<SEC-DOCUMENT>0001171520-20-000254.txt : 20200601
<SEC-HEADER>0001171520-20-000254.hdr.sgml : 20200601
<ACCEPTANCE-DATETIME>20200601170355
ACCESSION NUMBER:		0001171520-20-000254
CONFORMED SUBMISSION TYPE:	SD
PUBLIC DOCUMENT COUNT:		2
<RULE>
<RULE-NAME>13p-1
<ITEM>
<ITEM-NUMBER>1.01
<ITEM-PERIOD>20191231
</ITEM>
<ITEM>
<ITEM-NUMBER>1.02
<ITEM-PERIOD>20191231
</ITEM>
</RULE>
FILED AS OF DATE:		20200601
DATE AS OF CHANGE:		20200601

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			SONO TEK CORP
		CENTRAL INDEX KEY:			0000806172
		STANDARD INDUSTRIAL CLASSIFICATION:	MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
		IRS NUMBER:				141568099
		STATE OF INCORPORATION:			NY
		FISCAL YEAR END:			0228

	FILING VALUES:
		FORM TYPE:		SD
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	000-16035
		FILM NUMBER:		20934186

	BUSINESS ADDRESS:	
		STREET 1:		2012 RT 9W BLDG 3
		CITY:			MILTON
		STATE:			NY
		ZIP:			12547
		BUSINESS PHONE:		8457952020

	MAIL ADDRESS:	
		STREET 1:		2012 RT. 9W, BLDG. 3,
		CITY:			MILTON
		STATE:			NY
		ZIP:			12547
</SEC-HEADER>
<DOCUMENT>
<TYPE>SD
<SEQUENCE>1
<FILENAME>eps9080.htm
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<P STYLE="font: 18pt Times New Roman,serif; margin: 0; text-align: center"><B>UNITED STATES</B></P>

<P STYLE="font: 18pt Times New Roman,serif; margin: 0; text-align: center"><B>SECURITIES AND EXCHANGE COMMISSION</B></P>

<P STYLE="font: 12pt Times New Roman,serif; margin: 0; text-align: center"><B>Washington, D.C. 20549</B></P>

<P STYLE="font: 18pt Times New Roman,serif; margin: 26.4pt 0 0; text-align: center"><B>FORM SD</B></P>

<P STYLE="font: 12pt Times New Roman,serif; margin: 0; text-align: center"><B>Specialized Disclosure Report</B></P>

<P STYLE="font: 24pt Times New Roman,serif; margin: 26.4pt 0 0; text-align: center"><B><U>SONO-TEK CORPORATION</U></B></P>

<P STYLE="font: 12pt Times New Roman,serif; margin: 0; text-align: center">(Exact name of registrant as specified in its charter)</P>

<P STYLE="font: 12pt Times New Roman,serif; margin: 0">&nbsp;</P>

<TABLE CELLSPACING="0" CELLPADDING="0" STYLE="width: 100%; border-collapse: collapse; font-size: 10pt">
<TR>
    <TD STYLE="width: 36%; font-family: Times New Roman,serif">&nbsp;</TD>
    <TD STYLE="vertical-align: bottom; width: 2%; font-family: Times New Roman,serif">&nbsp;</TD>
    <TD STYLE="width: 30%; font-family: Times New Roman,serif">&nbsp;</TD>
    <TD STYLE="vertical-align: bottom; width: 2%; font-family: Times New Roman,serif">&nbsp;</TD>
    <TD STYLE="width: 30%; font-family: Times New Roman,serif">&nbsp;</TD></TR>
<TR>
    <TD STYLE="vertical-align: top">
        <P STYLE="font: 12pt Times New Roman,serif; margin: 0; text-align: center; border-bottom: Black 0.75pt solid"><B>New York</B></P></TD>
    <TD STYLE="vertical-align: bottom; font-family: Times New Roman,serif">&nbsp;</TD>
    <TD STYLE="vertical-align: top">
        <P STYLE="font: 12pt Times New Roman,serif; margin: 0; text-align: center; border-bottom: Black 0.75pt solid"><B>0-16035</B></P></TD>
    <TD STYLE="vertical-align: bottom; font-family: Times New Roman,serif">&nbsp;</TD>
    <TD STYLE="vertical-align: top">
        <P STYLE="font: 12pt Times New Roman,serif; margin: 0; text-align: center; border-bottom: Black 0.75pt solid"><B>14-1568099</B></P></TD></TR>
<TR>
    <TD STYLE="vertical-align: top; font-family: Times New Roman,serif; text-align: center"><FONT STYLE="font-size: 12pt">(State or other jurisdiction of incorporation or organization)</FONT></TD>
    <TD STYLE="vertical-align: bottom; font-family: Times New Roman,serif">&nbsp;</TD>
    <TD STYLE="vertical-align: top; font-family: Times New Roman,serif; text-align: center"><FONT STYLE="font-size: 12pt">(Commission File Number)</FONT></TD>
    <TD STYLE="vertical-align: bottom; font-family: Times New Roman,serif">&nbsp;</TD>
    <TD STYLE="vertical-align: top; font-family: Times New Roman,serif; text-align: center"><FONT STYLE="font-size: 12pt">(I.R.S. Employer Identification No.)</FONT></TD></TR>
</TABLE>
<P STYLE="font: 12pt Times New Roman,serif; margin: 0">&nbsp;</P>

<TABLE CELLSPACING="0" CELLPADDING="0" STYLE="width: 100%; border-collapse: collapse; font-size: 10pt">
<TR>
    <TD STYLE="width: 51%; font-family: Times New Roman,serif">&nbsp;</TD>
    <TD STYLE="vertical-align: bottom; width: 3%; font-family: Times New Roman,serif">&nbsp;</TD>
    <TD STYLE="width: 46%; font-family: Times New Roman,serif">&nbsp;</TD></TR>
<TR>
    <TD STYLE="vertical-align: top">
        <P STYLE="font: 12pt Times New Roman,serif; margin: 0; text-align: center; border-bottom: Black 0.75pt solid"><B>2012 Route 9W,
        Milton, NY</B></P></TD>
    <TD STYLE="vertical-align: bottom; font-family: Times New Roman,serif">&nbsp;</TD>
    <TD STYLE="vertical-align: top">
        <P STYLE="font: 12pt Times New Roman,serif; margin: 0; text-align: center; border-bottom: Black 0.75pt solid"><B>12547</B></P></TD></TR>
<TR>
    <TD STYLE="vertical-align: top; font-family: Times New Roman,serif; text-align: center"><FONT STYLE="font-size: 12pt">(Address of principal executive offices)</FONT></TD>
    <TD STYLE="vertical-align: bottom; font-family: Times New Roman,serif">&nbsp;</TD>
    <TD STYLE="vertical-align: top; font-family: Times New Roman,serif; text-align: center"><FONT STYLE="font-size: 12pt">(Zip Code)</FONT></TD></TR>
</TABLE>
<P STYLE="font: 12pt Times New Roman,serif; margin: 0">&nbsp;</P>

<P STYLE="font: 12pt Times New Roman,serif; margin: 0">&nbsp;</P>

<TABLE CELLSPACING="0" CELLPADDING="0" STYLE="width: 100%; border-collapse: collapse; font-size: 10pt">
<TR>
    <TD STYLE="width: 51%; font-family: Times New Roman,serif">&nbsp;</TD>
    <TD STYLE="vertical-align: bottom; width: 3%; font-family: Times New Roman,serif">&nbsp;</TD>
    <TD STYLE="width: 46%; font-family: Times New Roman,serif">&nbsp;</TD></TR>
<TR>
    <TD STYLE="vertical-align: top">
        <P STYLE="font: 12pt Times New Roman,serif; margin: 0; text-align: center; border-bottom: Black 0.75pt solid"><B>Christopher L.
        Coccio</B></P></TD>
    <TD STYLE="vertical-align: bottom; font-family: Times New Roman,serif">&nbsp;</TD>
    <TD STYLE="vertical-align: top">
        <P STYLE="font: 12pt Times New Roman,serif; margin: 0; text-align: center; border-bottom: Black 0.75pt solid"><B>(845) 795-2020</B></P></TD></TR>
<TR STYLE="vertical-align: top">
    <TD COLSPAN="3" STYLE="font-family: Times New Roman,serif; text-align: center"><FONT STYLE="font-size: 12pt">(Name and telephone number, including area code, of the person to contact in connection with this report)</FONT></TD></TR>
</TABLE>
<P STYLE="font: 12pt Times New Roman,serif; margin: 0">&nbsp;</P>

<P STYLE="font: 12pt Times New Roman,serif; margin: 0pt 0 0">Check the appropriate box to indicate the rule pursuant to which
this form is being filed, and provide the period to which the information in this form applies:</P>

<P STYLE="font: 12pt Times New Roman,serif; margin: 0">&nbsp;</P>

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    <TD STYLE="width: 4%; font-family: Times New Roman,serif"><FONT STYLE="font-family: MS Mincho; font-size: 12pt">&#9745;</FONT></TD>
    <TD STYLE="width: 96%; font-family: Times New Roman,serif"><FONT STYLE="font-size: 12pt">Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January&nbsp;1 to December&nbsp;31, 2019.</FONT></TD></TR>
</TABLE>

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<P STYLE="font: 12pt Times New Roman,serif; margin: 0"><B>Section&nbsp;1&nbsp;&ndash;&nbsp;Conflict Minerals Disclosure</B></P>

<P STYLE="font: 12pt Times New Roman,serif; margin: 6.6pt 0 0"><B>Item&nbsp;1.01 Conflict Minerals Disclosure and Report</B></P>
<P STYLE="font: 12pt Times New Roman,serif; margin: 6.6pt 0 0"><B>Conflict Minerals Disclosure</B></P>

<P STYLE="font: 12pt Times New Roman,serif; margin: 0">&nbsp;</P>

<P STYLE="font: 12pt Times New Roman,serif; margin: 0">The Conflict Minerals Report for the calendar year ended December
31, 2019, filed herewith as Exhibit 1.01, is publicly available at www.sono-tek.com under the &ldquo;Investor Relations&rdquo;
tab. The website and information accessible through it are not incorporated into this document.</P>

<P STYLE="font: 12pt Times New Roman,serif; margin: 6.6pt 0 0"><B>Item 1.02 Exhibit</B></P>

<P STYLE="font: 12pt Times New Roman,serif; margin: 0"><B><I>&nbsp;</I></B></P>

<P STYLE="font: 12pt Times New Roman,serif; margin: 0">As specified in Section 2, Item 2.01 of this Form SD, the Company is hereby
filing its Conflicts Minerals Report as Exhibit 1.01 to this report.</P>



<P STYLE="font: 12pt Times New Roman,serif; margin: 6.6pt 0 0"><B>Section 2 &ndash; Exhibits</B></P>


<P STYLE="font: 12pt Times New Roman,serif; margin: 6.6pt 0 0"><B>Item 2.01 Exhibits</B></P>

<P STYLE="font: 12pt Times New Roman,serif; margin: 0"><B><I>&nbsp;</I></B></P>

<P STYLE="font: 12pt Times New Roman,serif; margin: 0">The following Exhibit is filed as part of this report:</P>

<P STYLE="font: 12pt Times New Roman,serif; margin: 0">&nbsp;</P>

<P STYLE="font: 12pt Times New Roman,serif; margin: 0 0 8pt"><A HREF="ex1-01.htm">Exhibit 1.01 &ndash; Conflict Minerals Report of Sono-Tek Corporation for the Reporting Period January 1, 2019 to December 31, 2019.</A></P>

<P STYLE="font: 12pt Times New Roman,serif; margin: 0 0 8pt"></P>

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<P STYLE="font: 2pt Times New Roman,serif; margin: 0">&nbsp;</P>

<P STYLE="font: 12pt Times New Roman,serif; margin: 0; text-align: center"><B>SIGNATURES</B></P>

<P STYLE="font: 12pt Times New Roman,serif; margin: 13.2pt 0 0">Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.</P>

<P STYLE="font: 12pt Times New Roman,serif; margin: 13.2pt 0 0; text-indent: 0.5in">&nbsp;</P>

<P STYLE="font: 12pt Times New Roman,serif; margin: 13.2pt 0 0; text-align: center; text-indent: 0.5in">SONO-TEK CORPORATION</P>

<P STYLE="font: 12pt Times New Roman,serif; margin: 13.2pt 0 0; text-align: center">&nbsp;</P>

<P STYLE="font: 12pt Times New Roman,serif; margin: 0; text-align: center; text-indent: 0.5in">By: <U>/s/ Christopher L. Coccio</U></P>

<P STYLE="font: 12pt Times New Roman,serif; margin: 0 0 0 0.5in; text-align: center; text-indent: 0.5in">Christopher L. Coccio</P>

<P STYLE="font: 12pt Times New Roman,serif; margin: 0 0 0 0.5in; text-align: center; text-indent: 0.5in">Chief Executive Officer</P>

<P STYLE="font: 12pt Times New Roman,serif; margin: 0; text-align: center">&nbsp;</P>

<P STYLE="font: 12pt Times New Roman,serif; margin: 0">June 1, 2020</P>

<P STYLE="font: 10pt Times New Roman,serif; margin: 0">&nbsp;</P>

<P STYLE="font: bold 10pt Times New Roman,serif; margin: 12pt 0.8in 0 0; text-indent: 0in"><FONT STYLE="text-underline-style: double"></FONT></P>

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<DOCUMENT>
<TYPE>EX-1.01
<SEQUENCE>2
<FILENAME>ex1-01.htm
<DESCRIPTION>CONFLICT MINERALS REPORT OF SONO-TEK CORPORATION
<TEXT>
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<P STYLE="font: 11pt Times New Roman,serif; margin: 0; text-align: right"><B>Exhibit 1.01</B></P>

<P STYLE="font: 11pt Times New Roman,serif; margin: 0"><B>&nbsp;</B></P>

<P STYLE="font: 11pt Times New Roman,serif; margin: 0"><B>&nbsp;</B></P>

<P STYLE="font: 11pt Times New Roman,serif; margin: 0; text-align: center"><B>Conflict Minerals Report of Sono-Tek Corporation<BR>
for the Reporting Period January 1, 2019 to December 31, 2019</B></P>

<P STYLE="font: 11pt Times New Roman,serif; margin: 0"><B>&nbsp;</B></P>

<P STYLE="font: 11pt Times New Roman,serif; margin: 0"><B>&nbsp;</B></P>

<P STYLE="font: 11pt Times New Roman,serif; margin: 0"><B>I.&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Introduction</B></P>

<P STYLE="font: 11pt Times New Roman,serif; margin: 0">&nbsp;</P>

<P STYLE="font: 11pt Times New Roman,serif; margin: 0">This Conflict Minerals Report (this &ldquo;Report&rdquo;) of Sono-Tek Corporation
(the &ldquo;Company&rdquo;) has been prepared for the reporting period from January 1, 2019 to December 31, 2019 pursuant to Rule
13p-1 (&ldquo;Rule 13p-1&rdquo;) promulgated under the Securities Exchange Act of 1934, as amended (the &ldquo;1934 Act&rdquo;).
Rule 13p-1 was adopted by the Securities and Exchange Commission (the &ldquo;SEC&rdquo;) to implement reporting and disclosure
requirements related to specified conflict minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act
of 2010 (the &ldquo;Dodd-Frank Act&rdquo;). Rule 13p-1 imposes certain reporting obligations on SEC registrants who manufacture
or contract to manufacture products containing Conflict Minerals which are necessary to the functionality or production of their
products. &ldquo;Conflict Minerals&rdquo; are defined as cassiterite, columbite-tantalite (coltan), gold, wolframite, or their
derivatives, which are limited to tantalum, tin and tungsten and gold (3TG) for the purposes of this assessment. The &ldquo;Covered
Countries&rdquo; for the purposes of Rule 13p-1 are the Democratic Republic of the Congo, the Republic of the Congo, the Central
African Republic, South Sudan, Uganda, Rwanda, Burundi, Tanzania, Zambia and Angola. Capitalized terms in this Report that have
not been expressly defined herein have the meanings assigned to them in Rule 13p-1 and Form SD.</P>

<P STYLE="font: 11pt Times New Roman,serif; margin: 0">&nbsp;</P>

<P STYLE="font: 11pt Times New Roman,serif; margin: 0">If a registrant has reason to believe that any of the Conflict Minerals
necessary to the functionality or production of their products may have originated in the Covered Countries, or if they are unable
to determine the country of origin of those Conflict Minerals, then the registrant must exercise due diligence on the Conflict
Minerals&rsquo; source and chain of custody and submit a Conflict Minerals Report to the SEC that includes a description of those
due diligence measures.</P>

<P STYLE="font: 11pt Times New Roman,serif; margin: 0"><B>&nbsp;</B></P>

<P STYLE="font: 11pt Times New Roman,serif; margin: 0"><B>II.&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Company Overview</B></P>

<P STYLE="font: 11pt Times New Roman,serif; margin: 0">&nbsp;</P>

<P STYLE="font: 11pt Times New Roman,serif; margin: 0">This Report has been prepared by the Company&rsquo;s management. The Company
was incorporated in New York in 1975 and is engaged in the development, manufacture and sale of ultrasonic liquid atomizing nozzles.
Ultrasonic nozzle systems atomize low to medium viscosity liquids by converting electrical energy into mechanical motion in the
form of high frequency ultrasonic vibrations that break liquids into minute drops that can be applied to surfaces at low velocity.</P>

<P STYLE="font: 11pt Times New Roman,serif; margin: 0"><B>&nbsp;</B></P>

<P STYLE="font: 11pt Times New Roman,serif; margin: 0"><B>III.&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Supply Chain Overview</B></P>

<P STYLE="font: 11pt Times New Roman,serif; margin: 0">&nbsp;</P>

<P STYLE="font: 11pt Times New Roman,serif; margin: 0">Certain of the Company&rsquo;s operations manufacture, or contract to manufacture,
products for which Conflict Minerals, are necessary to the functionality or production of those products. However, the Company
is several levels removed from the sources of Conflict Minerals in its products and does not make purchases of raw ore or Conflict
Minerals directly from mines, smelters or refiners.</P>

<P STYLE="font: 11pt Times New Roman,serif; margin: 0"><B>&nbsp;</B></P>

<P STYLE="font: 11pt Times New Roman,serif; margin: 0"><B>IV.&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Due Diligence</B></P>

<P STYLE="font: 11pt Times New Roman,serif; margin: 0">&nbsp;</P>

<P STYLE="font: 11pt Times New Roman,serif; margin: 0">The Company is committed to the responsible sourcing of materials of its
products and supports greater transparency with regard to its supply chain. The Company has adopted a formal policy relating to
the Conflict Minerals that incorporates the standards set forth in the Organization for Economic Co-Operation and Development Due
Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (&ldquo;OECD Guidance&rdquo;),
and the Company has begun implementation of the provisions contained in this policy.</P>

<P STYLE="font: 11pt Times New Roman,serif; margin: 0">&nbsp;</P>


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<P STYLE="font: 11pt Times New Roman,serif; margin: 0">The Company has conducted a good faith reasonable country of origin inquiry
(&ldquo;RCOI&rdquo;) regarding the Conflict Minerals necessary to the functionality or production of the Company&rsquo;s products
that the Company manufactured, or contracted to manufacture, and for which the manufacture was completed during calendar year 2019.
This good faith inquiry was reasonably designed to determine whether any of the Company&rsquo;s necessary Conflict Minerals originated
in the Covered Countries or were from recycled or scrap sources. In conducting the RCOI, the Company identified its products that
it reasonably believed contained Conflict Minerals. The Company verified that Conflict Minerals were present in its products and
also verified that such Conflict Minerals were necessary to the functionality or production of these products. The Company identified
each of its suppliers who supply products, components or materials to the Company that reasonably could be expected to contain
Conflict Minerals. The Company inquired of each of these suppliers to determine the sourcing of the Conflict Minerals. The Company
was able to obtain responses from most of these suppliers of Conflict Minerals. All of these suppliers responded that the Conflict
Minerals supplied to the Company did not originate from the Covered Countries or were of unknown origin.</P>

<P STYLE="font: 11pt Times New Roman,serif; margin: 0">&nbsp;</P>

<P STYLE="font: 11pt Times New Roman,serif; margin: 0"><B>V.&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Conflict Minerals Status
Conclusion</B></P>

<P STYLE="font: 11pt Times New Roman,serif; margin: 0">&nbsp;</P>

<P STYLE="font: 11pt Times New Roman,serif; margin: 0">Based on this RCOI, the Company has no reason to believe that its necessary
Conflict Minerals may have originated in the Covered Countries.</P>

<P STYLE="font: 11pt Times New Roman,serif; margin: 0"><B>&nbsp;</B></P>

<P STYLE="font: 11pt Times New Roman,serif; margin: 0"><B>VI.&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Risk Mitigation/Future Due
Diligence Measures</B></P>

<P STYLE="font: 11pt Times New Roman,serif; margin: 0">&nbsp;</P>

<P STYLE="font: 11pt Times New Roman,serif; margin: 0">The Company maintains purchasing policies and procedures in effect to notify
current and potential new suppliers that utilize Conflict Minerals that the Company does not accept products manufactured with
or containing Conflict Minerals sourced from the Covered Countries.</P>

<P STYLE="font: 11pt Times New Roman,serif; margin: 0">&nbsp;</P>

<P STYLE="font: 11pt Times New Roman,serif; margin: 0">The Company intends to implement steps to mitigate the risk that the Conflict
Minerals benefit armed groups and to improve the reasonable country of origin and due diligence processes. These include, but are
not limited to, the following:</P>

<P STYLE="font: 11pt Times New Roman,serif; margin: 0">&nbsp;</P>

<TABLE CELLPADDING="0" CELLSPACING="0" WIDTH="100%" STYLE="font: 11pt Times New Roman,serif; margin-top: 0; margin-bottom: 0"><TR STYLE="vertical-align: top">
<TD STYLE="width: 0.25in"></TD><TD STYLE="width: 0.25in"><FONT STYLE="font-family: Symbol">&middot;</FONT></TD><TD>Implementing our recently-adopted formal policy relating to the Conflict Minerals that incorporates the standards set forth
in the OECD Guidance;</TD></TR></TABLE>

<P STYLE="font: 11pt Times New Roman,serif; margin: 0">&nbsp;</P>

<TABLE CELLPADDING="0" CELLSPACING="0" WIDTH="100%" STYLE="font: 11pt Times New Roman,serif; margin-top: 0; margin-bottom: 0"><TR STYLE="vertical-align: top">
<TD STYLE="width: 0.25in"></TD><TD STYLE="width: 0.25in"><FONT STYLE="font-family: Symbol">&middot;</FONT></TD><TD>Further modifying the Company&rsquo;s Conflict Minerals compliance process, to supplement changes the Company has already made
to its standard contract and purchase order terms, with the intent to receive all supplier responses to the reasonable country
of origin inquiry and to improve the quality of supplier responses;</TD></TR></TABLE>

<P STYLE="font: 11pt Times New Roman,serif; margin: 0">&nbsp;</P>

<TABLE CELLPADDING="0" CELLSPACING="0" WIDTH="100%" STYLE="font: 11pt Times New Roman,serif; margin-top: 0; margin-bottom: 0"><TR STYLE="vertical-align: top">
<TD STYLE="width: 0.25in"></TD><TD STYLE="width: 0.25in"><FONT STYLE="font-family: Symbol">&middot;</FONT></TD><TD>Leveraging industry efforts to identify additional resources to facilitate compliance; and</TD></TR></TABLE>

<P STYLE="font: 11pt Times New Roman,serif; margin: 0">&nbsp;</P>

<TABLE CELLPADDING="0" CELLSPACING="0" WIDTH="100%" STYLE="font: 11pt Times New Roman,serif; margin-top: 0; margin-bottom: 0"><TR STYLE="vertical-align: top">
<TD STYLE="width: 0.25in"></TD><TD STYLE="width: 0.25in"><FONT STYLE="font-family: Symbol">&middot;</FONT></TD><TD>Conducting an annual review of the Company&rsquo;s Conflict Minerals Policy, Conflict Minerals compliance process</TD></TR></TABLE>

<TABLE CELLPADDING="0" CELLSPACING="0" WIDTH="100%" STYLE="font: 11pt Times New Roman,serif; margin-top: 0; margin-bottom: 0"><TR STYLE="vertical-align: top">
<TD STYLE="width: 0.25in"></TD><TD STYLE="width: 0.25in"><FONT STYLE="font-family: Symbol">&middot;</FONT></TD><TD>and the related procedure documentation, and risks for any updates.</TD></TR></TABLE>

<P STYLE="font: 11pt Times New Roman,serif; margin: 0">&nbsp;</P>



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