<SEC-DOCUMENT>0001171520-18-000505.txt : 20181121
<SEC-HEADER>0001171520-18-000505.hdr.sgml : 20181121
<ACCEPTANCE-DATETIME>20181121160354
ACCESSION NUMBER:		0001171520-18-000505
CONFORMED SUBMISSION TYPE:	8-K
PUBLIC DOCUMENT COUNT:		2
CONFORMED PERIOD OF REPORT:	20181115
ITEM INFORMATION:		Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
ITEM INFORMATION:		Financial Statements and Exhibits
FILED AS OF DATE:		20181121
DATE AS OF CHANGE:		20181121

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			SONO TEK CORP
		CENTRAL INDEX KEY:			0000806172
		STANDARD INDUSTRIAL CLASSIFICATION:	MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
		IRS NUMBER:				141568099
		STATE OF INCORPORATION:			NY
		FISCAL YEAR END:			0228

	FILING VALUES:
		FORM TYPE:		8-K
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	000-16035
		FILM NUMBER:		181198221

	BUSINESS ADDRESS:	
		STREET 1:		2012 RT 9W BLDG 3
		CITY:			MILTON
		STATE:			NY
		ZIP:			12547
		BUSINESS PHONE:		8457952020

	MAIL ADDRESS:	
		STREET 1:		2012 RT. 9W, BLDG. 3,
		CITY:			MILTON
		STATE:			NY
		ZIP:			12547
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<TYPE>8-K
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<P STYLE="font: 12pt Cambria,serif; margin: 0; text-align: center">UNITED STATES</P>

<P STYLE="font: 12pt Cambria,serif; margin: 0; text-align: center">SECURITIES AND EXCHANGE COMMISSION</P>

<P STYLE="font: 12pt Cambria,serif; margin: 0; text-align: center">Washington, D.C. 20549</P>

<P STYLE="font: 12pt Cambria,serif; margin: 0; text-align: center">&nbsp;</P>

<P STYLE="font: 12pt Cambria,serif; margin: 0; text-align: center"><B>FORM 8-K</B></P>

<P STYLE="font: 12pt Cambria,serif; margin: 0; text-align: center"><B>&nbsp;</B></P>

<P STYLE="font: 12pt Cambria,serif; margin: 0; text-align: center"><B>CURRENT REPORT</B></P>

<P STYLE="font: 12pt Cambria,serif; margin: 0; text-align: center">Pursuant to Section 13 or 15(d) of the Securities Exchange Act
of 1934</P>

<P STYLE="font: 12pt Cambria,serif; margin: 0; text-align: center">&nbsp;</P>

<P STYLE="font: 12pt Cambria,serif; margin: 0; text-align: center">Date of Report (Date of earliest event reported): November 15,
2018</P>

<P STYLE="font: 12pt Cambria,serif; margin: 0; text-align: center">&nbsp;</P>

<P STYLE="font: 12pt Cambria,serif; margin: 0; text-align: center"><FONT STYLE="font-size: 16pt"><U>Sono-Tek Corporation</U></FONT></P>

<P STYLE="font: 12pt Cambria,serif; margin: 0; text-align: center">(Exact name of registrant as specified in its charter)</P>

<P STYLE="font: 12pt Cambria,serif; margin: 0; text-align: center">&nbsp;</P>

<P STYLE="font: 12pt Cambria,serif; margin: 0; text-align: center">Commission File Number: 0-16035</P>

<P STYLE="font: 12pt Cambria,serif; margin: 0">&nbsp;</P>

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    <TD STYLE="width: 50%; font-family: Times New Roman,serif; text-align: center"><FONT STYLE="font-family: Cambria,serif"><U>New York</U></FONT></TD>
    <TD STYLE="width: 50%; font-family: Times New Roman,serif; text-align: center"><FONT STYLE="font-family: Cambria,serif"><U>14-1568099</U></FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="font-family: Times New Roman,serif; text-align: center"><FONT STYLE="font-family: Cambria,serif">(State of Incorporation)</FONT></TD>
    <TD STYLE="font-family: Times New Roman,serif; text-align: center"><FONT STYLE="font-family: Cambria,serif">(I.R.S. Employer ID No.)</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="font-family: Times New Roman,serif; text-align: center">&nbsp;</TD>
    <TD STYLE="font-family: Times New Roman,serif; text-align: center">&nbsp;</TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="font-family: Times New Roman,serif; text-align: center"><FONT STYLE="font-family: Cambria,serif"><U>2012 Route 9W, Milton, New York</U></FONT></TD>
    <TD STYLE="font-family: Times New Roman,serif; text-align: center"><FONT STYLE="font-family: Cambria,serif"><U>12547</U></FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="font-family: Times New Roman,serif; text-align: center"><FONT STYLE="font-family: Cambria,serif">(Address of Principal Executive Offices) </FONT></TD>
    <TD STYLE="font-family: Times New Roman,serif; text-align: center"><FONT STYLE="font-family: Cambria,serif">(Zip Code)</FONT></TD></TR>
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<P STYLE="font: 12pt Cambria,serif; margin: 0">&nbsp;</P>

<P STYLE="font: 12pt Cambria,serif; margin: 0; text-align: center">Registrant&rsquo;s telephone number, including area code (845)
795-2020</P>

<P STYLE="font: 12pt Cambria,serif; margin: 0">&nbsp;</P>

<P STYLE="font: 12pt Cambria,serif; margin: 0">Check appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligations of the registrant under any of the following provisions:</P>

<P STYLE="font: 12pt Cambria,serif; margin: 0">&nbsp;</P>

<P STYLE="font: 12pt Times New Roman,serif; margin: 0"><FONT STYLE="font-family: MS Mincho">&#9744;</FONT> <FONT STYLE="font-family: Cambria,serif">Written
communications pursuant to Rule 425 under Securities Act (17 CFR 230.425)</FONT></P>

<P STYLE="font: 12pt Cambria,serif; margin: 0">&nbsp;</P>

<P STYLE="font: 12pt Times New Roman,serif; margin: 0"><FONT STYLE="font-family: MS Mincho">&#9744;</FONT> <FONT STYLE="font-family: Cambria,serif">Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)</FONT></P>

<P STYLE="font: 12pt Cambria,serif; margin: 0 0 0 0.5in">&nbsp;</P>

<P STYLE="font: 12pt Times New Roman,serif; margin: 0"><FONT STYLE="font-family: MS Mincho">&#9744;</FONT> <FONT STYLE="font-family: Cambria,serif">Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))</FONT></P>

<P STYLE="font: 12pt Cambria,serif; margin: 0">&nbsp;</P>

<P STYLE="font: 12pt Times New Roman,serif; margin: 0"><FONT STYLE="font-family: MS Mincho">&#9744;</FONT> <FONT STYLE="font-family: Cambria,serif">Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))</FONT></P>

<P STYLE="font: 12pt Cambria,serif; margin: 0">&nbsp;</P>


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<P STYLE="font: 12pt Cambria,serif; margin: 0"><B>Item 5.02: Departure of Directors or Principal Officers; Election of Directors;
Appointment of Principal Officers.</B></P>

<P STYLE="font: 12pt Cambria,serif; margin: 0">&nbsp;</P>

<P STYLE="font: 12pt Cambria,serif; margin: 0">On November 15, 2018, the Board of Directors of Sono-Tek Corporation (the &ldquo;Company&rdquo;)
elected Carol O&rsquo;Donnell to serve as director of the Company. Ms. O&rsquo;Donnell filled a vacancy on the Board created by
the death of Edward Handler in July 2018.</P>

<P STYLE="font: 12pt Cambria,serif; margin: 0">&nbsp;</P>

<P STYLE="font: 12pt Cambria,serif; margin: 0">Ms. O&rsquo;Donnell is currently the Chief Executive Officer and Chief Compliance
Officer of&nbsp;Prot&eacute;g&eacute; Partners, an industry leading firm investing in and seeding smaller and emerging hedge fund
managers. Recently, she was a key member of the Prot&eacute;g&eacute; executive team that launched an affiliate business, MOV37,
for which she also serves as Chief Executive Officer. Prior to joining Prot&eacute;g&eacute; Partners, Ms. O&rsquo;Donnell was
the Director of Legal and Compliance with DARA Capital US, Inc., a Swiss-owned boutique registered investment advisory and wealth
management firm. &nbsp;She also worked at Permal Group as General Counsel and Chief Compliance Officer, and was COO and General
Counsel of Framework Investment Group. &nbsp;Ms. O&rsquo;Donnell is qualified to practice law in the States of New York and Connecticut.</P>

<P STYLE="font: 12pt Cambria,serif; margin: 0">&nbsp;</P>

<P STYLE="font: 12pt Cambria,serif; margin: 0"><B>Item 9.01: Financial Statements and Exhibits.</B></P>

<P STYLE="font: 12pt Cambria,serif; margin: 0">&nbsp;</P>

<P STYLE="font: 12pt Cambria,serif; margin: 0">The Company issued a press release regarding the election of Carol O&rsquo;Donnell
to the Board of Directors, attached as exhibit 99.1</P>

<P STYLE="font: 12pt Cambria,serif; margin: 0">&nbsp;</P>

<P STYLE="font: 12pt Cambria,serif; margin: 0">(d) Exhibits</P>

<P STYLE="font: 12pt Cambria,serif; margin: 0">&nbsp;</P>

<P STYLE="font: 12pt Cambria,serif; margin: 0">99.1 &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Press Release dated November 16,
2018.</P>

<P STYLE="font: 12pt Cambria,serif; margin: 0">&nbsp;</P>

<P STYLE="font: 12pt Cambria,serif; margin: 0; text-align: center">Signatures</P>

<P STYLE="font: 12pt Cambria,serif; margin: 0">&nbsp;</P>

<P STYLE="font: 12pt Cambria,serif; margin: 0">Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant
has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.</P>

<P STYLE="font: 12pt Cambria,serif; margin: 0">&nbsp;</P>

<P STYLE="font: 12pt Cambria,serif; margin: 0 0 0 3in; text-align: center; text-indent: 0.5in">SONO-TEK CORPORATION</P>

<P STYLE="font: 12pt Cambria,serif; margin: 0; text-align: right">&nbsp;</P>

<P STYLE="font: 12pt Cambria,serif; margin: 0 0 0 3in; text-align: center; text-indent: 0.5in">By: <U>/s/ Stephen J. Bagley</U></P>

<P STYLE="font: 12pt Cambria,serif; margin: 0 0 0 3.5in; text-align: center">&nbsp;&nbsp;&nbsp;&nbsp;Stephen J. Bagley</P>

<P STYLE="font: 12pt Cambria,serif; margin: 0 0 0 3.5in; text-align: center; text-indent: 0.5in">Chief Financial Officer</P>

<P STYLE="font: 12pt Cambria,serif; margin: 0 0 0 3in; text-align: center; text-indent: 0.5in">&nbsp;</P>

<P STYLE="font: 12pt Cambria,serif; margin: 0">November 21, 2018</P>



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<P STYLE="font: bold 12pt Cambria,serif; margin: 0 0.25in 0 13.5pt; text-align: right">Exhibit 99.1</P>

<P STYLE="font: 12pt Cambria,serif; margin: 0 0.8in">&nbsp;</P>

<P STYLE="font: 12pt Cambria,serif; margin: 12pt 0 0">FOR IMMEDIATE RELEASE</P>

<P STYLE="font: 12pt Cambria,serif; margin: 12pt 0; text-align: center"><B>Sono-Tek Appoints Carol O&rsquo;Donnell to Board of
Directors</B></P>

<P STYLE="font: 12pt Cambria,serif; margin: 6pt 0">MILTON, N.Y., November 16, 2018 &ndash; Sono-Tek Corporation (OTCQX: SOTK),
the leading developer and manufacturer of ultrasonic coating systems, announced today the appointment of Carol O&rsquo;Donnell
to its Board of Directors. With the addition of Ms. O&rsquo;Donnell, Sono-Tek&rsquo;s Board is now composed of eight directors,
five of whom are independent.</P>

<P STYLE="font: 12pt Cambria,serif; margin: 6pt 0">&ldquo;We are delighted to welcome Carol to our Board. She brings over
three decades of global legal and compliance experience serving the financial service and investment industry,&rdquo;
commented Dr. Christopher L. Coccio, Chairman and CEO of Sono-Tek. &ldquo;Her comprehensive understanding of how
traditional corporate requirements intersect with the entrepreneurial strategies necessary for business expansion will be
invaluable as we continue to innovate and execute our plans for growth.&rdquo;</P>

<P STYLE="font: 12pt Cambria,serif; margin: 6pt 0">Ms. O&rsquo;Donnell is currently the Chief Executive Officer and Chief Compliance
Officer of&nbsp;Prot&eacute;g&eacute; Partners, an industry leading firm investing in and seeding smaller and emerging hedge fund
managers. Recently, she was a key member of the Prot&eacute;g&eacute; executive team that launched an affiliate business, MOV37,
for which she also serves as Chief Executive Officer. MOV37 has established itself as a thought leader in identifying and evaluating
a new wave of managers engaged in &ldquo;Autonomous Learning Investment Strategies,&rdquo; which use advanced machine learning,
data, and cheap computing power to run investment strategies in revolutionary ways.</P>

<P STYLE="font: 12pt Cambria,serif; margin: 6pt 0">Prior to joining Prot&eacute;g&eacute; Partners, Ms. O&rsquo;Donnell was the
Director of Legal and Compliance with DARA Capital US, Inc., a Swiss-owned boutique registered investment advisory and wealth management
firm. &nbsp;She also worked at Permal Group as General Counsel and Chief Compliance Officer, and was COO and General Counsel of
Framework Investment Group. &nbsp;Ms. O&rsquo;Donnell is qualified to practice law in the States of New York and Connecticut, and
holds a JD from the Benjamin Cardozo School of Law and a BS in business and economics from Skidmore College.</P>

<P STYLE="font: 12pt Cambria,serif; margin: 6pt 0"><B>About Sono-Tek</B></P>

<P STYLE="font: 12pt Cambria,serif; margin: 0 0 6pt">Sono-Tek Corporation is the leading developer and manufacturer of ultrasonic
coating systems for applying precise, thin film coatings to protect, strengthen or smooth surfaces on parts and components for
the microelectronics/electronics, alternative energy, medical and industrial markets, including specialized glass applications
in construction and automotive.</P>

<P STYLE="font: 12pt Cambria,serif; margin: 0 0 6pt; background-color: white">The Company&rsquo;s solutions are environmentally-friendly,
efficient and highly reliable, and enable dramatic reductions in overspray, savings in raw material, water and energy usage and
provide improved process repeatability, transfer efficiency, high uniformity and reduced emissions.</P>

<P STYLE="font: 12pt Cambria,serif; margin: 6pt 0; background-color: white">Sono-Tek&rsquo;s growth strategy is focused on leveraging
its innovative technologies, proprietary know-how, unique talent and experience, and global reach to further develop thin film
coating technologies that enable better outcomes for its customers&rsquo; products and processes. <FONT STYLE="background-color: white">For
further information, visit <FONT STYLE="color: Blue">www.sono-tek.com</FONT></FONT>.</P>


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<P STYLE="font: 12pt Cambria,serif; margin: 0"><B><I>Safe Harbor Statement </I></B><BR>
<FONT STYLE="font-size: 10pt"><B><I>This news release contains forward looking statements regarding future events and the future
performance of Sono-Tek Corporation that involve risks and uncertainties that could cause actual results to differ materially.
These factors include, among other considerations, general economic and business conditions; political, regulatory, tax, competitive
and technological developments affecting our operations or the demand for our products; timely development and market acceptance
of new products and paid coating services; adequacy of financing; capacity additions; the ability to enforce patents; maintenance
of operating leverage; continued reduction in inventory requirements; maintenance of order backlog; consummation of order proposals;
continued sales growth in the medical and alternative energy markets; successful transition from primarily selling ultrasonic
nozzles and components to a more complex business providing complete machine solutions and higher value subsystems; effectiveness
of CNC machining upgrade; and the ability to achieve increased sales volume at projected levels and continued profitability. We
refer you to documents that the company files with the Securities and Exchange Commission, which includes Form 10-K and Form 10-Qs
containing additional important information.</I></B></FONT></P>

<P STYLE="font: 12pt Cambria,serif; margin: 0"><FONT STYLE="font-size: 10pt"><B><I>&nbsp;</I></B></FONT></P>

<P STYLE="font: 12pt Cambria,serif; margin: 0 0 6pt"><B>For more information, contact:</B></P>

<TABLE CELLSPACING="0" CELLPADDING="0" STYLE="width: 100%; border-collapse: collapse; font-size: 11pt">
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    <TD STYLE="width: 42%; font: 12pt Times New Roman,serif"><FONT STYLE="font-family: Cambria,serif">Stephen J. Bagley</FONT></TD>
    <TD STYLE="width: 58%; font-family: Calibri,sans-serif"><FONT STYLE="font-family: Cambria,serif; font-size: 12pt">Deborah K. Pawlowski </FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="font-family: Calibri,sans-serif"><FONT STYLE="font-family: Cambria,serif; font-size: 12pt">Chief Financial Officer</FONT></TD>
    <TD STYLE="font-family: Calibri,sans-serif"><FONT STYLE="font-family: Cambria,serif; font-size: 12pt">Investor Relations</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="font-family: Calibri,sans-serif"><FONT STYLE="font-family: Cambria,serif; font-size: 12pt">Sono-Tek Corporation</FONT></TD>
    <TD STYLE="font-family: Calibri,sans-serif"><FONT STYLE="font-family: Cambria,serif; font-size: 12pt">(716) 843-3908</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="font-family: Calibri,sans-serif"><FONT STYLE="font-family: Cambria,serif; font-size: 12pt; color: Blue">info@sono-tek.com</FONT></TD>
    <TD STYLE="font-family: Calibri,sans-serif"><FONT STYLE="font-family: Cambria,serif; font-size: 12pt; color: Blue">dpawlowski@keiadvisors.com</FONT></TD></TR>
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<P STYLE="font: 12pt Cambria,serif; margin: 0; text-align: center"><I>&nbsp;</I></P>

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<P STYLE="font: bold 12pt Times New Roman,serif; margin: 0 0.8in; text-align: center">&nbsp;</P>



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