<SEC-DOCUMENT>0000814676-16-000090.txt : 20161109
<SEC-HEADER>0000814676-16-000090.hdr.sgml : 20161109
<ACCEPTANCE-DATETIME>20161109104721
ACCESSION NUMBER:		0000814676-16-000090
CONFORMED SUBMISSION TYPE:	8-K
PUBLIC DOCUMENT COUNT:		2
CONFORMED PERIOD OF REPORT:	20161108
ITEM INFORMATION:		Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
FILED AS OF DATE:		20161109
DATE AS OF CHANGE:		20161109

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			CPS TECHNOLOGIES CORP/DE/
		CENTRAL INDEX KEY:			0000814676
		STANDARD INDUSTRIAL CLASSIFICATION:	POTTERY & RELATED PRODUCTS [3260]
		IRS NUMBER:				042832509
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1227

	FILING VALUES:
		FORM TYPE:		8-K
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-36807
		FILM NUMBER:		161983098

	BUSINESS ADDRESS:	
		STREET 1:		111 SOUTH WORCESTER STREET
		CITY:			NORTON
		STATE:			MA
		ZIP:			02766
		BUSINESS PHONE:		508-222-0614

	MAIL ADDRESS:	
		STREET 1:		111 SOUTH WORCESTER STREET
		CITY:			NORTON
		STATE:			MA
		ZIP:			02766

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	CERAMICS PROCESS SYSTEMS CORP/DE/
		DATE OF NAME CHANGE:	19920703
</SEC-HEADER>
<DOCUMENT>
<TYPE>8-K
<SEQUENCE>1
<FILENAME>k8tbreen11082016.htm
<DESCRIPTION>FORM 8K DATED NOVEMBER 8, 2016
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<P STYLE="text-align: center"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 11pt">UNITED STATES<BR>
SECURITIES AND EXCHANGE COMMISSION<BR>
Washington, D.C. 20549<BR></FONT></P>

<P STYLE="text-align: center"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 11pt">FORM 8-K<BR></FONT></P>

<P><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 11pt">&nbsp;</FONT></P>

<P STYLE="text-align: center"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 11pt">Current Report<BR>
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934<BR></FONT></P>

<P STYLE="text-align: center"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 11pt">Date of Report (Date of
earliest event reported): November 8, 2016</FONT></P>

<P STYLE="text-align: center"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 11pt">&nbsp;</FONT></P>

<P STYLE="text-align: center; text-indent: 0in"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 11pt">&nbsp;</FONT></P>

<P STYLE="text-align: center"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 11pt">CPS TECHNOLOGIES CORPORATION<BR>
(Exact Name of Registrant as Specified in its Charter)</FONT></P>

<P STYLE="text-align: center"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 11pt">&nbsp;</FONT></P>

<P STYLE="text-align: center"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 11pt">&nbsp;</FONT></P>

<TABLE CELLSPACING="0" BORDER="0" CELLPADDING="7" DIR="LTR" STYLE="width: 654px">
<TR STYLE="vertical-align: top">
    <TD STYLE="width: 34%; text-align: center; border-bottom: Black 1pt solid"><FONT STYLE="font-family: Arial, Helvetica, Sans-Serif; font-size: 10pt"><B>Delaware</B></FONT></TD>
    <TD STYLE="width: 33%; text-align: center; border-bottom: Black 1pt solid"><FONT STYLE="font-family: Arial, Helvetica, Sans-Serif; font-size: 10pt"><B>0-16088</B></FONT></TD>
    <TD STYLE="width: 33%; text-align: center; border-bottom: Black 1pt solid"><FONT STYLE="font-family: Arial, Helvetica, Sans-Serif; font-size: 10pt"><B>04-2832409</B></FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD>
        <P STYLE="text-align: center">(State or other jurisdiction of incorporation)&nbsp;</P></TD>
    <TD STYLE="text-align: center"><FONT STYLE="font-family: Arial, Helvetica, Sans-Serif; font-size: 10pt">(Commission File Number)</FONT></TD>
    <TD STYLE="text-align: center"><FONT STYLE="font-family: Arial, Helvetica, Sans-Serif; font-size: 10pt">(IRS Employer Identification No.)</FONT></TD></TR>
<TR STYLE="text-align: center; vertical-align: bottom">
    <TD COLSPAN="2" STYLE="border-bottom: Black 1pt solid"><P STYLE="margin-top: 0; margin-bottom: 0"><FONT STYLE="font-family: Arial, Helvetica, Sans-Serif; font-size: 10pt"><B></B></FONT></P>
                                                                               <P STYLE="margin-top: 0; margin-bottom: 0"><FONT STYLE="font-family: Arial, Helvetica, Sans-Serif; font-size: 10pt">&nbsp;</FONT></P>
                                                                               <P STYLE="margin-top: 0; margin-bottom: 0"><FONT STYLE="font: 10pt Arial, Helvetica, Sans-Serif"><B>111
South Worcester Street, Norton, Massachusetts&nbsp;</B></FONT></P></TD>
    <TD STYLE="border-bottom: Black 1pt solid"><FONT STYLE="font-family: Arial, Helvetica, Sans-Serif; font-size: 10pt"><B>02766</B></FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD COLSPAN="2" STYLE="text-align: center"><FONT STYLE="font-family: Arial, Helvetica, Sans-Serif; font-size: 10pt">(Address of principal executive offices)</FONT></TD>
    <TD STYLE="text-align: center"><FONT STYLE="font-family: Arial, Helvetica, Sans-Serif; font-size: 10pt">(Zip Code)</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD COLSPAN="2">&nbsp;</TD>
    <TD>&nbsp;</TD></TR>
<TR STYLE="vertical-align: top">
    <TD COLSPAN="2" STYLE="text-align: center"><FONT STYLE="font-family: Arial, Helvetica, Sans-Serif; font-size: 10pt">Registrant`s telephone number, including area code</FONT></TD>
    <TD STYLE="text-align: center; border-bottom: Black 1pt solid"><FONT STYLE="font-family: Arial, Helvetica, Sans-Serif; font-size: 10pt"><B>508-222-0614</B></FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD COLSPAN="3">&nbsp;</TD></TR>
<TR STYLE="vertical-align: top">
    <TD COLSPAN="3" STYLE="text-align: center"><FONT STYLE="font-family: Arial, Helvetica, Sans-Serif; font-size: 10pt">(Former name or former address, if changed since last report.)</FONT></TD></TR>
</TABLE>
<P STYLE="text-indent: 0in">&nbsp;</P>

<P><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 11pt">Check the appropriate box below if the Form 8-K filing
is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (<U>see</U>
General Instruction A.2. below):</FONT></P>

<P><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 11pt">[ ]&#9;Written communications pursuant to Rule 425
under the Securities Act (17 CFR 230.425)</FONT></P>

<P><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 11pt">[ ]&#9;Soliciting material pursuant to Rule 14a-12
under the exchange Act (17 CFR 240.14a-12)</FONT></P>

<P><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 11pt">[ ]&#9;Pre-commencement communications pursuant to
rule 14d-2(b) under the<BR>
Exchange Act (17CFR 240.14d-2(b))</FONT></P>

<P><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 11pt">[ ]&#9;Pre-commencement communications pursuant to
Rule 13e-4( c)) under the<BR>
Exchange Act (17 CFR 240.13e-4( c)).</FONT></P>

<P STYLE="text-indent: 0in"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 11pt">&nbsp;</FONT></P>

<P><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 11pt">Item 5.02 Appointment of Certain
Officers</FONT></P>

<P>O<FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 11pt">n November 8, 2016, CPS Technologies Corp. (the
&ldquo;Company&rdquo;) issued a press release announcing the appointment of Thomas E. Breen as Senior Vice President - Sales
and Marketing, a new position in the Company reporting to Grant C. Bennett, President and Chief Executive Officer. A copy
of the press release is attached hereto as Exhibit 99.</FONT></P>

<P STYLE="text-indent: 0in"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 11pt">&nbsp;<BR>
</FONT></P>

<P STYLE="text-align: center"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 11pt">SIGNATURE</FONT></P>

<P STYLE="text-align: center"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 11pt">&nbsp;</FONT></P>

<P><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 11pt">Pursuant to the requirements of the Securities Exchange
Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.</FONT></P>

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    <TD COLSPAN="2" STYLE="text-decoration: underline; text-align: center"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 11pt"><B><U>CPS
    Technologies Corporation</U></B><BR>
    (Registrant)</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="width: 52%; text-align: center"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 11pt">Date:
    November 9, 2016</FONT></TD>
    <TD STYLE="width: 48%; text-align: center"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 11pt">/s/ Ralph
    M. Norwood<BR> Ralph M. Norwood<BR>
    Chief Financial Officer<BR> (CFO)</FONT></TD></TR>
</TABLE>
<P><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 11pt">EXHIBIT INDEX</FONT></P>

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    <TD STYLE="width: 20%"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 11pt">EXHIBIT NUMBER </FONT></TD>
    <TD STYLE="width: 80%"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 11pt">DESCRIPTION</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 11pt">99</FONT></TD>
    <TD><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 11pt">Press Release dated November 8, 2016 announcing
    the appointment of Thomas E. Breen as Senior Vice President - Sales and Marketing.</FONT></TD></TR>
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<TYPE>EX-99
<SEQUENCE>2
<FILENAME>pr11082016tbreen.htm
<DESCRIPTION>PRESS RELEASE THOMAS BREEN
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<P STYLE="font: 10pt Arial, Helvetica, Sans-Serif; margin: 0">&nbsp;</P>

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<P STYLE="font: italic bold 10pt Arial, Helvetica, Sans-Serif; margin: 12pt 0 3pt; text-align: center"><FONT STYLE="font-style: normal">CPS
TECHNOLOGIES CORPORATION EXPANDS EXECUTIVE TEAM</FONT></P>

<P STYLE="font: 10pt Arial, Helvetica, Sans-Serif; margin: 0">&nbsp;</P>

<P STYLE="font: 10pt/115% Arial, Helvetica, Sans-Serif; margin: 0 0 10pt">Norton, Massachusetts, November 8, 2016. CPS Technologies
Corporation (Nasdaq: CPSH) announced today that Thomas E. Breen has joined the Company in the newly created position of Senior
Vice-President Sales and Marketing.</P>

<P STYLE="font: 10pt/115% Arial, Helvetica, Sans-Serif; margin: 0 0 10pt">&ldquo;I am delighted to welcome Tom to CPS,&rdquo; said
Grant Bennett, President and Chief Executive Officer. &ldquo;In the recent past, we have added senior technical, manufacturing
and financial talent as we build the team to achieve our growth objectives. Tom completes the senior management team by bringing
the combination of sales, marketing, business development, strategy and leadership skills and energy to lead our sales and marketing
team, and propel us forward.&rdquo;</P>

<P STYLE="font: 10pt/115% Arial, Helvetica, Sans-Serif; margin: 0 0 10pt">Mr. Breen joins CPS having risen through the ranks of
sales and marketing at world-class companies including BAE, L3, General Dynamics, United Technologies and Lockheed Martin. Most
recently he led global sales for Headwall Photonics, a leading producer of spectral imaging instruments. Mr. Breen brings deep
experience in commercial and defense markets, many of which are target markets for CPS. Mr. Breen&rsquo;s educational background
includes BSEE and MBA degrees from Northeastern University.</P>

<P STYLE="font: 10pt/115% Arial, Helvetica, Sans-Serif; margin: 0 0 10pt">&ldquo;I am excited to join CPS with the opportunity
to lead the sales, marketing and business development team&rdquo;, said Mr. Breen. &ldquo;I have been impressed with the Company&rsquo;s
technology and people and am eager to accept the charge to focus resources and achieve the Company&rsquo;s growth ambitions.&rdquo;</P>

<P STYLE="font: 10pt/115% Arial, Helvetica, Sans-Serif; margin: 0 0 10pt">About CPS<BR>
CPS Technologies Corporation is a global leader in producing metal-matrix composite components used to improve the reliability
and performance of various electrical systems. CPS products are used in motor controllers for hybrid and electric vehicles, high-speed
trains, subway cars and wind turbines. They are also used as heatspreaders in internet switches, routers and high-performance microprocessors.
CPS also develops and produces metal-matrix composite armor.</P>

<P STYLE="font: 10pt Arial, Helvetica, Sans-Serif; margin: 0">CPS Technologies Corporation<BR>
Ralph Norwood, Chief Financial Officer<BR>
111 South Worcester Street<BR>
Norton, MA 02766<BR>
Telephone: (508) 222-0614<BR>
Web Site: www.alsic.com</P>

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