<SEC-DOCUMENT>0001641172-25-012683-index.html : 20250528 <SEC-HEADER>0001641172-25-012683.hdr.sgml : 20250528 <ACCEPTANCE-DATETIME>20250528160521 ACCESSION NUMBER: 0001641172-25-012683 CONFORMED SUBMISSION TYPE: 40-APP PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20250528 DATE AS OF CHANGE: 20250528 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAND CAPITAL CORP CENTRAL INDEX KEY: 0000081955 ORGANIZATION NAME: EIN: 160961359 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP SEC ACT: SEC FILE NUMBER: 812-15815 FILM NUMBER: 25995414 BUSINESS ADDRESS: STREET 1: 1405 RAND BUILDING CITY: BUFFALO STATE: NY ZIP: 14203 BUSINESS PHONE: 7168530802 MAIL ADDRESS: STREET 1: 1405 RAND BUILDING CITY: BUFFALO STATE: NY ZIP: 14203 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Thorofare Asset Based Lending Fund V, L.P. CENTRAL INDEX KEY: 0001719071 ORGANIZATION NAME: EIN: 821607577 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP SEC ACT: SEC FILE NUMBER: 812-15815-03 FILM NUMBER: 25995417 BUSINESS ADDRESS: STREET 1: C/O THOROFARE CAPITAL STREET 2: 100 N PACIFIC COAST HIGHWAY, SUITE 2050 CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 213-873-4000 MAIL ADDRESS: STREET 1: C/O THOROFARE CAPITAL STREET 2: 100 N PACIFIC COAST HIGHWAY, SUITE 2050 CITY: EL SEGUNDO STATE: CA ZIP: 90245 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Callodine Capital Fund, LP CENTRAL INDEX KEY: 0001741616 ORGANIZATION NAME: EIN: 825059180 STATE OF INCORPORATION: DE FISCAL YEAR END: 1218 FILING VALUES: FORM TYPE: 40-APP SEC ACT: SEC FILE NUMBER: 812-15815-09 FILM NUMBER: 25995423 BUSINESS ADDRESS: STREET 1: TWO INTERNATIONAL PLACE STREET 2: SUITE 1830 CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6178807480 MAIL ADDRESS: STREET 1: TWO INTERNATIONAL PLACE STREET 2: SUITE 1830 CITY: BOSTON STATE: MA ZIP: 02110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Callodine Capital Management, LP CENTRAL INDEX KEY: 0001741675 ORGANIZATION NAME: EIN: 815323008 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP SEC ACT: SEC FILE NUMBER: 812-15815-14 FILM NUMBER: 25995428 BUSINESS ADDRESS: STREET 1: TWO INTERNATIONAL PLACE STREET 2: SUITE 1830 CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6178807480 MAIL ADDRESS: STREET 1: TWO INTERNATIONAL PLACE STREET 2: SUITE 1830 CITY: BOSTON STATE: MA ZIP: 02110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Callodine Capital Offshore Fund, Ltd. CENTRAL INDEX KEY: 0001768435 ORGANIZATION NAME: EIN: 981465977 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP SEC ACT: SEC FILE NUMBER: 812-15815-08 FILM NUMBER: 25995422 BUSINESS ADDRESS: STREET 1: C/O WALKERS CORPORATE LIMITED STREET 2: CAYMAN CORP CENTRE, 27 HOSPITAL ROAD CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: KY1-9008 BUSINESS PHONE: 617-880-7480 MAIL ADDRESS: STREET 1: C/O WALKERS CORPORATE LIMITED STREET 2: CAYMAN CORP CENTRE, 27 HOSPITAL ROAD CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: KY1-9008 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Rand Capital Management LLC CENTRAL INDEX KEY: 0001806157 ORGANIZATION NAME: EIN: 842246964 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP SEC ACT: SEC FILE NUMBER: 812-15815-02 FILM NUMBER: 25995416 BUSINESS ADDRESS: STREET 1: 2200 RAND BUILDING CITY: BUFFALO STATE: NY ZIP: 14203 BUSINESS PHONE: (716) 853-0802 MAIL ADDRESS: STREET 1: 2200 RAND BUILDING CITY: BUFFALO STATE: NY ZIP: 14203 FORMER COMPANY: FORMER CONFORMED NAME: Rand Capital Management, LLC DATE OF NAME CHANGE: 20200310 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Callodine BDC Income Fund, LP CENTRAL INDEX KEY: 0001814004 ORGANIZATION NAME: EIN: 850570600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP SEC ACT: SEC FILE NUMBER: 812-15815-06 FILM NUMBER: 25995420 BUSINESS ADDRESS: STREET 1: TWO INTERNATIONAL PLACE STREET 2: SUITE 1830 CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-880-7480 MAIL ADDRESS: STREET 1: TWO INTERNATIONAL PLACE STREET 2: SUITE 1830 CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: Callodine Special Opportunity Fund, LP DATE OF NAME CHANGE: 20200603 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Callodine Capital Master Fund, LP CENTRAL INDEX KEY: 0001829073 ORGANIZATION NAME: EIN: 981423349 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP SEC ACT: SEC FILE NUMBER: 812-15815-07 FILM NUMBER: 25995421 BUSINESS ADDRESS: STREET 1: C/O WALKERS CORPORATE LIMITED STREET 2: CAYMAN CORP CENTRE, 27 HOSPITAL RD CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: KY1-9008 BUSINESS PHONE: 617-880-7480 MAIL ADDRESS: STREET 1: TWO INTERNATIONAL PLACE STREET 2: SUITE 1830 CITY: BOSTON STATE: MA ZIP: 02110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Callodine Asset Based Loan Fund II, LP CENTRAL INDEX KEY: 0001885941 ORGANIZATION NAME: EIN: 862812524 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP SEC ACT: SEC FILE NUMBER: 812-15815-11 FILM NUMBER: 25995425 BUSINESS ADDRESS: STREET 1: 545 BOYLSTON STREET, 10TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617-588-3318 MAIL ADDRESS: STREET 1: 545 BOYLSTON STREET, 10TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Rand Capital Sub LLC CENTRAL INDEX KEY: 0001923416 ORGANIZATION NAME: EIN: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP SEC ACT: SEC FILE NUMBER: 812-15815-01 FILM NUMBER: 25995415 BUSINESS ADDRESS: STREET 1: 1405 RAND BUILDING CITY: BUFFALO STATE: NY ZIP: 14203 BUSINESS PHONE: (716) 853-0802 MAIL ADDRESS: STREET 1: 1405 RAND BUILDING CITY: BUFFALO STATE: NY ZIP: 14203 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Thorofare, LLC CENTRAL INDEX KEY: 0001926490 ORGANIZATION NAME: EIN: 272801751 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP SEC ACT: SEC FILE NUMBER: 812-15815-04 FILM NUMBER: 25995418 BUSINESS ADDRESS: STREET 1: 100 NORTH PACIFIC COAST HIGHWAY CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: (213) 873-4000 MAIL ADDRESS: STREET 1: 100 NORTH PACIFIC COAST HIGHWAY CITY: EL SEGUNDO STATE: CA ZIP: 90245 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Callodine Credit Management, LLC CENTRAL INDEX KEY: 0001927492 ORGANIZATION NAME: EIN: 862842625 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP SEC ACT: SEC FILE NUMBER: 812-15815-13 FILM NUMBER: 25995427 BUSINESS ADDRESS: STREET 1: 545 BOYLSTON STREET STREET 2: 10TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: (617) 880-7480 MAIL ADDRESS: STREET 1: 545 BOYLSTON STREET STREET 2: 10TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Callodine Strategic Credit Fund II, LP CENTRAL INDEX KEY: 0001927494 ORGANIZATION NAME: EIN: 862265514 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP SEC ACT: SEC FILE NUMBER: 812-15815-05 FILM NUMBER: 25995419 BUSINESS ADDRESS: STREET 1: 3060 PEACHTREE RD. NW STREET 2: SUITE 1120 CITY: ATLANTA STATE: GA ZIP: 30305 BUSINESS PHONE: 404-419-6130 MAIL ADDRESS: STREET 1: 3060 PEACHTREE RD. NW STREET 2: SUITE 1120 CITY: ATLANTA STATE: GA ZIP: 30305 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Callodine Perpetual ABL Fund, LP CENTRAL INDEX KEY: 0001940770 ORGANIZATION NAME: EIN: 883157933 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP SEC ACT: SEC FILE NUMBER: 812-15815-10 FILM NUMBER: 25995424 BUSINESS ADDRESS: STREET 1: 545 BOYLSTON STREET, 10TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617-880-7484 MAIL ADDRESS: STREET 1: 545 BOYLSTON STREET, 10TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Callodine Specialty Income Fund CENTRAL INDEX KEY: 0002029168 ORGANIZATION NAME: EIN: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 40-APP SEC ACT: SEC FILE NUMBER: 812-15815-15 FILM NUMBER: 25995429 BUSINESS ADDRESS: STREET 1: C/O UMB FUND SERVICES INC. STREET 2: 235 W. GALENA ST. CITY: MILWAUKEE STATE: WI ZIP: 53212 BUSINESS PHONE: 414-299-2000 MAIL ADDRESS: STREET 1: C/O UMB FUND SERVICES INC. STREET 2: 235 W. GALENA ST. CITY: MILWAUKEE STATE: WI ZIP: 53212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BlueArc Mezzanine Partners I, L.P. CENTRAL INDEX KEY: 0001676515 ORGANIZATION NAME: EIN: 473604432 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP SEC ACT: SEC FILE NUMBER: 812-15815-12 FILM NUMBER: 25995426 BUSINESS ADDRESS: STREET 1: 3060 PEACHTREE ROAD, SUITE 1600 STREET 2: ONE BUCKHEAD PLAZA CITY: ATLANTA STATE: GA ZIP: 30305 BUSINESS PHONE: 404-419-6130 MAIL ADDRESS: STREET 1: 3060 PEACHTREE ROAD, SUITE 1600 STREET 2: ONE BUCKHEAD PLAZA CITY: ATLANTA STATE: GA ZIP: 30305 </SEC-HEADER> <DOCUMENT> <TYPE>40-APP <SEQUENCE>1 <FILENAME>form40-app.htm <DESCRIPTION>40-APP <TEXT> Document 1 - file: form40-app.htm
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