<SEC-DOCUMENT>0001477932-18-005374.txt : 20181109
<SEC-HEADER>0001477932-18-005374.hdr.sgml : 20181109
<ACCEPTANCE-DATETIME>20181109170602
ACCESSION NUMBER:		0001477932-18-005374
CONFORMED SUBMISSION TYPE:	SC 13D/A
PUBLIC DOCUMENT COUNT:		1
FILED AS OF DATE:		20181109
DATE AS OF CHANGE:		20181109

SUBJECT COMPANY:	

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			ISSUER DIRECT CORP
		CENTRAL INDEX KEY:			0000843006
		STANDARD INDUSTRIAL CLASSIFICATION:	COMMERCIAL PRINTING [2750]
		IRS NUMBER:				261331503
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		SC 13D/A
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	005-41710
		FILM NUMBER:		181173904

	BUSINESS ADDRESS:	
		STREET 1:		500 PERIMETER PARK DRIVE
		STREET 2:		SUITE D
		CITY:			MORRISVILLE
		STATE:			NC
		ZIP:			27560
		BUSINESS PHONE:		9194611600

	MAIL ADDRESS:	
		STREET 1:		500 PERIMETER PARK DRIVE
		STREET 2:		SUITE D
		CITY:			MORRISVILLE
		STATE:			NC
		ZIP:			27560

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	DOCUCON INC
		DATE OF NAME CHANGE:	20071002

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	DOCUCON INCORPORATED
		DATE OF NAME CHANGE:	19920703

FILED BY:		

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			EQS Group AG
		CENTRAL INDEX KEY:			0001715373
		IRS NUMBER:				000000000
		STATE OF INCORPORATION:			2M
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		SC 13D/A

	BUSINESS ADDRESS:	
		STREET 1:		KARLSTRASSE 47
		CITY:			MUNICH
		STATE:			2M
		ZIP:			80333
		BUSINESS PHONE:		490892102980

	MAIL ADDRESS:	
		STREET 1:		KARLSTRASSE 47
		CITY:			MUNICH
		STATE:			2M
		ZIP:			80333
</SEC-HEADER>
<DOCUMENT>
<TYPE>SC 13D/A
<SEQUENCE>1
<FILENAME>isdr_sc13da.htm
<DESCRIPTION>SC 13D/A
<TEXT>
<html><head><title>isdr_sc13da.htm</title><!--Document Created by EDGARMaster--></head><BODY spellcheck="true" style="text-align:justify;font:10pt TIMES NEW ROMAN;margin:0px 7%"><p style="MARGIN: 0px"> <table style="FONT-SIZE: 1px" cellspacing="0" cellpadding="0" width="100%" border="0"> <tr> <td> <div style="HEIGHT: 4px; WIDTH: 100%; BACKGROUND: #000000; MARGIN: 0px 0px 2px" name="hrule"></div> <div style="HEIGHT: 2px; WIDTH: 100%; BACKGROUND: #000000" name="hrule"></div></td></tr></table></p> <p style="MARGIN: 0px">&nbsp;</p> <p style="MARGIN: 0px" align="center"><b><font size="3">UNITED STATES </font></b></p> <p style="MARGIN: 0px" align="center"><b><font size="3">SECURITIES AND EXCHANGE COMMISSION </font></b></p> <p style="MARGIN: 0px" align="center"><b><font size="3">Washington, D.C. 20549 </font></b></p> <p style="MARGIN: 0px">&nbsp;</p> <p style="MARGIN: 0px" align="center"><b><font size="5">SCHEDULE 13D </font></b></p> <p style="MARGIN: 0px">&nbsp;</p> <p style="MARGIN: 0px" align="center"><b>Under the Securities Exchange Act of 1934</b></p> <p style="MARGIN: 0px" align="center"><b>(Amendment No. 3)*</b></p> <p style="MARGIN: 0px">&nbsp;</p> <p style="MARGIN: 0px"> <table style="TEXT-ALIGN: justify; FONT: 10pt TIMES NEW ROMAN" cellspacing="0" cols="1" cellpadding="0" width="55%" align="center" border="0"> <tr> <td style="BORDER-BOTTOM: black 1px solid"> <p style="MARGIN: 0px" align="center"><b><font size="5">ISSUER DIRECT CORPORATION</font></b></p></td></tr> <tr> <td> <p style="MARGIN: 0px" align="center">(Name of Issuer) </p></td></tr></table></p> <p style="MARGIN: 0px">&nbsp;</p> <p style="MARGIN: 0px" align="center"><u><b>Common Stock, Par Value $0.001 per share </b></u></p> <p style="MARGIN: 0px" align="center">(Title of Class of Securities)</p> <p style="MARGIN: 0px" align="center">&nbsp;</p> <p style="MARGIN: 0px" align="center"><u><b>46520M204</b></u></p> <p style="MARGIN: 0px" align="center">(CUSIP Number)</p> <p style="MARGIN: 0px" align="center">&nbsp;</p> <p style="MARGIN: 0px" align="center"><b>Mr Andr&#233; Silverio Marques</b></p> <p style="MARGIN: 0px" align="center"><b>EQS Group AG</b></p> <p style="MARGIN: 0px" align="center"><b>Karlstrasse 47</b></p> <p style="MARGIN: 0px" align="center"><b>Munich, Germany 80333</b></p> <p style="MARGIN: 0px" align="center"><b><u>Telephone: +49 (0)89 210 298 0</u></b></p> <p style="MARGIN: 0px" align="center">(Name, Address and Telephone Number of Person</p> <p style="MARGIN: 0px" align="center">Authorized to Receive Notices and Communications)</p> <p style="MARGIN: 0px" align="center">&nbsp;</p> <p style="MARGIN: 0px" align="center"><b><u>August 27, 2018</u></b></p> <p style="MARGIN: 0px" align="center">(Date of Event which Requires Filing of this Statement)</p> <p style="MARGIN: 0px">&nbsp;</p>If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of &#167;&#167;240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. <font style="FONT-FAMILY: Wingdings">&#168;</font> <p style="MARGIN: 0px">&nbsp;</p> <p style="MARGIN: 0px"><b>Note:</b> Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See &#167; 240.13d-7(b) for other parties to whom copies are to be sent. </p> <p style="MARGIN: 0px">&nbsp;</p> <p style="MARGIN: 0px">*The remainder of this cover page shall be filled out for a reporting person&#8217;s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.</p> <p style="MARGIN: 0px">&nbsp;</p> <p style="MARGIN: 0px">The information required on the remainder of this cover page shall not be deemed to be &#8220;filed&#8221; for the purpose of Section 18 of the Securities Exchange Act of 1934 (&#8220;Act&#8221;) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). </p> <p style="MARGIN: 0px">&nbsp;</p> <p style="MARGIN: 0px"> <table style="FONT-SIZE: 1px" cellspacing="0" cellpadding="0" width="100%" border="0"> <tr> <td> <div style="HEIGHT: 2px; WIDTH: 100%; BACKGROUND: #000000; MARGIN: 0px 0px 2px" name="hrule"></div> <div style="HEIGHT: 4px; WIDTH: 100%; BACKGROUND: #000000" name="hrule"></div></td></tr></table></p> <p style="MARGIN: 0px"> <table class="pagebreak" style="FONT: 10pt TIMES NEW ROMAN" cellspacing="0" cellpadding="0" width="100%" border="0"> <tr> <td class="hpbhr">&nbsp;</td></tr> <tr> <td>&nbsp;</td></tr> <tr> <td> <div style="WIDTH: 100%; PAGE-BREAK-AFTER: always; LINE-HEIGHT: 0px"></div>&nbsp;</td></tr> <tr> <td>&nbsp;</td></tr></table></p> <p style="MARGIN: 0px">&nbsp;&nbsp;</p> <p style="MARGIN: 0px"> <table style="TEXT-ALIGN: justify; FONT: 10pt TIMES NEW ROMAN" cellspacing="0" cols="3" cellpadding="2" width="100%" align="center" border="0"> <tr> <td style="BORDER-BOTTOM: black 1px solid" width="45%"> <p style="MARGIN: 0px">CUSIP No. 46520M204</p></td> <td style="BORDER-BOTTOM: black 1px solid" width="10%"> <p style="MARGIN: 0px" align="center">13D</p></td> <td style="BORDER-BOTTOM: black 1px solid" width="45%"> <p style="MARGIN: 0px" align="right">Page 2 of 4 Pages</p></td></tr></table></p> <p style="MARGIN: 0px">&nbsp;&nbsp;</p> <table style="BORDER-RIGHT: black 1px solid; BORDER-BOTTOM: black 1px solid; TEXT-ALIGN: justify; FONT: 10pt TIMES NEW ROMAN" cellspacing="0" cellpadding="2" width="100%" align="center" border="0"> <tr height="15"> <td style="BORDER-TOP: black 1px solid; BORDER-LEFT: black 1px solid" valign="top" width="8%"> <p style="MARGIN: 0px" align="center">1.</p></td> <td style="BORDER-TOP: black 1px solid; BORDER-LEFT: black 1px solid" valign="top"> <p style="MARGIN: 0px">NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)</p> <p style="MARGIN: 0px">&nbsp;</p> <p style="MARGIN: 0px">EQS Group AG, a German Stock Corporation</p></td></tr> <tr height="15"> <td style="BORDER-TOP: black 1px solid; BORDER-LEFT: black 1px solid" valign="top"> <p style="MARGIN: 0px" align="center">2.</p></td> <td style="BORDER-TOP: black 1px solid; BORDER-LEFT: black 1px solid" valign="top">CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) <p style="MARGIN: 0px">(a) &#61608;</p>(b) &#61608;</td></tr> <tr height="15"> <td style="BORDER-TOP: black 1px solid; BORDER-LEFT: black 1px solid" valign="top"> <p style="MARGIN: 0px" align="center">3.</p></td> <td style="BORDER-TOP: black 1px solid; BORDER-LEFT: black 1px solid" valign="top"> <p style="MARGIN: 0px">SEC USE ONLY</p> <p style="MARGIN: 0px">&nbsp;</p> <p style="MARGIN: 0px">&nbsp;</p></td></tr> <tr height="15"> <td style="BORDER-TOP: black 1px solid; BORDER-LEFT: black 1px solid" valign="top"> <p style="MARGIN: 0px" align="center">4.</p></td> <td style="BORDER-TOP: black 1px solid; BORDER-LEFT: black 1px solid" valign="top"> <p style="MARGIN: 0px">SOURCE OF FUNDS (see instructions)</p> <p style="MARGIN: 0px">&nbsp;</p> <p style="MARGIN: 0px">&nbsp;</p></td></tr> <tr height="15"> <td style="BORDER-TOP: black 1px solid; BORDER-LEFT: black 1px solid" valign="top"> <p style="MARGIN: 0px" align="center">5.</p></td> <td style="BORDER-TOP: black 1px solid; BORDER-LEFT: black 1px solid" valign="top"> <p style="MARGIN: 0px">CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)</p> <p style="MARGIN: 0px">&nbsp;</p> <p style="MARGIN: 0px"><font style="FONT-FAMILY: Wingdings">&#168;</font></p></td></tr> <tr height="15"> <td style="BORDER-TOP: black 1px solid; BORDER-LEFT: black 1px solid" valign="top"> <p style="MARGIN: 0px" align="center">6.</p></td> <td style="BORDER-TOP: black 1px solid; BORDER-LEFT: black 1px solid" valign="top"> <p style="MARGIN: 0px">CITIZENSHIP OR PLACE OF ORGANIZATION</p> <p style="MARGIN: 0px">&nbsp;</p> <p style="MARGIN: 0px">Germany </p></td></tr></table> <p style="MARGIN: 0px">&nbsp;</p> <p style="MARGIN: 0px"> <table style="BORDER-RIGHT: black 1px solid; BORDER-BOTTOM: black 1px solid; TEXT-ALIGN: justify; FONT: 10pt TIMES NEW ROMAN" cellspacing="0" cols="3" cellpadding="2" width="100%" align="center" border="0"> <tr> <td style="BORDER-TOP: black 1px solid; BORDER-LEFT: black 1px solid" rowspan="4" width="12%"> <p style="MARGIN: 0px" align="center">NUMBER OF</p> <p style="MARGIN: 0px" align="center">SHARES</p> <p style="MARGIN: 0px" align="center">BENEFICIALLY</p> <p style="MARGIN: 0px" align="center">OWNED BY</p> <p style="MARGIN: 0px" align="center">EACH</p> <p style="MARGIN: 0px" align="center">REPORTING</p> <p style="MARGIN: 0px" align="center">PERSON WITH</p></td> <td style="BORDER-TOP: black 1px solid; BORDER-LEFT: black 1px solid" valign="top" width="8%"> <p style="MARGIN: 0px" align="center">7.</p></td> <td style="BORDER-TOP: black 1px solid; BORDER-LEFT: black 1px solid"> <p style="MARGIN: 0px">SOLE VOTING POWER</p> <p style="MARGIN: 0px">&nbsp;</p> <p style="MARGIN: 0px">291,712</p></td></tr> <tr> <td style="BORDER-TOP: black 1px solid; BORDER-LEFT: black 1px solid" valign="top"> <p style="MARGIN: 0px" align="center">8.</p></td> <td style="BORDER-TOP: black 1px solid; BORDER-LEFT: black 1px solid"> <p style="MARGIN: 0px">SHARED VOTING POWER</p> <p style="MARGIN: 0px">&nbsp;</p> <p style="MARGIN: 0px">0</p></td></tr> <tr> <td style="BORDER-TOP: black 1px solid; BORDER-LEFT: black 1px solid" valign="top"> <p style="MARGIN: 0px" align="center">9.</p></td> <td style="BORDER-TOP: black 1px solid; BORDER-LEFT: black 1px solid"> <p style="MARGIN: 0px">SOLE DISPOSITIVE POWER</p> <p style="MARGIN: 0px">&nbsp;</p> <p style="MARGIN: 0px">291,712</p></td></tr> <tr height="15"> <td style="BORDER-TOP: black 1px solid; BORDER-LEFT: black 1px solid" valign="top"> <p style="MARGIN: 0px" align="center">10.</p></td> <td style="BORDER-TOP: black 1px solid; BORDER-LEFT: black 1px solid"> <p style="MARGIN: 0px">SHARED DISPOSITIVE POWER</p> <p style="MARGIN: 0px">&nbsp;</p> <p style="MARGIN: 0px">0</p></td></tr></table></p> <p style="MARGIN: 0px">&nbsp;</p> <table style="BORDER-RIGHT: black 1px solid; BORDER-BOTTOM: black 1px solid; TEXT-ALIGN: justify; FONT: 10pt TIMES NEW ROMAN" cellspacing="0" cellpadding="2" width="100%" align="center" border="0"> <tr height="15"> <td style="BORDER-TOP: black 1px solid; BORDER-LEFT: black 1px solid" valign="top" width="8%"> <p style="MARGIN: 0px" align="center">11.</p></td> <td style="BORDER-TOP: black 1px solid; BORDER-LEFT: black 1px solid" valign="top"> <p style="MARGIN: 0px">AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON</p> <p style="MARGIN: 0px">&nbsp;</p> <p style="MARGIN: 0px">291,712</p></td></tr> <tr height="15"> <td style="BORDER-TOP: black 1px solid; BORDER-LEFT: black 1px solid" valign="top"> <p style="MARGIN: 0px" align="center">12.</p></td> <td style="BORDER-TOP: black 1px solid; BORDER-LEFT: black 1px solid" valign="top"> <p style="MARGIN: 0px">CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions)</p> <p style="MARGIN: 0px">&nbsp;</p> <p style="MARGIN: 0px"><font style="FONT-FAMILY: Wingdings">&#168;</font></p></td></tr> <tr height="15"> <td style="BORDER-TOP: black 1px solid; BORDER-LEFT: black 1px solid" valign="top"> <p style="MARGIN: 0px" align="center">13.</p></td> <td style="BORDER-TOP: black 1px solid; BORDER-LEFT: black 1px solid" valign="top"> <p style="MARGIN: 0px">PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)</p> <p style="MARGIN: 0px">&nbsp;</p> <p style="MARGIN: 0px">7.23 <sup>(1)</sup></p></td></tr> <tr height="15"> <td style="BORDER-TOP: black 1px solid; BORDER-LEFT: black 1px solid" valign="top"> <p style="MARGIN: 0px" align="center">14.</p></td> <td style="BORDER-TOP: black 1px solid; BORDER-LEFT: black 1px solid" valign="top"> <p style="MARGIN: 0px">TYPE OF REPORTING PERSON (see instructions)</p> <p style="MARGIN: 0px">&nbsp;</p> <p style="MARGIN: 0px">CO</p></td></tr></table> <p style="MARGIN: 0px">&nbsp;</p> <p style="MARGIN: 0px">(1) Based upon 4,034,190 shares of common stock outstanding as of August 27, 2018, as reported in the Issuer&#8217;s Current Report on Form 8-K, filed with the Securities and Exchange Commission on August 27, 2018. </p> <p style="MARGIN: 0px">&nbsp;</p> <p style="MARGIN: 0px"> <table id="pagebreak90a80663-61ae-4f4d-94a5-8a88b96c1254" class="pagebreak" style="FONT: 10pt TIMES NEW ROMAN" cellspacing="0" cellpadding="0" width="100%" border="0"> <tr> <td class="hpbhr">&nbsp;</td></tr> <tr> <td style="BORDER-BOTTOM: black 1px solid">&nbsp;</td></tr> <tr> <td> <div style="WIDTH: 100%; PAGE-BREAK-AFTER: always; LINE-HEIGHT: 0px"></div>&nbsp;</td></tr> <tr> <td>&nbsp;</td></tr></table></p> <p style="MARGIN: 0px">&nbsp;</p> <p style="MARGIN: 0px"> <table style="TEXT-ALIGN: justify; FONT: 10pt TIMES NEW ROMAN" cellspacing="0" cols="3" cellpadding="2" width="100%" align="center" border="0"> <tr> <td style="BORDER-BOTTOM: black 1px solid" width="45%"> <p style="MARGIN: 0px">CUSIP No. 46520M204</p></td> <td style="BORDER-BOTTOM: black 1px solid" width="10%"> <p style="MARGIN: 0px" align="center">13D</p></td> <td style="BORDER-BOTTOM: black 1px solid" width="45%"> <p style="MARGIN: 0px" align="right">Page&nbsp;3 of 4 Pages</p></td></tr></table></p><b> <p style="MARGIN: 0px">&nbsp;</p> <p style="MARGIN: 0px" align="center">SCHEDULE 13D</p>&nbsp;</b>&nbsp; &nbsp; <p style="MARGIN: 0px"><b>Item 1.</b>&nbsp;<b>Security and Issuer</b>&nbsp;</p> <p style="MARGIN: 0px">&nbsp;&nbsp;</p> <p style="MARGIN: 0px" align="justify">This Amendment No. 3 to Schedule 13D (this &#8220;<u>Amendment No. 3</u>&#8221;) amends and supplements the Schedule 13D previously filed by EQS Group AG (the &#8220;<u>Reporting Person</u>&#8221;) with the Securities and Exchange Commission (the &#8220;<u>Commission</u>&#8221;) on August 25, 2017, as amended by Amendment No. 1, filed on September 11, 2017, and as further amended by Amendment No. 2, filed on September 26, 2017 (&#8220;<u>Amendment No. 2</u>&#8221; and as so amended, the &#8220;<u>Schedule 13D</u>&#8221;), relating to the common stock, par value $0.001 per share (the &#8220;<u>Common Stock</u>&#8221;), of Issuer Direct Corporation, a Delaware corporation (the &#8220;<u>Issuer</u>&#8221;). The address of the principal executive office of the Issuer is 500 Perimeter Park Drive, Suite D, Morrisville NC 27560.</p> <p style="MARGIN: 0px">&nbsp;</p> <p style="MARGIN: 0px" align="justify">Unless otherwise indicated, all capitalized terms in this Amendment No. 3 have the meanings set forth for such terms in the Schedule 13D. Except as set forth herein, this Amendment No. 3 does not supplement, restate, amend or modify any of the information previously reported in the Schedule 13D. </p> <p style="MARGIN: 0px" align="justify">&nbsp;</p> <p style="MARGIN: 0px" align="justify">This Amendment is being filed due to a decrease in the percentage of the Reporting Person&#8217;s ownership resulting from an increase in the Issuer&#8217;s outstanding shares of Common Stock.<font size="3"></font></p> <p style="MARGIN: 0px">&nbsp;</p> <p style="MARGIN: 0px"><b>Item 4.</b>&nbsp;<b>Purpose of Transaction</b>&nbsp;</p> <p style="MARGIN: 0px">&nbsp;</p> <p style="MARGIN: 0px" align="justify">On August 27, 2018, the Issuer reported that the Issuer has entered into an Underwriting Agreement (the &#8220;<u>Underwriting Agreement</u>&#8221;) on August 17, 2018 with Northland Securities, Inc. (the &#8220;<u>Underwriter</u>&#8221;), relating to the issuance and sale of 806,451 shares (the &#8220;<u>Initial Shares</u>&#8221;) of the Common Stock, at a price to the public of $15.50 per share. In addition, the Issuer granted the Underwriter a 30-day option to purchase up to an additional 120,967 shares of its Common Stock to cover over-allotments (the &#8220;<u>Additional Shares</u>&#8221;). On August 27, 2018, the Issuer further reported that on August 21, 2018, the Issuer completed the issuance and sale of the Initial Shares. On August 23, 2018, the Underwriter notified the Issuer of its intention to exercise its over-allotment option to purchase the Additional Shares. On August 27, 2018, the Issuer completed the issuance and sale of the Additional Shares.</p> <p style="MARGIN: 0px" align="justify">&nbsp;</p> <p style="MARGIN: 0px" align="justify">Following the issuance and sale of the Initial Shares and Additional Shares, the Issuer reported on August 27, 2018 to have 4,034,190 shares of Common Stock outstanding.</p> <p style="MARGIN: 0px" align="justify">&nbsp;</p> <p style="MARGIN: 0px" align="justify">As a result of such issuances, the percentage ownership beneficially owned by the Reporting Person decreased by an amount greater than 1%.</p> <p style="MARGIN: 0px">&nbsp;</p> <p style="MARGIN: 0px"><b>Item 5.</b>&nbsp;<b>Interest in Securities of the Issuer </b>&nbsp;</p> <p style="MARGIN: 0px">&nbsp;</p> <p style="MARGIN: 0px" align="justify">(a)-(c) As of August 27, 2018, the Issuer had 4,034,190 shares of Common Stock outstanding. Based upon the foregoing, as of August 27, 2018, the Reporting Person may be deemed to beneficially own 291,712, representing approximately 7.23% of the 4,034,190 shares of Common Stock issued and outstanding as of August 27, 2018, as reported in the Issuer&#8217;s Current Report on Form 8-K, filed with the Commission on August 27, 2018. The Reporting Person may be deemed to have sole voting and dispositive power with respect to 291,712 shares of the Issuer&#8217;s Common Stock.</p> <p style="MARGIN: 0px" align="justify">&nbsp;</p> <p style="MARGIN: 0px" align="justify">Except as described herein, there have been no other transactions by the Reporting Person in the Common Stock during the past 60 days.</p> <p style="MARGIN: 0px">&nbsp;</p> <p style="MARGIN: 0px"> <table id="pagebreak46d99a86-ab70-48ba-84f5-a06ae93a411f" class="pagebreak" style="FONT: 10pt TIMES NEW ROMAN" cellspacing="0" cellpadding="0" width="100%" border="0"> <tr> <td class="hpbhr">&nbsp;</td></tr> <tr> <td style="BORDER-BOTTOM: black 1px solid">&nbsp;</td></tr> <tr> <td> <div style="WIDTH: 100%; PAGE-BREAK-AFTER: always; LINE-HEIGHT: 0px"></div>&nbsp;</td></tr> <tr> <td>&nbsp;</td></tr></table></p> <p style="MARGIN: 0px">&nbsp;</p> <p style="MARGIN: 0px"> <table style="TEXT-ALIGN: justify; FONT: 10pt TIMES NEW ROMAN" cellspacing="0" cols="3" cellpadding="2" width="100%" align="center" border="0"> <tr> <td style="BORDER-BOTTOM: black 1px solid" width="45%"> <p style="MARGIN: 0px">CUSIP No. 46520M204</p></td> <td style="BORDER-BOTTOM: black 1px solid" width="10%"> <p style="MARGIN: 0px" align="center">13D</p></td> <td style="BORDER-BOTTOM: black 1px solid" width="45%"> <p style="MARGIN: 0px" align="right">Page&nbsp;4 of 4 Pages</p></td></tr></table></p> <p style="MARGIN: 0px">&nbsp;</p> <p style="MARGIN: 0px" align="center"><b>SIGNATURE</b>&nbsp; </p> <p style="MARGIN: 0px">&nbsp;</p> <p style="MARGIN: 0px">After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. </p> <p style="MARGIN: 0px">&nbsp;&nbsp; </p> <table style="TEXT-ALIGN: justify; FONT: 10pt TIMES NEW ROMAN" cellspacing="0" cellpadding="0" width="100%" border="0"> <tr> <td> <p style="MARGIN: 0px">&nbsp;</p></td> <td colspan="2"> <p style="MARGIN: 0px"><b>EQS Group AG</b></p></td> <td> <p style="MARGIN: 0px">&nbsp;</p></td></tr> <tr> <td width="50%"> <p style="MARGIN: 0px">&nbsp;</p></td> <td width="3%"> <p style="MARGIN: 0px">&nbsp;</p></td> <td width="35%"> <p style="MARGIN: 0px">&nbsp;</p></td> <td width="12%"> <p style="MARGIN: 0px">&nbsp;</p></td></tr> <tr height="15"> <td> <p style="MARGIN: 0px">Dated: November 9, 2018 </p></td> <td valign="bottom"> <p style="MARGIN: 0px">By:</p></td> <td style="BORDER-BOTTOM: black 1px solid" valign="bottom"> <p style="MARGIN: 0px"><em>/s/ Andre Silverio Marques</em></p></td> <td valign="top"></td></tr> <tr height="15"> <td> <p style="MARGIN: 0px">&nbsp;</p></td> <td valign="bottom"></td> <td valign="bottom"> <p style="MARGIN: 0px">Andre Silverio Marques</p></td> <td valign="bottom"></td></tr> <tr height="15"> <td> <p style="MARGIN: 0px">&nbsp;</p></td> <td> <p style="MARGIN: 0px">&nbsp;</p></td> <td> <p style="MARGIN: 0px">Chief Financial Officer</p></td> <td> <p style="MARGIN: 0px">&nbsp;</p></td></tr></table> <p style="MARGIN: 0px">&nbsp;</p> <p style="MARGIN: 0px">&nbsp;</p> <p style="MARGIN: 0px"> <table style="TEXT-ALIGN: justify; FONT: 10pt TIMES NEW ROMAN" cellspacing="0" cols="1" cellpadding="0" width="100%" align="center" border="0"> <tr> <td style="BORDER-BOTTOM: black 1px solid"> <p style="MARGIN: 0px" align="center">&nbsp;</p></td></tr></table></p> <p style="MARGIN: 0px">&nbsp;</p></BODY><!--Document Created by EDGARMaster--></html>
</TEXT>
</DOCUMENT>
</SEC-DOCUMENT>
