<SEC-DOCUMENT>0001213900-20-027578-index.html : 20200921 <SEC-HEADER>0001213900-20-027578.hdr.sgml : 20200921 <ACCEPTANCE-DATETIME>20200921165831 ACCESSION NUMBER: 0001213900-20-027578 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 7 CONFORMED PERIOD OF REPORT: 20200915 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Termination of a Material Definitive Agreement ITEM INFORMATION: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant ITEM INFORMATION: Unregistered Sales of Equity Securities ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20200921 DATE AS OF CHANGE: 20200921 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LiveXLive Media, Inc. CENTRAL INDEX KEY: 0001491419 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 980657263 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-38249 FILM NUMBER: 201186989 BUSINESS ADDRESS: STREET 1: 9200 SUNSET BOULEVARD STREET 2: SUITE #1201 CITY: WEST HOLLYWOOD STATE: CA ZIP: 90069 BUSINESS PHONE: (310) 601-2500 MAIL ADDRESS: STREET 1: 9200 SUNSET BOULEVARD STREET 2: SUITE #1201 CITY: WEST HOLLYWOOD STATE: CA ZIP: 90069 FORMER COMPANY: FORMER CONFORMED NAME: LOTON, CORP DATE OF NAME CHANGE: 20100507 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>ea126964-8k_livexlivemedia.htm <DESCRIPTION>CURRENT REPORT <TEXT> Document 1 - file: ea126964-8k_livexlivemedia.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.1 <SEQUENCE>2 <FILENAME>ea126964ex4-1_livexlive.htm <DESCRIPTION>8.5% SENIOR SECURED CONVERTIBLE NOTE, DATED AS OF SEPTEMBER 15, 2020, ISSUED BY THE COMPANY TO HARVEST SMALL CAP PARTNERS, L.P. <TEXT> Document 2 - file: ea126964ex4-1_livexlive.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.2 <SEQUENCE>3 <FILENAME>ea126964ex4-2_livexlive.htm <DESCRIPTION>8.5% SENIOR SECURED CONVERTIBLE NOTE, DATED AS OF SEPTEMBER 15, 2020, ISSUED BY THE COMPANY TO HARVEST SMALL CAP PARTNERS MASTER, LTD. <TEXT> Document 3 - file: ea126964ex4-2_livexlive.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.3 <SEQUENCE>4 <FILENAME>ea126964ex10-3_livexlive.htm <DESCRIPTION>SUBSIDIARY GUARANTEE, DATED AS OF SEPTEMBER 15, 2020, MADE BY EACH OF THE GUARANTORS, IN FAVOR OF THE SECURED PARTY (AS DEFINED THEREIN) <TEXT> Document 4 - file: ea126964ex10-3_livexlive.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.4 <SEQUENCE>5 <FILENAME>ea126964ex10-4_livexlive.htm <DESCRIPTION>SECURITY AGREEMENT, DATED AS OF SEPTEMBER 15, 2020, AMONG THE COMPANY, THE GUARANTORS AND THE SECURED PARTY (AS DEFINED THEREIN) <TEXT> Document 5 - file: ea126964ex10-4_livexlive.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.5 <SEQUENCE>6 <FILENAME>ea126964ex10-5_livexlive.htm <DESCRIPTION>INTELLECTUAL PROPERTY SECURITY AGREEMENT, DATED AS OF SEPTEMBER 15, 2020, AMONG THE COMPANY, THE GUARANTORS AND THE SECURED PARTY (AS DEFINED THEREIN) <TEXT> Document 6 - file: ea126964ex10-5_livexlive.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.6 <SEQUENCE>7 <FILENAME>ea126964ex10-6_livexlive.htm <DESCRIPTION>REGISTRATION RIGHTS AGREEMENT, DATED AS OF SEPTEMBER 15, 2020, AMONG THE COMPANY AND THE BUYER (AS DEFINED THEREIN) <TEXT> Document 7 - file: ea126964ex10-6_livexlive.htm
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