<SEC-DOCUMENT>0001213900-24-030849-index.html : 20240405 <SEC-HEADER>0001213900-24-030849.hdr.sgml : 20240405 <ACCEPTANCE-DATETIME>20240405163018 ACCESSION NUMBER: 0001213900-24-030849 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 20 CONFORMED PERIOD OF REPORT: 20240401 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Unregistered Sales of Equity Securities ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20240405 DATE AS OF CHANGE: 20240405 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LiveOne, Inc. CENTRAL INDEX KEY: 0001491419 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] ORGANIZATION NAME: 07 Trade & Services IRS NUMBER: 980657263 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-38249 FILM NUMBER: 24826913 BUSINESS ADDRESS: STREET 1: 9200 SUNSET BOULEVARD STREET 2: SUITE #1201 CITY: WEST HOLLYWOOD STATE: CA ZIP: 90069 BUSINESS PHONE: (310) 601-2505 MAIL ADDRESS: STREET 1: 9200 SUNSET BOULEVARD STREET 2: SUITE #1201 CITY: WEST HOLLYWOOD STATE: CA ZIP: 90069 FORMER COMPANY: FORMER CONFORMED NAME: LiveXLive Media, Inc. DATE OF NAME CHANGE: 20170808 FORMER COMPANY: FORMER CONFORMED NAME: LOTON, CORP DATE OF NAME CHANGE: 20100507 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>ea0203358-8k_liveone.htm <DESCRIPTION>CURRENT REPORT <TEXT> Document 1 - file: ea0203358-8k_liveone.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.1 <SEQUENCE>2 <FILENAME>ea020335801ex4-1_live.htm <DESCRIPTION>WARRANT TO PURCHASE COMMON STOCK, DATED AS OF APRIL 1, 2024, ISSUED BY THE COMPANY TO HARVEST SMALL CAP PARTNERS, L.P <TEXT> Document 2 - file: ea020335801ex4-1_live.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.2 <SEQUENCE>3 <FILENAME>ea020335801ex4-2_live.htm <DESCRIPTION>WARRANT TO PURCHASE COMMON STOCK, DATED AS OF APRIL 1, 2024, ISSUED BY THE COMPANY TO HARVEST SMALL CAP PARTNERS, LTD <TEXT> Document 3 - file: ea020335801ex4-2_live.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.3 <SEQUENCE>4 <FILENAME>ea020335801ex4-3_live.htm <DESCRIPTION>WARRANT TO PURCHASE COMMON STOCK, DATED AS OF APRIL 1, 2024, ISSUED BY THE COMPANY TO TRINAD CAPITAL MASTER FUND LTD <TEXT> Document 4 - file: ea020335801ex4-3_live.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.1 <SEQUENCE>5 <FILENAME>ea020335801ex10-1_live.htm <DESCRIPTION>LETTER AGREEMENT, DATED AS OF APRIL 1, 2024, BETWEEN THE COMPANY AND HARVEST SMALL CAP PARTNERS, L.P <TEXT> Document 5 - file: ea020335801ex10-1_live.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.2 <SEQUENCE>6 <FILENAME>ea020335801ex10-2_live.htm <DESCRIPTION>LETTER AGREEMENT, DATED AS OF APRIL 1, 2024, BETWEEN THE COMPANY AND HARVEST SMALL CAP PARTNERS, LTD <TEXT> Document 6 - file: ea020335801ex10-2_live.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.3 <SEQUENCE>7 <FILENAME>ea020335801ex10-3_live.htm <DESCRIPTION>LETTER AGREEMENT, DATED AS OF APRIL 1, 2024, BETWEEN THE COMPANY AND TRINAD CAPITAL MASTER FUND LTD <TEXT> Document 7 - file: ea020335801ex10-3_live.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>8 <FILENAME>ea020335801ex99-1_live.htm <DESCRIPTION>PRESS RELEASE, DATED APRIL 3, 2024 <TEXT> Document 8 - file: ea020335801ex99-1_live.htm
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</DOCUMENT> <DOCUMENT> <TYPE>EX-101.PRE <SEQUENCE>11 <FILENAME>lvo-20240401_pre.xml <DESCRIPTION>XBRL PRESENTATION FILE <TEXT> Document 11 - file: lvo-20240401_pre.xml
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