<SEC-DOCUMENT>0001213900-25-064338-index.html : 20250715 <SEC-HEADER>0001213900-25-064338.hdr.sgml : 20250715 <ACCEPTANCE-DATETIME>20250715172501 ACCESSION NUMBER: 0001213900-25-064338 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 18 CONFORMED PERIOD OF REPORT: 20250715 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Unregistered Sales of Equity Securities ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20250715 DATE AS OF CHANGE: 20250715 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LiveOne, Inc. CENTRAL INDEX KEY: 0001491419 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] ORGANIZATION NAME: 07 Trade & Services EIN: 980657263 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-38249 FILM NUMBER: 251125721 BUSINESS ADDRESS: STREET 1: 269 SOUTH BEVERLY DRIVE STREET 2: SUITE 1450 CITY: BEVERLY HILLS STATE: CA ZIP: 90212 BUSINESS PHONE: (310) 601-2505 MAIL ADDRESS: STREET 1: 269 SOUTH BEVERLY DRIVE STREET 2: SUITE 1450 CITY: BEVERLY HILLS STATE: CA ZIP: 90212 FORMER COMPANY: FORMER CONFORMED NAME: LiveXLive Media, Inc. DATE OF NAME CHANGE: 20170808 FORMER COMPANY: FORMER CONFORMED NAME: LOTON, CORP DATE OF NAME CHANGE: 20100507 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>ea0249091-8k_liveone.htm <DESCRIPTION>CURRENT REPORT <TEXT> Document 1 - file: ea0249091-8k_liveone.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.1 <SEQUENCE>2 <FILENAME>ea024909101ex4-1_liveone.htm <DESCRIPTION>WARRANT TO PURCHASE COMMON STOCK, DATED AS OF JULY 15, 2025, ISSUED BY THE COMPANY TO HARVEST SMALL CAP PARTNERS, L.P <TEXT> Document 2 - file: ea024909101ex4-1_liveone.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.2 <SEQUENCE>3 <FILENAME>ea024909101ex4-2_liveone.htm <DESCRIPTION>WARRANT TO PURCHASE COMMON STOCK, DATED AS OF JULY 15, 2025, ISSUED BY THE COMPANY TO HARVEST SMALL CAP PARTNERS MASTER, LTD <TEXT> Document 3 - file: ea024909101ex4-2_liveone.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.3 <SEQUENCE>4 <FILENAME>ea024909101ex4-3_liveone.htm <DESCRIPTION>WARRANT TO PURCHASE COMMON STOCK, DATED AS OF JULY 15, 2025, ISSUED BY THE COMPANY TO TRINAD CAPITAL MASTER FUND LTD <TEXT> Document 4 - file: ea024909101ex4-3_liveone.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.1 <SEQUENCE>5 <FILENAME>ea024909101ex10-1_liveone.htm <DESCRIPTION>LETTER AGREEMENT, DATED AS OF JULY 15, 2025, BETWEEN THE COMPANY AND HARVEST SMALL CAP PARTNERS, L.P <TEXT> Document 5 - file: ea024909101ex10-1_liveone.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.2 <SEQUENCE>6 <FILENAME>ea024909101ex10-2_liveone.htm <DESCRIPTION>LETTER AGREEMENT, DATED AS OF JULY 15, 2025, BETWEEN THE COMPANY AND HARVEST SMALL CAP PARTNERS MASTER, LTD <TEXT> Document 6 - file: ea024909101ex10-2_liveone.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.3 <SEQUENCE>7 <FILENAME>ea024909101ex10-3_liveone.htm <DESCRIPTION>LETTER AGREEMENT, DATED AS OF JULY 15, 2025, BETWEEN THE COMPANY AND TRINAD CAPITAL MASTER FUND LTD <TEXT> Document 7 - file: ea024909101ex10-3_liveone.htm
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