<SEC-DOCUMENT>0000707605-21-000076.txt : 20210831
<SEC-HEADER>0000707605-21-000076.hdr.sgml : 20210831
<ACCEPTANCE-DATETIME>20210831164916
ACCESSION NUMBER:		0000707605-21-000076
CONFORMED SUBMISSION TYPE:	D
PUBLIC DOCUMENT COUNT:		1
ITEM INFORMATION:		<ITEMS>06b
FILED AS OF DATE:		20210831
DATE AS OF CHANGE:		20210831
EFFECTIVENESS DATE:		20210831

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			AMERISERV FINANCIAL INC /PA/
		CENTRAL INDEX KEY:			0000707605
		STANDARD INDUSTRIAL CLASSIFICATION:	NATIONAL COMMERCIAL BANKS [6021]
		IRS NUMBER:				251424278
		STATE OF INCORPORATION:			PA
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		D
		SEC ACT:		1933 Act
		SEC FILE NUMBER:	021-411863
		FILM NUMBER:		211227535

	BUSINESS ADDRESS:	
		STREET 1:		MAIN & FRANKLIN STS
		STREET 2:		PO BOX 430
		CITY:			JOHNSTOWN
		STATE:			PA
		ZIP:			15907
		BUSINESS PHONE:		8145335300

	MAIL ADDRESS:	
		STREET 1:		MAIN & FRANKLIN STS
		STREET 2:		PO BOX 430
		CITY:			JOHNSTOWN
		STATE:			PA
		ZIP:			15907
</SEC-HEADER>
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        <entityName>AMERISERV FINANCIAL INC /PA/</entityName>
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            <city>JOHNSTOWN</city>
            <stateOrCountry>PA</stateOrCountry>
            <stateOrCountryDescription>PENNSYLVANIA</stateOrCountryDescription>
            <zipCode>15907</zipCode>
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            <relatedPersonName>
                <firstName>Jeffrey</firstName>
                <middleName>A.</middleName>
                <lastName>Stopko</lastName>
            </relatedPersonName>
            <relatedPersonAddress>
                <street1>Main &amp; Franklin Streets</street1>
                <street2>P. O. Box 430</street2>
                <city>Johnstown</city>
                <stateOrCountry>PA</stateOrCountry>
                <stateOrCountryDescription>PENNSYLVANIA</stateOrCountryDescription>
                <zipCode>15907</zipCode>
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            <relatedPersonRelationshipList>
                <relationship>Executive Officer</relationship>
                <relationship>Director</relationship>
            </relatedPersonRelationshipList>
            <relationshipClarification></relationshipClarification>
        </relatedPersonInfo>
        <relatedPersonInfo>
            <relatedPersonName>
                <firstName>Michael</firstName>
                <middleName>D.</middleName>
                <lastName>Lynch</lastName>
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                <street1>Main &amp; Franklin Streets</street1>
                <street2>P. O. Box 430</street2>
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                <stateOrCountryDescription>PENNSYLVANIA</stateOrCountryDescription>
                <zipCode>15907</zipCode>
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                <firstName>James</firstName>
                <middleName>T.</middleName>
                <lastName>Huerth</lastName>
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                <street1>Main &amp; Franklin Streets</street1>
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                <stateOrCountry>PA</stateOrCountry>
                <stateOrCountryDescription>PENNSYLVANIA</stateOrCountryDescription>
                <zipCode>15907</zipCode>
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                <firstName>Margaret</firstName>
                <middleName>A.</middleName>
                <lastName>O'Malley</lastName>
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                <firstName>Daniel</firstName>
                <middleName>A.</middleName>
                <lastName>Onorato</lastName>
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                <stateOrCountry>PA</stateOrCountry>
                <stateOrCountryDescription>PENNSYLVANIA</stateOrCountryDescription>
                <zipCode>15907</zipCode>
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        <relatedPersonInfo>
            <relatedPersonName>
                <firstName>Mark</firstName>
                <middleName>E.</middleName>
                <lastName>Pasquerilla</lastName>
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                <firstName>Sara</firstName>
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    <offeringData>
        <industryGroup>
            <industryGroupType>Commercial Banking</industryGroupType>
        </industryGroup>
        <issuerSize>
            <revenueRange>Decline to Disclose</revenueRange>
        </issuerSize>
        <federalExemptionsExclusions>
            <item>06b</item>
        </federalExemptionsExclusions>
        <typeOfFiling>
            <newOrAmendment>
                <isAmendment>false</isAmendment>
            </newOrAmendment>
            <dateOfFirstSale>
                <value>2021-08-26</value>
            </dateOfFirstSale>
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        <durationOfOffering>
            <moreThanOneYear>false</moreThanOneYear>
        </durationOfOffering>
        <typesOfSecuritiesOffered>
            <isDebtType>true</isDebtType>
        </typesOfSecuritiesOffered>
        <businessCombinationTransaction>
            <isBusinessCombinationTransaction>false</isBusinessCombinationTransaction>
            <clarificationOfResponse></clarificationOfResponse>
        </businessCombinationTransaction>
        <minimumInvestmentAccepted>100000</minimumInvestmentAccepted>
        <salesCompensationList>
            <recipient>
                <recipientName>Griffin Financial Group, LLC</recipientName>
                <recipientCRDNumber>119004</recipientCRDNumber>
                <associatedBDName>None</associatedBDName>
                <associatedBDCRDNumber>None</associatedBDCRDNumber>
                <recipientAddress>
                    <street1>620 Freedom Business Center</street1>
                    <city>King of Prussia</city>
                    <stateOrCountry>PA</stateOrCountry>
                    <stateOrCountryDescription>PENNSYLVANIA</stateOrCountryDescription>
                    <zipCode>19406</zipCode>
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                <statesOfSolicitationList>
                    <state>FL</state>
                    <description>FLORIDA</description>
                    <state>GA</state>
                    <description>GEORGIA</description>
                    <state>MA</state>
                    <description>MASSACHUSETTS</description>
                    <state>NV</state>
                    <description>NEVADA</description>
                    <state>NJ</state>
                    <description>NEW JERSEY</description>
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                    <description>NEW YORK</description>
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                    <description>PENNSYLVANIA</description>
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                <recipientCRDNumber>15647</recipientCRDNumber>
                <associatedBDName>None</associatedBDName>
                <associatedBDCRDNumber>None</associatedBDCRDNumber>
                <recipientAddress>
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                    <street2>Suite 315</street2>
                    <city>Center Valley</city>
                    <stateOrCountry>PA</stateOrCountry>
                    <stateOrCountryDescription>PENNSYLVANIA</stateOrCountryDescription>
                    <zipCode>18034</zipCode>
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                <statesOfSolicitationList>
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                </statesOfSolicitationList>
                <foreignSolicitation>false</foreignSolicitation>
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        </salesCompensationList>
        <offeringSalesAmounts>
            <totalOfferingAmount>27000000</totalOfferingAmount>
            <totalAmountSold>27000000</totalAmountSold>
            <totalRemaining>0</totalRemaining>
            <clarificationOfResponse></clarificationOfResponse>
        </offeringSalesAmounts>
        <investors>
            <hasNonAccreditedInvestors>false</hasNonAccreditedInvestors>
            <totalNumberAlreadyInvested>18</totalNumberAlreadyInvested>
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        <salesCommissionsFindersFees>
            <salesCommissions>
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            </salesCommissions>
            <findersFees>
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                <issuerName>AMERISERV FINANCIAL INC /PA/</issuerName>
                <signatureName>/s/ Michael D. Lynch</signatureName>
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</SEC-DOCUMENT>
