENCE>15 <FILENAME>fs12021ex10-7_rosecliffacq1.htm <DESCRIPTION>FORM OF INDEMNITY AGREEMENT <TEXT> Document 15 - file: fs12021ex10-7_rosecliffacq1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.8 <SEQUENCE>16 <FILENAME>fs12021ex10-8_rosecliffacq1.htm <DESCRIPTION>FORM OF SUPPORT SERVICES AGREEMENT BY AND BETWEEN THE REGISTRANT AND ROSECLIFF ACQUISITION SPONSOR I LLC <TEXT> Document 16 - file: fs12021ex10-8_rosecliffacq1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-14 <SEQUENCE>17 <FILENAME>fs12021ex14_rosecliffacq1.htm <DESCRIPTION>FORM OF CODE OF ETHICS AND BUSINESS CONDUCT <TEXT> Document 17 - file: fs12021ex14_rosecliffacq1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-23.1 <SEQUENCE>18 <FILENAME>fs12021ex23-1_rosecliffacq1.htm <DESCRIPTION>CONSENT OF WITHUMSMITH+BROWN, PC <TEXT> Document 18 - file: fs12021ex23-1_rosecliffacq1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>19 <FILENAME>fs12021ex99-1_rosecliffacq1.htm <DESCRIPTION>CONSENT OF FRANK S. EDMONDS <TEXT> Document 19 - file: fs12021ex99-1_rosecliffacq1.htm
</DOCUMENT> </SEC-DOCUMENT>