<SEC-DOCUMENT>0001683168-18-000179-index.html : 20180118 <SEC-HEADER>0001683168-18-000179.hdr.sgml : 20180118 <ACCEPTANCE-DATETIME>20180118172741 ACCESSION NUMBER: 0001683168-18-000179 CONFORMED SUBMISSION TYPE: 10-K PUBLIC DOCUMENT COUNT: 20 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20180118 DATE AS OF CHANGE: 20180118 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LIVE VENTURES Inc CENTRAL INDEX KEY: 0001045742 STANDARD INDUSTRIAL CLASSIFICATION: INVESTORS, NEC [6799] IRS NUMBER: 850206668 STATE OF INCORPORATION: NV FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 10-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-33937 FILM NUMBER: 18534827 BUSINESS ADDRESS: STREET 1: 325 EAST WARM SPRINGS ROAD STREET 2: SUITE 102 CITY: LAS VEGAS STATE: NV ZIP: 89119 BUSINESS PHONE: (702) 997-5968 MAIL ADDRESS: STREET 1: 325 EAST WARM SPRINGS ROAD STREET 2: SUITE 102 CITY: LAS VEGAS STATE: NV ZIP: 89119 FORMER COMPANY: FORMER CONFORMED NAME: LIVEDEAL INC DATE OF NAME CHANGE: 20070815 FORMER COMPANY: FORMER CONFORMED NAME: YP CORP DATE OF NAME CHANGE: 20040504 FORMER COMPANY: FORMER CONFORMED NAME: YP NET INC DATE OF NAME CHANGE: 19991112 </SEC-HEADER> <DOCUMENT> <TYPE>10-K <SEQUENCE>1 <FILENAME>live_10k-093017.htm <DESCRIPTION>FORM 10-K <TEXT> Document 1 - file: live_10k-093017.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.1 <SEQUENCE>2 <FILENAME>live_10k-ex0401.htm <DESCRIPTION>WAIVER AGREEMENT <TEXT> Document 2 - file: live_10k-ex0401.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.9 <SEQUENCE>3 <FILENAME>live_10k-ex1006.htm <DESCRIPTION>WARRANT AMENDMENT <TEXT> Document 3 - file: live_10k-ex1006.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.10 <SEQUENCE>4 <FILENAME>live_10k-ex1007.htm <DESCRIPTION>AMENDED WARRANT <TEXT> Document 4 - file: live_10k-ex1007.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.11 <SEQUENCE>5 <FILENAME>live_10k-ex1008.htm <DESCRIPTION>AMENDMENT TO WARRANTS <TEXT> Document 5 - file: live_10k-ex1008.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.30 <SEQUENCE>6 <FILENAME>live_10k-ex1030.htm <DESCRIPTION>FIRST AMENDMENT TO LOAN AGREEMENT <TEXT> Document 6 - file: live_10k-ex1030.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.31 <SEQUENCE>7 <FILENAME>live_10k-ex1031.htm <DESCRIPTION>SECOND AMENDMENT TO LOAN AGREEMENT <TEXT> Document 7 - file: live_10k-ex1031.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.39 <SEQUENCE>8 <FILENAME>live_10k-ex1039.htm <DESCRIPTION>AMENDMENT TO EMPLOYMENT AGREEMENT <TEXT> Document 8 - file: live_10k-ex1039.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.46 <SEQUENCE>9 <FILENAME>live_10k-ex1046.htm <DESCRIPTION>EMPLOYMENT AGREEMENT <TEXT> Document 9 - file: live_10k-ex1046.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.47 <SEQUENCE>10 <FILENAME>live_10k-ex1047.htm <DESCRIPTION>AMENDMENT TO EMPLOYMENT AGREEMENT <TEXT> Document 10 - file: live_10k-ex1047.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.55 <SEQUENCE>11 <FILENAME>live_10k-ex1055.htm <DESCRIPTION>REINSTATEMENT AND FIRST AMENDMENT TO ENGAGEMENT AGREEMENT <TEXT> Document 11 - file: live_10k-ex1055.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-21.1 <SEQUENCE>12 <FILENAME>live_10k-ex2101.htm <DESCRIPTION>LIST OF LIVE VENTURES INCORPORATED SUBSIDIARIES <TEXT> Document 12 - file: live_10k-ex2101.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-23.1 <SEQUENCE>13 <FILENAME>live_10k-ex2301.htm <DESCRIPTION>CONSENT <TEXT> Document 13 - file: live_10k-ex2301.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-23.2 <SEQUENCE>14 <FILENAME>live_10k-ex2302.htm <DESCRIPTION>CONSENT <TEXT> Document 14 - file: live_10k-ex2302.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-31.1 <SEQUENCE>15 <FILENAME>live_10k-ex3101.htm <DESCRIPTION>CERTIFICATION OF CHIEF EXECUTIVE OFFICER <TEXT> Document 15 - file: live_10k-ex3101.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-31.2 <SEQUENCE>16 <FILENAME>live_10k-ex3102.htm <DESCRIPTION>CERTIFICATION OF CHIEF FINANCIAL OFFICER <TEXT> Document 16 - file: live_10k-ex3102.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-32.1 <SEQUENCE>17 <FILENAME>live_10k-ex3201.htm <DESCRIPTION>CERTIFICATION <TEXT> Document 17 - file: live_10k-ex3201.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-32.2 <SEQUENCE>18 <FILENAME>live_10k-ex3202.htm <DESCRIPTION>CERTIFICATION <TEXT> Document 18 - file: live_10k-ex3202.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>19 <FILENAME>image_001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 19 - file: image_001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>20 <FILENAME>image_002.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 20 - file: image_002.jpg
</DOCUMENT> </SEC-DOCUMENT>