10-Q/A 1 live_10qa1-063019.htm AMENDMENT FOR XBRL

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 10-Q

___________

(Mark One)

☒ QUARTERLY Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

For the quarterly period ended June 30, 2019

☐ TRANSITION Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

For the transition period from _____________ to _______________

Commission File Number 001-33937

Live Ventures Incorporated

(Exact name of registrant as specified in its charter)

Nevada | 85-0206668
(State or other jurisdiction of incorporation or organization) | (IRS Employer Identification No.)
325 E. Warm Springs Road, Suite 102 Las Vegas, Nevada | 89119
(Address of principal executive offices) | (Zip Code)

(702) 997-5968

(Registrant’s telephone number, including area code)

Securities registered pursuant to Section 12(b) of the Act:

Title of each class |  | Trading Symbol(s) |  | Name of each exchange on which registered
Common Stock, $0.001 par value per share |  | LIVE |  | The NASDAQ Stock Market LLC (The NASDAQ Capital Market)

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes ☒ No ☐

Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S-T during the preceding 12 months (or for such shorter period that the registrant was required to submit such files). Yes ☒ No ☐

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

Large accelerated filer | ☐ | Accelerated filer | ☐
Non-accelerated filer | ☐ | Smaller reporting company | ☒
Emerging growth company | ☐ |  |

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes ☐ No ☒

The number of shares of the issuer’s common stock, par value $.001 per share, outstanding as of August 9, 2019 was 1,852,577, with a market value of $11,208,091.

EXPLANATORY NOTE

This Amendment No. 1 to the Quarterly Report on Form 10-Q is being filed solely to furnish the Interactive Data files as Exhibit 101, in accordance with Rule 405 of Regulation S-T. No other changes have been made to the Form 10-Q, as originally filed on August 14, 2019.

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| ITEM 6. | Exhibits

The following exhibits are filed with or incorporated by reference into this Quarterly Report.

Exhibit Number |  | Exhibit Description
Ex-101.INS |  | XBRL Instance Document
Ex-101.SCH |  | XBRL Taxonomy Extension Schema Document
Ex-101.CAL |  | XBRL Taxonomy Extension Calculation Linkbase Document
Ex-101.DEF |  | XBRL Taxonomy Extension Definition Linkbase Document
Ex-101.LAB |  | XBRL Taxonomy Extension Label Linkbase Document
EX-101.PRE |  | XBRL Taxonomy Extension Presentation Linkbase Document

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

| Live Ventures Incorporated
Dated: August 16, 2019 | /s/ Jon Isaac
| President and Chief Executive Officer
| (Principal Executive Officer)
Dated: August 16, 2019 | /s/ Virland A. Johnson
| Chief Financial Officer
| (Principal Financial Officer)

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