<SEC-DOCUMENT>0001398344-14-004631-index.html : 20140829 <SEC-HEADER>0001398344-14-004631.hdr.sgml : 20140829 <ACCEPTANCE-DATETIME>20140829164350 ACCESSION NUMBER: 0001398344-14-004631 CONFORMED SUBMISSION TYPE: N-CSR PUBLIC DOCUMENT COUNT: 12 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140829 DATE AS OF CHANGE: 20140829 EFFECTIVENESS DATE: 20140829 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HERZFELD CARIBBEAN BASIN FUND INC CENTRAL INDEX KEY: 0000880406 IRS NUMBER: 650396889 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: N-CSR SEC ACT: 1940 Act SEC FILE NUMBER: 811-06445 FILM NUMBER: 141075727 BUSINESS ADDRESS: STREET 1: 119 WASHINGTON AVENUE, SUITE 504 CITY: MIAMI BEACH STATE: FL ZIP: 33139 BUSINESS PHONE: 3052711900 MAIL ADDRESS: STREET 1: 119 WASHINGTON AVENUE, SUITE 504 CITY: MIAMI BEACH STATE: FL ZIP: 33139 FORMER COMPANY: FORMER CONFORMED NAME: FIRST CUBA FUND INC DATE OF NAME CHANGE: 19920929 </SEC-HEADER> <DOCUMENT> <TYPE>N-CSR <SEQUENCE>1 <FILENAME>fp0011472_ncsr.htm <TEXT> Document 1 - file: fp0011472_ncsr.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.CODE ETH <SEQUENCE>2 <FILENAME>fp0011472_code.htm <TEXT> Document 2 - file: fp0011472_code.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.CERT <SEQUENCE>3 <FILENAME>fp0011472_ex99cert.htm <TEXT> Document 3 - file: fp0011472_ex99cert.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.906 CERT <SEQUENCE>4 <FILENAME>fp0011472_ex99906cert.htm <TEXT> Document 4 - file: fp0011472_ex99906cert.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>5 <FILENAME>herzfeld1.jpg <TEXT> Document 5 - file: herzfeld1.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>6 <FILENAME>herzfeld2.jpg <TEXT> Document 6 - file: herzfeld2.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>7 <FILENAME>herzfeld3.jpg <TEXT> Document 7 - file: herzfeld3.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>8 <FILENAME>herzfeld4.jpg <TEXT> Document 8 - file: herzfeld4.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>9 <FILENAME>herzfeld5.jpg <TEXT> Document 9 - file: herzfeld5.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>10 <FILENAME>herzfeld6.jpg <TEXT> Document 10 - file: herzfeld6.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>11 <FILENAME>herzfeld9.jpg <TEXT> Document 11 - file: herzfeld9.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>12 <FILENAME>herzfeld10.jpg <TEXT> Document 12 - file: herzfeld10.jpg
</DOCUMENT> </SEC-DOCUMENT>