8-K 1 sifco8-kxshareholderinvest.htm 8-K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) – January 28, 2014
SIFCO Industries, Inc.
(Exact name of registrant as specified in its charter)

Ohio |  | 1-5978 |  | 34-0553950
(State or other jurisdiction of incorporation) |  | (Commission File Number) |  | (IRS Employer Identification No.)
970 East 64th Street, Cleveland Ohio |  | 44103
(Address of principal executive offices) |  | (ZIP Code)

Registrant’s telephone number, including area code: (216) 881-8600
N.A.
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

o | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Section 7 – Regulation FD
Item 7.01 Regulation FD Disclosure
SIFCO Industries Inc. (the “Company”) will present to its shareholders at its annual meeting on Tuesday, January 28, 2014. A copy of the shareholder presentation to be used at the meeting is attached to this Current Report on Form 8-K as Exhibit 99.1. The shareholder presentation is also available on the Presentation & Events section of the Investor Relations portion of the Company’s website found at www.sifco.com.
In accordance with General Instruction B.2 on Form 8-K, the information set forth in this Item 7.01 and the investor presentation attached to this report as Exhibit 99.1 is “furnished” and shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that Section, nor shall such information be deemed incorporated by reference in any filing under the Securities Exchange Act of 1934, as amended, or the Securities Act of 1933, as amended.

Item 9.01 | Financial Statements and Exhibits.

(d) Exhibits
99.1 Shareholder presentation dated January 28, 2014.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

|  | SIFCO Industries, Inc.
|  | (Registrant)
Date: January 28, 2014 |  |
|  | /s/ Catherine M. Kramer
|  | Catherine M. Kramer
|  | Vice President – Finance and Chief Financial Officer
|  | (Principal Financial Officer)