<SEC-DOCUMENT>0001213900-18-001918-index.html : 20180215 <SEC-HEADER>0001213900-18-001918.hdr.sgml : 20180215 <ACCEPTANCE-DATETIME>20180215080035 ACCESSION NUMBER: 0001213900-18-001918 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 15 CONFORMED PERIOD OF REPORT: 20180215 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20180215 DATE AS OF CHANGE: 20180215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Actinium Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001388320 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 880378336 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-36374 FILM NUMBER: 18616179 BUSINESS ADDRESS: STREET 1: 275 MADISON AVENUE, 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 646-677-3875 MAIL ADDRESS: STREET 1: 275 MADISON AVENUE, 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: Cactus Ventures, Inc. DATE OF NAME CHANGE: 20070130 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>f8k021518_actiniumpharma.htm <DESCRIPTION>CURRENT REPORT <TEXT> Document 1 - file: f8k021518_actiniumpharma.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-1.1 <SEQUENCE>2 <FILENAME>f8k021518ex1-1_actinium.htm <DESCRIPTION>DEALER-MANAGER AGREEMENT, DATED FEBRUARY 15, 2018, BETWEEN MAXIM GROUP LLC AND ACTINIUM PHARMACEUTICALS, INC. <TEXT> Document 2 - file: f8k021518ex1-1_actinium.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.1 <SEQUENCE>3 <FILENAME>f8k021518ex4-1_actinium.htm <DESCRIPTION>FORM OF WARRANT AGENCY AGREEMENT BETWEEN ACTION STOCK TRANSFER CORPORATION AND ACTINIUM PHARMACEUTICALS, INC. <TEXT> Document 3 - file: f8k021518ex4-1_actinium.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.2 <SEQUENCE>4 <FILENAME>f8k021518ex4-2_actinium.htm <DESCRIPTION>FORM OF SERIES A WARRANT <TEXT> Document 4 - file: f8k021518ex4-2_actinium.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.3 <SEQUENCE>5 <FILENAME>f8k021518ex4-3_actinium.htm <DESCRIPTION>FORM OF SERIES B WARRANT <TEXT> Document 5 - file: f8k021518ex4-3_actinium.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.4 <SEQUENCE>6 <FILENAME>f8k021518ex4-4_actinium.htm <DESCRIPTION>FORM OF NON-TRANSFERABLE SUBSCRIPTION RIGHTS CERTIFICATE <TEXT> Document 6 - file: f8k021518ex4-4_actinium.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-5.1 <SEQUENCE>7 <FILENAME>f8k021518ex5-1_actinium.htm <DESCRIPTION>LEGAL OPINION OF THE MATT LAW FIRM, PLLC <TEXT> Document 7 - file: f8k021518ex5-1_actinium.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>8 <FILENAME>f8k021518ex99-1_actinium.htm <DESCRIPTION>FORM OF INSTRUCTIONS AS TO USE OF SUBSCRIPTION RIGHTS CERTIFICATES <TEXT> Document 8 - file: f8k021518ex99-1_actinium.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.2 <SEQUENCE>9 <FILENAME>f8k021518ex99-2_actinium.htm <DESCRIPTION>FORM OF LETTER TO STOCKHOLDERS WHO ARE RECORD HOLDERS <TEXT> Document 9 - file: f8k021518ex99-2_actinium.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.3 <SEQUENCE>10 <FILENAME>f8k021518ex99-3_actinium.htm <DESCRIPTION>FORM OF LETTER TO BROKERS, DEALERS, BANKS AND OTHER NOMINEES <TEXT> Document 10 - file: f8k021518ex99-3_actinium.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.4 <SEQUENCE>11 <FILENAME>f8k021518ex99-4_actinium.htm <DESCRIPTION>FORM OF LETTER TO CLIENTS WHO ARE BENEFICIAL OWNERS <TEXT> Document 11 - file: f8k021518ex99-4_actinium.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.5 <SEQUENCE>12 <FILENAME>f8k021518ex99-5_actinium.htm <DESCRIPTION>FORM OF BENEFICIAL OWNER ELECTION FORM <TEXT> Document 12 - file: f8k021518ex99-5_actinium.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.6 <SEQUENCE>13 <FILENAME>f8k021518ex99-6_actinium.htm <DESCRIPTION>FORM OF NOMINEE HOLDER CERTIFICATION <TEXT> Document 13 - file: f8k021518ex99-6_actinium.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.7 <SEQUENCE>14 <FILENAME>f8k021518ex99-7_actinium.htm <DESCRIPTION>FORM OF NOTICE OF IMPORTANT TAX INFORMATION <TEXT> Document 14 - file: f8k021518ex99-7_actinium.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>15 <FILENAME>ex5-1_001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 15 - file: ex5-1_001.jpg
</DOCUMENT> </SEC-DOCUMENT>