<SEC-DOCUMENT>0001558370-20-007109-index.html : 20200529 <SEC-HEADER>0001558370-20-007109.hdr.sgml : 20200529 <ACCEPTANCE-DATETIME>20200529103024 ACCESSION NUMBER: 0001558370-20-007109 CONFORMED SUBMISSION TYPE: SD PUBLIC DOCUMENT COUNT: 3 <RULE> <RULE-NAME>13p-1 <ITEM> <ITEM-NUMBER>1.01 <ITEM-PERIOD>20191231 </ITEM> <ITEM> <ITEM-NUMBER>1.02 <ITEM-PERIOD>20191231 </ITEM> </RULE> FILED AS OF DATE: 20200529 DATE AS OF CHANGE: 20200529 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWIND, INC. CENTRAL INDEX KEY: 0001120370 STANDARD INDUSTRIAL CLASSIFICATION: NONFERROUS FOUNDRIES (CASTINGS) [3360] IRS NUMBER: 880409160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SD SEC ACT: 1934 Act SEC FILE NUMBER: 001-34278 FILM NUMBER: 20924558 BUSINESS ADDRESS: STREET 1: 3240 S. CENTRAL AVENUE CITY: CICERO STATE: IL ZIP: 60804 BUSINESS PHONE: 708-780-4800 MAIL ADDRESS: STREET 1: 3240 S. CENTRAL AVENUE CITY: CICERO STATE: IL ZIP: 60804 FORMER COMPANY: FORMER CONFORMED NAME: BROADWIND ENERGY, INC. DATE OF NAME CHANGE: 20080304 FORMER COMPANY: FORMER CONFORMED NAME: TOWER TECH HOLDINGS INC. DATE OF NAME CHANGE: 20060210 FORMER COMPANY: FORMER CONFORMED NAME: BLACKFOOT ENTERPRISES INC DATE OF NAME CHANGE: 20000726 </SEC-HEADER> <DOCUMENT> <TYPE>SD <SEQUENCE>1 <FILENAME>tmb-20200529xsd.htm <DESCRIPTION>SD <TEXT> Document 1 - file: tmb-20200529xsd.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-1.01 <SEQUENCE>2 <FILENAME>tmb-20200529xex1d01.htm <DESCRIPTION>EX-1.01 <TEXT> Document 2 - file: tmb-20200529xex1d01.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>3 <FILENAME>tmb-20200529xsdg001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 3 - file: tmb-20200529xsdg001.jpg
</DOCUMENT> </SEC-DOCUMENT>