8-K 1 a8-krothconfpresentati.htm 8-K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (date of earliest event reported):March 17, 2020

Dyadic International, Inc.
(Exact name of registrant as specified in its charter)

Delaware (State or other jurisdiction of incorporation or organization) | 000-55264 (Commission File Number) | 45-0486747 (I.R.S. Employer Identification Number)
140 Intracoastal Pointe Drive, Suite 404 Jupiter, FL 33477 |  |
(Address of principal executive offices and zip code) |  |
(561) 743-8333 |  |
(Registrant’s telephone number, including area code) |  |
N/A (Former Name or Former Address, if Changed Since Last Report) |  |

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Securities registered pursuant to Section 12(b) of the Act

Title of each class | Trading Symbol(s) | Name of each exchange on which registered
Common Stock, par value $0.001 per share | DYAI | The NASDAQ Stock Market LLC

Item 8.01 Other Events
On March 18, 2020, Dyadic International, Inc. (the “Company”) announced that its management participated in the ROTH Virtual Conference on Tuesday, March 17, 2020.
As a result of the precautions being taken regarding the Coronavirus outbreak, the format of the 32nd Annual ROTH Conference was changed from physical to virtual 1-on-1 meetings only. During the conference, Dyadic management presented its updated management presentation with the following highlights:
•Coronavirus opportunities and new research partners
•New feasibility study with University of Oslo on influenza vaccine
•Four novel C1 cell lines with distinct glycan patterns: Man3-9, Man3, G0 and G2
A copy of the press release is attached as Exhibit 99.1 and the presentation is attached as Exhibit 99.2 to this Current Report on Form 8-K herein by reference.

Item 9.01 Financial Statements and Exhibits |  |
(d) Exhibits |  |
The following exhibit is being furnished herein: |  |
Exhibit Number |  | Description
99.1 |  | Press release dated as of March 18, 2020
99.2 |  | Dyadic management presentation dated March 17, 2020

SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: February 24, 2020

Dyadic International, Inc. |
By: | /s/ Mark A. Emalfarb
Name: | Mark A. Emalfarb
Title: | Chief Executive Officer