UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported):
(Exact name of registrant as specified in its charter)
| (State or other jurisdiction of incorporation) |
(Commission File Number) | (I.R.S. Employer Identification No.) |
(Address of principal executive offices) (Zip Code)
(Registrant’s telephone number, including area code)
n/a
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||
| The |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07 Submission of Matters to a Vote of Security Holders.
On September 15, 2021, LiveXLive Media, Inc. (the “Company”) held its 2021 Annual Meeting of Stockholders (the “Annual Meeting”). Below is a summary of the proposals and corresponding vote.
1. All nine nominees were elected to the Company’s Board of Directors with each director receiving votes as follows:
| Election of Directors | For | Withheld | Broker Non-Vote | |||||||||
| Robert S. Ellin | 52,034,858 | 247,837 | 8,877,920 | |||||||||
| Jay Krigsman | 52,083,403 | 199,292 | 8,877,920 | |||||||||
| Craig Foster | 43,727,573 | 8,458,454 | 8,974,588 | |||||||||
| Ramin Arani | 46,860,355 | 5,325,672 | 8,974,588 | |||||||||
| Patrick Wachsberger | 51,993,227 | 192,800 | 8,974,588 | |||||||||
| Kenneth Solomon | 46,864,323 | 5,321,704 | 8,974,588 | |||||||||
| Bridget Baker | 51,995,485 | 190,542 | 8,974,588 | |||||||||
| Maria Garrido | 52,013,680 | 172,347 | 8,974,588 | |||||||||
| Kristopher Wright | 52,013,560 | 172,467 | 8,974,588 | |||||||||
2. The approval, on a non-binding advisory basis, of the compensation of the named executive officers of the Company as described in the Company’s Proxy Statement for the Annual Meeting. The votes on this proposal were as follows:
| For | Against | Abstained | Broker Non-Vote | |||||||||||
| 51,546,657 | 545,909 | 93,460 | 8,974,589 | |||||||||||
3. The ratification of the appointment of BDO USA, LLP as the Company’s independent registered public accounting firm for the fiscal year ending March 31, 2022. The votes on this proposal were as follows:
| For | Against | Abstained | Broker Non-Vote | |||||||||||
| 61,056,263 | 69,208 | 35,144 | ‒ | |||||||||||
No other matters were considered or voted upon at the Annual Meeting.
1
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| LIVEXLIVE MEDIA, INC. | ||
| Dated: September 21, 2021 | By: | /s/ Robert S. Ellin |
| Name: | Robert S. Ellin | |
| Title: | Chief Executive Officer and Chairman of the Board of Directors | |
2