Form 40-APP - Application for exemption and other relief filed under the Investment Company Act of 1940:
SEC Accession No. 0001641172-25-012683
Filing Date
2025-05-28
Accepted
2025-05-28 16:05:21
Documents
1

Document Format Files

Seq Description Document Type Size
1 40-APP form40-app.htm 40-APP 213697
  Complete submission text file 0001641172-25-012683.txt   224180
Mailing Address 1405 RAND BUILDING BUFFALO NY 14203
Business Address 1405 RAND BUILDING BUFFALO NY 14203 7168530802
RAND CAPITAL CORP (Filer) CIK: 0000081955 (see all company filings)

EIN.: 160961359 | State of Incorp.: NY | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15815 | Film No.: 25995414

Mailing Address 3060 PEACHTREE ROAD, SUITE 1600 ONE BUCKHEAD PLAZA ATLANTA GA 30305
Business Address 3060 PEACHTREE ROAD, SUITE 1600 ONE BUCKHEAD PLAZA ATLANTA GA 30305 404-419-6130
BlueArc Mezzanine Partners I, L.P. (Filer) CIK: 0001676515 (see all company filings)

EIN.: 473604432 | State of Incorp.: GA | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15815-12 | Film No.: 25995426

Mailing Address C/O THOROFARE CAPITAL 100 N PACIFIC COAST HIGHWAY, SUITE 2050 EL SEGUNDO CA 90245
Business Address C/O THOROFARE CAPITAL 100 N PACIFIC COAST HIGHWAY, SUITE 2050 EL SEGUNDO CA 90245 213-873-4000
Thorofare Asset Based Lending Fund V, L.P. (Filer) CIK: 0001719071 (see all company filings)

EIN.: 821607577 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15815-03 | Film No.: 25995417

Mailing Address TWO INTERNATIONAL PLACE SUITE 1830 BOSTON MA 02110
Business Address TWO INTERNATIONAL PLACE SUITE 1830 BOSTON MA 02110 6178807480
Callodine Capital Fund, LP (Filer) CIK: 0001741616 (see all company filings)

EIN.: 825059180 | State of Incorp.: DE | Fiscal Year End: 1218
Type: 40-APP | Act: 98 | File No.: 812-15815-09 | Film No.: 25995423

Mailing Address TWO INTERNATIONAL PLACE SUITE 1830 BOSTON MA 02110
Business Address TWO INTERNATIONAL PLACE SUITE 1830 BOSTON MA 02110 6178807480
Callodine Capital Management, LP (Filer) CIK: 0001741675 (see all company filings)

EIN.: 815323008 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15815-14 | Film No.: 25995428

Mailing Address C/O WALKERS CORPORATE LIMITED CAYMAN CORP CENTRE, 27 HOSPITAL ROAD GEORGE TOWN, GRAND CAYMAN E9 KY1-9008
Business Address C/O WALKERS CORPORATE LIMITED CAYMAN CORP CENTRE, 27 HOSPITAL ROAD GEORGE TOWN, GRAND CAYMAN E9 KY1-9008 617-880-7480
Callodine Capital Offshore Fund, Ltd. (Filer) CIK: 0001768435 (see all company filings)

EIN.: 981465977 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15815-08 | Film No.: 25995422

Mailing Address 2200 RAND BUILDING BUFFALO NY 14203
Business Address 2200 RAND BUILDING BUFFALO NY 14203 (716) 853-0802
Rand Capital Management LLC (Filer) CIK: 0001806157 (see all company filings)

EIN.: 842246964 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15815-02 | Film No.: 25995416

Mailing Address TWO INTERNATIONAL PLACE SUITE 1830 BOSTON MA 02110
Business Address TWO INTERNATIONAL PLACE SUITE 1830 BOSTON MA 02110 617-880-7480
Callodine BDC Income Fund, LP (Filer) CIK: 0001814004 (see all company filings)

EIN.: 850570600 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15815-06 | Film No.: 25995420

Mailing Address TWO INTERNATIONAL PLACE SUITE 1830 BOSTON MA 02110
Business Address C/O WALKERS CORPORATE LIMITED CAYMAN CORP CENTRE, 27 HOSPITAL RD GEORGE TOWN, GRAND CAYMAN E9 KY1-9008 617-880-7480
Callodine Capital Master Fund, LP (Filer) CIK: 0001829073 (see all company filings)

EIN.: 981423349 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15815-07 | Film No.: 25995421

Mailing Address 545 BOYLSTON STREET, 10TH FLOOR BOSTON MA 02116
Business Address 545 BOYLSTON STREET, 10TH FLOOR BOSTON MA 02116 617-588-3318
Callodine Asset Based Loan Fund II, LP (Filer) CIK: 0001885941 (see all company filings)

EIN.: 862812524 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15815-11 | Film No.: 25995425

Mailing Address 1405 RAND BUILDING BUFFALO NY 14203
Business Address 1405 RAND BUILDING BUFFALO NY 14203 (716) 853-0802
Rand Capital Sub LLC (Filer) CIK: 0001923416 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15815-01 | Film No.: 25995415

Mailing Address 100 NORTH PACIFIC COAST HIGHWAY EL SEGUNDO CA 90245
Business Address 100 NORTH PACIFIC COAST HIGHWAY EL SEGUNDO CA 90245 (213) 873-4000
Thorofare, LLC (Filer) CIK: 0001926490 (see all company filings)

EIN.: 272801751 | State of Incorp.: CA | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15815-04 | Film No.: 25995418

Mailing Address 545 BOYLSTON STREET 10TH FLOOR BOSTON MA 02116
Business Address 545 BOYLSTON STREET 10TH FLOOR BOSTON MA 02116 (617) 880-7480
Callodine Credit Management, LLC (Filer) CIK: 0001927492 (see all company filings)

EIN.: 862842625 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15815-13 | Film No.: 25995427

Mailing Address 3060 PEACHTREE RD. NW SUITE 1120 ATLANTA GA 30305
Business Address 3060 PEACHTREE RD. NW SUITE 1120 ATLANTA GA 30305 404-419-6130
Callodine Strategic Credit Fund II, LP (Filer) CIK: 0001927494 (see all company filings)

EIN.: 862265514 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15815-05 | Film No.: 25995419

Mailing Address 545 BOYLSTON STREET, 10TH FLOOR BOSTON MA 02116
Business Address 545 BOYLSTON STREET, 10TH FLOOR BOSTON MA 02116 617-880-7484
Callodine Perpetual ABL Fund, LP (Filer) CIK: 0001940770 (see all company filings)

EIN.: 883157933 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15815-10 | Film No.: 25995424

Mailing Address C/O UMB FUND SERVICES INC. 235 W. GALENA ST. MILWAUKEE WI 53212
Business Address C/O UMB FUND SERVICES INC. 235 W. GALENA ST. MILWAUKEE WI 53212 414-299-2000
Callodine Specialty Income Fund (Filer) CIK: 0002029168 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 0331
Type: 40-APP | Act: 98 | File No.: 812-15815-15 | Film No.: 25995429